HANMI FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SANTAROSA ROMOLO | Chief Financial Officer | Award / Grant | 8,600 | — | — | 63,126 | Apr 1, 2024 |
| LEE BONITA | President & CEO | Award / Grant | 24,171 | — | — | 163,327 | Apr 1, 2024 |
| Kim Anthony I. | Chief Banking Officer | Tax Withholding | 794 | $15.22 | $12,085 | 33,372 | Mar 24, 2024 |
| SANTAROSA ROMOLO | Chief Financial Officer | Tax Withholding | 1,765 | $15.22 | $26,863 | 54,526 | Mar 24, 2024 |
| Du Michael | Chief Risk Officer | Tax Withholding | 615 | $15.22 | $9,360 | 7,599 | Mar 24, 2024 |
| Du Michael | Chief Risk Officer | Tax Withholding | 609 | $15.22 | $9,269 | 7,605 | Mar 24, 2024 |
| Fuhr Matthew | Chief Credit Officer | Award / Grant | 1,926 | — | — | 26,241 | Mar 24, 2024 |
| Kim Anthony I. | Chief Banking Officer | Tax Withholding | 795 | $15.22 | $12,100 | 33,371 | Mar 24, 2024 |
| SANTAROSA ROMOLO | Chief Financial Officer | Award / Grant | 5,504 | — | — | 56,291 | Mar 24, 2024 |
| LEE BONITA | President & CEO | Award / Grant | 14,447 | — | — | 143,787 | Mar 24, 2024 |
| Du Michael | Chief Risk Officer | Tax Withholding | 131 | $15.22 | $1,994 | 6,721 | Mar 23, 2024 |
| Fuhr Matthew | Chief Credit Officer | Tax Withholding | 158 | $15.22 | $2,405 | 24,498 | Mar 23, 2024 |
| Kim Anthony I. | Chief Banking Officer | Tax Withholding | 197 | $15.22 | $2,998 | 31,923 | Mar 23, 2024 |
| SANTAROSA ROMOLO | Chief Financial Officer | Tax Withholding | 394 | $15.22 | $5,997 | 51,306 | Mar 23, 2024 |
| LEE BONITA | President & CEO | Tax Withholding | 1,220 | $15.22 | $18,568 | 130,703 | Mar 23, 2024 |
| LEE BONITA | President & CEO | Tax Withholding | 1,607 | $15.77 | $25,342 | 131,923 | Mar 11, 2024 |
| SANTAROSA ROMOLO | Chief Financial Officer | Tax Withholding | 634 | $15.77 | $9,998 | 51,700 | Mar 11, 2024 |
| Kim Anthony I. | Chief Banking Officer | Tax Withholding | 370 | $15.77 | $5,835 | 32,120 | Mar 11, 2024 |
| Pangrazio Joseph | Chief Accounting Officer | Tax Withholding | 144 | $15.77 | $2,271 | 1,819 | Mar 11, 2024 |
| Fuhr Matthew | Chief Credit Officer | Tax Withholding | 308 | $15.77 | $4,857 | 24,656 | Mar 11, 2024 |
| Du Michael | Chief Risk Officer | Tax Withholding | 197 | $15.77 | $3,107 | 6,852 | Mar 11, 2024 |
| SANTAROSA ROMOLO | Chief Financial Officer | Purchase | 1,000 | $16.50 | $16,500 | 52,334 | Feb 12, 2024 |
| SANTAROSA ROMOLO | Chief Financial Officer | Purchase | 1,000 | $14.23 | $14,230 | 51,334 | Oct 27, 2023 |
| Pangrazio Joseph | Chief Accounting Officer | Tax Withholding | 103 | $15.54 | $1,601 | 1,963 | Oct 18, 2023 |
| LEE BONITA | President & CEO | Award / Grant | 35,906 | — | — | 153,027 | Aug 4, 2023 |
| Fuhr Matthew | Chief Credit Officer | Tax Withholding | 316 | $15.21 | $4,806 | 24,964 | Jun 25, 2023 |
| Kim Anthony I. | Chief Banking Officer | Tax Withholding | 211 | $15.21 | $3,209 | 32,490 | Jun 25, 2023 |
| Yu Gideon | — | Award / Grant | 4,334 | — | — | 8,521 | May 24, 2023 |
| Yang Michael | — | Award / Grant | 4,334 | — | — | 23,436 | May 24, 2023 |
| Williams Thomas James | — | Award / Grant | 4,334 | — | — | 19,436 | May 24, 2023 |
| Rosenblum David L | — | Award / Grant | 4,334 | — | — | 29,696 | May 24, 2023 |
| Lee Gloria J | — | Award / Grant | 4,334 | — | — | 6,528 | May 24, 2023 |
| Chung Harry | — | Award / Grant | 4,334 | — | — | 30,436 | May 24, 2023 |
| Chu Christie K | — | Award / Grant | 4,334 | — | — | 22,436 | May 24, 2023 |
| Ahn John J | — | Award / Grant | 4,334 | — | — | 44,436 | May 24, 2023 |
| Chung Harry | — | Purchase | 2,700 | $14.07 | $37,989 | 25,802 | May 4, 2023 |
| Kim Anthony I. | Chief Banking Officer | Tax Withholding | 191 | $18.47 | $3,528 | 32,920 | Mar 24, 2023 |
| Park Min S | Chief Credit Risk Officer | Tax Withholding | 103 | $18.47 | $1,902 | 16,718 | Mar 24, 2023 |
| LEE BONITA | President & CEO | Tax Withholding | 1,277 | $18.72 | $23,905 | 117,121 | Mar 23, 2023 |
| SANTAROSA ROMOLO | Chief Financial Officer | Tax Withholding | 487 | $18.72 | $9,117 | 50,334 | Mar 23, 2023 |
| Fuhr Matthew | Chief Credit Administration | Tax Withholding | 170 | $18.72 | $3,182 | 25,280 | Mar 23, 2023 |
| Du Michael | Chief Risk Officer | Tax Withholding | 175 | $18.72 | $3,276 | 7,049 | Mar 23, 2023 |
| LEE BONITA | President & CEO | Award / Grant | 15,000 | — | — | 119,576 | Mar 10, 2023 |
| SANTAROSA ROMOLO | Chief Financial Officer | Award / Grant | 5,137 | — | — | 51,202 | Mar 10, 2023 |
| Kim Anthony I. | Chief Banking Officer | Award / Grant | 3,003 | — | — | 33,111 | Mar 10, 2023 |
| Fuhr Matthew | Chief Credit Administration | Award / Grant | 2,491 | — | — | 25,602 | Mar 10, 2023 |
| Pangrazio Joseph | Chief Accounting Officer | Award / Grant | 1,166 | — | — | 2,066 | Mar 10, 2023 |
| Park Min S | Chief Credit Risk Officer | Award / Grant | 1,047 | — | — | 16,821 | Mar 10, 2023 |
| Du Michael | Chief Risk Officer | Award / Grant | 1,596 | — | — | 7,355 | Mar 10, 2023 |
| LEE BONITA | President & CEO | Tax Withholding | 38,509 | $23.29 | $896,875 | 104,576 | Jan 31, 2023 |