SWK Holdings Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Date |
|---|---|---|---|---|---|---|
| Hatcher Robert K. | — | Award / Grant | 3,858 | $14.26 | $55,015 | Jun 16, 2025 |
| Albright Jerry | — | Award / Grant | 3,858 | $14.26 | $55,015 | Jun 16, 2025 |
| Dotter Laurie L. | — | Award / Grant | 3,858 | $14.26 | $55,015 | Jun 16, 2025 |
| Staggs Joe David JR | PRESIDENT | Tax Withholding | 25,857 | $18.10 | $468,012 | Apr 15, 2025 |
| Staggs Joe David JR | PRESIDENT | Award / Grant | 36,700 | — | — | Jan 31, 2025 |
| Rice Adam | Chief Financial Officer | Award / Grant | 9,175 | — | — | Jan 31, 2025 |
| Black Diamond Offshore Ltd. | — | Other | 600,678 | — | — | Oct 23, 2024 |
| Rice Adam | Chief Financial Officer | Award / Grant | 6,072 | — | — | Jul 3, 2024 |
| Dotter Laurie L. | — | Award / Grant | 3,253 | $16.91 | $55,008 | Jun 27, 2024 |
| Hatcher Robert K. | — | Award / Grant | 3,253 | $16.91 | $55,008 | Jun 27, 2024 |
| Albright Jerry | — | Award / Grant | 3,253 | $16.91 | $55,008 | Jun 27, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 1,051 | $16.89 | $17,751 | Jun 27, 2024 |
| Dotter Laurie L. | — | Award / Grant | 815 | $16.88 | $13,757 | Apr 1, 2024 |
| Albright Jerry | — | Award / Grant | 815 | $16.88 | $13,757 | Apr 1, 2024 |
| Hatcher Robert K. | — | Award / Grant | 815 | $16.88 | $13,757 | Apr 1, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 1,051 | $16.88 | $17,741 | Apr 1, 2024 |
| Staggs Joe David JR | PRESIDENT | Award / Grant | 35,881 | — | — | Mar 1, 2024 |
| Dotter Laurie L. | — | Award / Grant | 766 | $17.95 | $13,750 | Jan 2, 2024 |
| Albright Jerry | — | Award / Grant | 766 | $17.95 | $13,750 | Jan 2, 2024 |
| Hatcher Robert K. | — | Award / Grant | 766 | $17.95 | $13,750 | Jan 2, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 766 | $17.95 | $13,750 | Jan 2, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 1,120 | $15.85 | $17,752 | Oct 2, 2023 |
| Hatcher Robert K. | — | Award / Grant | 868 | $15.85 | $13,758 | Oct 2, 2023 |
| Dotter Laurie L. | — | Award / Grant | 868 | $15.85 | $13,758 | Oct 2, 2023 |
| Albright Jerry | — | Award / Grant | 868 | $15.85 | $13,758 | Oct 2, 2023 |
| Dotter Laurie L. | — | Award / Grant | 821 | $16.74 | $13,744 | Jun 30, 2023 |
| Albright Jerry | — | Award / Grant | 821 | $16.74 | $13,744 | Jun 30, 2023 |
| Pennington Marcus Edward | — | Award / Grant | 821 | $16.74 | $13,744 | Jun 30, 2023 |
| Hatcher Robert K. | — | Award / Grant | 821 | $16.74 | $13,744 | Jun 30, 2023 |
| Pennington Marcus Edward | — | Award / Grant | 770 | $17.86 | $13,752 | Mar 31, 2023 |
| Hatcher Robert K. | — | Award / Grant | 770 | $17.86 | $13,752 | Mar 31, 2023 |
| Dotter Laurie L. | — | Award / Grant | 770 | $17.86 | $13,752 | Mar 31, 2023 |
| Albright Jerry | — | Award / Grant | 188 | $17.86 | $3,358 | Mar 31, 2023 |
| Dotter Laurie L. | — | Award / Grant | 779 | $17.64 | $13,742 | Dec 30, 2022 |
| Pennington Marcus Edward | — | Award / Grant | 779 | $17.64 | $13,742 | Dec 30, 2022 |
| DICICCO WENDY F | — | Award / Grant | 779 | $17.64 | $13,742 | Dec 30, 2022 |
| Hatcher Robert K. | — | Award / Grant | 1,120 | $17.64 | $19,757 | Dec 30, 2022 |
| Hatcher Robert K. | — | Award / Grant | 779 | $17.64 | $13,742 | Dec 30, 2022 |
| Heinrichson Yvette M | Chief Financial Officer | Award / Grant | 8,621 | $17.40 | $150,005 | Oct 3, 2022 |
| Hatcher Robert K. | — | Award / Grant | 809 | $17.00 | $13,753 | Sep 30, 2022 |
| Dotter Laurie L. | — | Award / Grant | 809 | $17.00 | $13,753 | Sep 30, 2022 |
| Pennington Marcus Edward | — | Award / Grant | 809 | $17.00 | $13,753 | Sep 30, 2022 |
| DICICCO WENDY F | — | Award / Grant | 809 | $17.00 | $13,753 | Sep 30, 2022 |
| Staggs Joe David JR | PRESIDENT | Award / Grant | 23,655 | — | — | Sep 19, 2022 |
| Staggs Joe David JR | PRESIDENT | Purchase | 2,745 | $16.53 | $45,375 | Sep 9, 2022 |
| Staggs Joe David JR | PRESIDENT | Purchase | 2,745 | $16.53 | $45,375 | Sep 9, 2022 |
| BLACK WINSTON L III | Chief Executive Officer | Tax Withholding | 101,926 | $17.48 | $1,781,666 | Aug 31, 2022 |
| BLACK WINSTON L III | Chief Executive Officer | Option Exercise | 50,000 | $13.70 | $685,000 | Aug 31, 2022 |
| Dotter Laurie L. | — | Award / Grant | 1,137 | $17.47 | $19,863 | Jun 30, 2022 |
| DICICCO WENDY F | — | Award / Grant | 1,137 | $17.47 | $19,863 | Jun 30, 2022 |