HANMI FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| KIM SEON HONG | — | Purchase | 60,000 | $0.80 | $48,000 | 306,724 | Nov 18, 2011 |
| AHN I JOON | — | Purchase | 50,000 | $0.80 | $40,000 | 1,542,526 | Nov 18, 2011 |
| Robinson Lonny Duane | EVP & CFO | Purchase | 12,500 | $0.80 | $10,000 | 32,500 | Nov 18, 2011 |
| Robinson Lonny Duane | EVP & CFO | Award / Grant | 20,000 | $1.04 | $20,800 | 20,000 | Oct 19, 2011 |
| Yoo Jay S | CEO & President | Award / Grant | 60,000 | — | — | 176,000 | Feb 23, 2011 |
| Yoo Jay S | CEO & President | Award / Grant | 60,000 | — | — | 176,000 | Feb 23, 2011 |
| LEE JOON HYUNG | — | Sale | 286,830 | $1.17 | $335,591 | 2,433,275 | Nov 4, 2010 |
| Cho Brian | Chief Financial Officer | X | 20,000 | $1.20 | $24,000 | 40,000 | Jul 26, 2010 |
| KIM SEON HONG | — | X | 111,862 | $1.20 | $134,234 | 238,724 | Jul 21, 2010 |
| Yoo Jay S | CEO & President | X | 86,000 | $1.20 | $103,200 | 116,000 | Jul 21, 2010 |
| Stolte William Joseph | — | X | 31,000 | $1.20 | $37,200 | 47,000 | Jul 21, 2010 |
| RHO JOSEPH K | — | Other | 30,000 | $1.20 | $36,000 | 2,934,838 | Jul 21, 2010 |
| LEE JOON HYUNG | — | X | 1,560,052 | $1.20 | $1,872,062 | 2,720,105 | Jul 21, 2010 |
| Cho Brian | Chief Financial Officer | Other | 30,000 | $1.20 | $36,000 | 70,000 | Jul 21, 2010 |
| HALL JOHN ALAN | — | X | 9,000 | $1.20 | $10,800 | 9,000 | Jul 21, 2010 |
| AHN I JOON | — | X | 300,000 | $1.20 | $360,000 | 1,492,526 | Jul 21, 2010 |
| Stolte William Joseph | — | X | 31,000 | $1.20 | $37,200 | 47,000 | Jul 21, 2010 |
| HALL JOHN ALAN | — | Purchase | 9,000 | $1.20 | $10,800 | 27,000 | Jul 21, 2010 |
| HALL JOHN ALAN | — | Purchase | 6,000 | $1.20 | $7,200 | 21,000 | Jul 21, 2010 |
| AHN I JOON | — | X | 300,000 | $1.20 | $360,000 | 1,492,526 | Jul 21, 2010 |
| LEE JOON HYUNG | — | Option Exercise | 4,000 | $1.35 | $5,400 | 1,160,053 | Jun 7, 2010 |
| Yoo Jay S | CEO & President | Option Exercise | 10,000 | $1.35 | $13,500 | 80,000 | Jun 7, 2010 |
| Yoo Jay S | CEO & President | Option Exercise | 10,000 | $1.35 | $13,500 | 30,000 | Jun 7, 2010 |
| HALL JOHN ALAN | — | Purchase | 2,000 | $1.20 | $2,400 | 18,000 | Nov 16, 2009 |
| Kwak Charles C | — | Award / Grant | 15,000 | — | — | 125,548 | Jul 1, 2009 |
| Stolte William Joseph | — | Purchase | 1,000 | $1.55 | $1,550 | 16,000 | May 4, 2009 |
| Stolte William Joseph | — | Award / Grant | 15,000 | — | — | 15,000 | Apr 22, 2009 |
| HALL JOHN ALAN | — | Award / Grant | 15,000 | — | — | 16,000 | Apr 8, 2009 |
| AHN I JOON | — | Award / Grant | 15,000 | — | — | 1,192,526 | Apr 8, 2009 |
| Yoo Jay S | CEO & President | Award / Grant | 20,000 | — | — | 20,000 | Apr 8, 2009 |
| Park John | CCO | Award / Grant | 15,000 | — | — | 20,000 | Apr 8, 2009 |
| Cho Brian | Chief Financial Officer | Award / Grant | 15,000 | — | — | 20,000 | Apr 8, 2009 |
| KIM SEON HONG | — | Award / Grant | 15,000 | — | — | 126,862 | Apr 8, 2009 |
| LEE JOON HYUNG | — | Award / Grant | 15,000 | — | — | 1,156,053 | Apr 8, 2009 |
| RHO JOSEPH K | — | Award / Grant | 15,000 | — | — | 1,609,838 | Apr 8, 2009 |
| HALL JOHN ALAN | — | Purchase | 1,000 | $1.50 | $1,500 | 1,000 | Feb 19, 2009 |
| LEE RICHARD B C | — | Gift | 172,500 | — | — | 986,920 | Dec 3, 2008 |
| Park John | CCO | Award / Grant | 5,000 | — | — | 5,000 | Sep 2, 2008 |
| Mason Mark K | — | Purchase | 3,000 | $7.90 | $23,700 | 6,225 | Feb 22, 2008 |
| HONG KI TAE | — | Purchase | 20,000 | $8.20 | $164,000 | 600,606 | Feb 19, 2008 |
| YOUK CHUNG HOON | CCO | Award / Grant | 5,000 | — | — | 13,668 | Jan 2, 2008 |
| Cho Brian | Chief Financial Officer | Award / Grant | 5,000 | — | — | 5,000 | Dec 3, 2007 |
| HONG KI TAE | — | Purchase | 24,000 | $9.73 | $233,520 | 580,606 | Nov 30, 2007 |
| HONG KI TAE | — | Purchase | 5,000 | $14.65 | $73,250 | 556,606 | Jul 31, 2007 |
| RUH WILLIAM J | — | Sale | 10,000 | $20.55 | $205,500 | 10,000 | Feb 7, 2007 |
| YOON WON R | — | Gift | 465 | — | — | 1,665,539 | Dec 1, 2006 |
| PARK CHANG KYU | — | Sale | 14,013 | $21.43 | $300,299 | 1,041,420 | Nov 22, 2006 |
| PARK CHANG KYU | — | Sale | 14,013 | $21.43 | $300,299 | 1,228,907 | Nov 22, 2006 |
| PARK CHANG KYU | — | Gift | 1,500 | — | — | 1,041,420 | Oct 25, 2006 |
| AHN STUART S | — | Sale | 5,724 | $19.25 | $110,187 | 363,674 | Aug 30, 2006 |