SWK Holdings Corp — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Hatcher Robert K. | — | Award / Grant | 3,858 | $14.26 | $55,015 | 16,662 | Jun 16, 2025 |
| Albright Jerry | — | Award / Grant | 3,858 | $14.26 | $55,015 | 10,832 | Jun 16, 2025 |
| Dotter Laurie L. | — | Award / Grant | 3,858 | $14.26 | $55,015 | 16,791 | Jun 16, 2025 |
| Staggs Joe David JR | PRESIDENT | Tax Withholding | 25,857 | $18.10 | $468,012 | 123,766 | Apr 15, 2025 |
| Staggs Joe David JR | PRESIDENT | Award / Grant | 36,700 | — | — | 115,873 | Jan 31, 2025 |
| Rice Adam | Chief Financial Officer | Award / Grant | 9,175 | — | — | 15,247 | Jan 31, 2025 |
| Black Diamond Offshore Ltd. | — | Other | 600,678 | — | — | — | Oct 23, 2024 |
| Rice Adam | Chief Financial Officer | Award / Grant | 6,072 | — | — | 6,072 | Jul 3, 2024 |
| Dotter Laurie L. | — | Award / Grant | 3,253 | $16.91 | $55,008 | 12,933 | Jun 27, 2024 |
| Hatcher Robert K. | — | Award / Grant | 3,253 | $16.91 | $55,008 | 12,804 | Jun 27, 2024 |
| Albright Jerry | — | Award / Grant | 3,253 | $16.91 | $55,008 | 6,974 | Jun 27, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 1,051 | $16.89 | $17,751 | 22,227 | Jun 27, 2024 |
| Dotter Laurie L. | — | Award / Grant | 815 | $16.88 | $13,757 | 9,680 | Apr 1, 2024 |
| Albright Jerry | — | Award / Grant | 815 | $16.88 | $13,757 | 3,721 | Apr 1, 2024 |
| Hatcher Robert K. | — | Award / Grant | 815 | $16.88 | $13,757 | 9,551 | Apr 1, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 1,051 | $16.88 | $17,741 | 17,108 | Apr 1, 2024 |
| Staggs Joe David JR | PRESIDENT | Award / Grant | 35,881 | — | — | 79,173 | Mar 1, 2024 |
| Dotter Laurie L. | — | Award / Grant | 766 | $17.95 | $13,750 | 8,865 | Jan 2, 2024 |
| Albright Jerry | — | Award / Grant | 766 | $17.95 | $13,750 | 2,906 | Jan 2, 2024 |
| Hatcher Robert K. | — | Award / Grant | 766 | $17.95 | $13,750 | 8,736 | Jan 2, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 766 | $17.95 | $13,750 | 16,057 | Jan 2, 2024 |
| Pennington Marcus Edward | — | Award / Grant | 1,120 | $15.85 | $17,752 | 13,657 | Oct 2, 2023 |
| Hatcher Robert K. | — | Award / Grant | 868 | $15.85 | $13,758 | 7,970 | Oct 2, 2023 |
| Dotter Laurie L. | — | Award / Grant | 868 | $15.85 | $13,758 | 8,099 | Oct 2, 2023 |
| Albright Jerry | — | Award / Grant | 868 | $15.85 | $13,758 | 2,140 | Oct 2, 2023 |
| Dotter Laurie L. | — | Award / Grant | 821 | $16.74 | $13,744 | 7,231 | Jun 30, 2023 |
| Albright Jerry | — | Award / Grant | 821 | $16.74 | $13,744 | 1,272 | Jun 30, 2023 |
| Pennington Marcus Edward | — | Award / Grant | 821 | $16.74 | $13,744 | 12,537 | Jun 30, 2023 |
| Hatcher Robert K. | — | Award / Grant | 821 | $16.74 | $13,744 | 7,102 | Jun 30, 2023 |
| Pennington Marcus Edward | — | Award / Grant | 770 | $17.86 | $13,752 | 10,649 | Mar 31, 2023 |
| Hatcher Robert K. | — | Award / Grant | 770 | $17.86 | $13,752 | 7,401 | Mar 31, 2023 |
| Dotter Laurie L. | — | Award / Grant | 770 | $17.86 | $13,752 | 6,410 | Mar 31, 2023 |
| Albright Jerry | — | Award / Grant | 188 | $17.86 | $3,358 | 451 | Mar 31, 2023 |
| Dotter Laurie L. | — | Award / Grant | 779 | $17.64 | $13,742 | 5,640 | Dec 30, 2022 |
| Pennington Marcus Edward | — | Award / Grant | 779 | $17.64 | $13,742 | 8,282 | Dec 30, 2022 |
| DICICCO WENDY F | — | Award / Grant | 779 | $17.64 | $13,742 | 6,182 | Dec 30, 2022 |
| Hatcher Robert K. | — | Award / Grant | 1,120 | $17.64 | $19,757 | 5,852 | Dec 30, 2022 |
| Hatcher Robert K. | — | Award / Grant | 779 | $17.64 | $13,742 | 5,511 | Dec 30, 2022 |
| Heinrichson Yvette M | Chief Financial Officer | Award / Grant | 8,621 | $17.40 | $150,005 | 8,621 | Oct 3, 2022 |
| Hatcher Robert K. | — | Award / Grant | 809 | $17.00 | $13,753 | 4,732 | Sep 30, 2022 |
| Dotter Laurie L. | — | Award / Grant | 809 | $17.00 | $13,753 | 4,861 | Sep 30, 2022 |
| Pennington Marcus Edward | — | Award / Grant | 809 | $17.00 | $13,753 | 6,694 | Sep 30, 2022 |
| DICICCO WENDY F | — | Award / Grant | 809 | $17.00 | $13,753 | 4,283 | Sep 30, 2022 |
| Staggs Joe David JR | PRESIDENT | Award / Grant | 23,655 | — | — | 43,292 | Sep 19, 2022 |
| Staggs Joe David JR | PRESIDENT | Purchase | 2,745 | $16.53 | $45,375 | 19,637 | Sep 9, 2022 |
| Staggs Joe David JR | PRESIDENT | Purchase | 2,745 | $16.53 | $45,375 | 16,641 | Sep 9, 2022 |
| BLACK WINSTON L III | Chief Executive Officer | Tax Withholding | 101,926 | $17.48 | $1,781,666 | 99,737 | Aug 31, 2022 |
| BLACK WINSTON L III | Chief Executive Officer | Option Exercise | 50,000 | $13.70 | $685,000 | 126,663 | Aug 31, 2022 |
| Dotter Laurie L. | — | Award / Grant | 1,137 | $17.47 | $19,863 | 2,846 | Jun 30, 2022 |
| DICICCO WENDY F | — | Award / Grant | 1,137 | $17.47 | $19,863 | 2,312 | Jun 30, 2022 |