NORTHWEST BIOTHERAPEUTICS INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| MALIK NAVID | — | Sale | 150,000 | $0.82 | $123,000 | 295,000 | Nov 17, 2023 |
| BOSCH MARNIX L | Chief Technical Officer | Award / Grant | 119,355 | $0.25 | $29,839 | 119,355 | Apr 3, 2023 |
| JASINOWSKI JERRY J | — | Award / Grant | 28,235 | $21.25 | $599,994 | 28,235 | Dec 1, 2022 |
| JASINOWSKI JERRY J | — | Award / Grant | 526,316 | $0.19 | $100,000 | 1,891,347 | Feb 3, 2020 |
| Powers Linda F | President and CEO | Sale | 804,146 | $0.17 | $136,705 | — | Dec 27, 2018 |
| Cognate Bioservices, Inc. | — | Sale | 1,118,092 | $4.22 | $4,718,348 | 18,460,390 | Jun 30, 2015 |
| Farmer Robert A | — | Purchase | 132,404 | $5.60 | $741,462 | 132,404 | Aug 1, 2014 |
| Toucan General II, LLC | — | Sale | 133,333 | $3.64 | $485,332 | 17,077,895 | Mar 1, 2014 |
| Toucan General II, LLC | — | Sale | 120,370 | $3.64 | $438,147 | 16,957,525 | Mar 1, 2014 |
| Hemphill Robert F Jr. | — | Purchase | 277,199 | — | — | 10,043,749 | Feb 7, 2014 |
| MALIK NAVID | — | Purchase | 10,000 | — | — | 10,000 | Dec 17, 2013 |
| Toucan General II, LLC | — | Purchase | 238,248 | — | — | 11,612,054 | Dec 1, 2013 |
| Powers Linda F | Chairperson, CEO | Gift | 59,405 | — | — | 10,750,587 | Dec 12, 2012 |
| Hemphill Robert F Jr. | — | Purchase | 486,751 | — | — | 5,634,658 | Nov 30, 2012 |
| JASINOWSKI JERRY J | — | Purchase | 35,715 | $5.60 | $200,004 | 35,715 | Oct 10, 2012 |
| Powers Linda F | Chairperson, CEO | Gift | 950,000 | — | — | 11,385,824 | Jul 24, 2012 |
| BOYNTON ALTON L | Chief Scientific Officer | Gift | 210,935 | — | — | 2,894,091 | Sep 19, 2011 |
| Powers Linda F | — | Gift | 950,000 | — | — | 48,774,998 | Apr 7, 2011 |
| BOYNTON ALTON L | Chief Executive Officer | Gift | 60,000 | — | — | 1,975,440 | Mar 6, 2011 |
| BOYNTON ALTON L | Chief Executive Officer | Award / Grant | 243,432 | $0.61 | $148,494 | 2,410,866 | Dec 17, 2010 |
| Powers Linda F | — | Gift | 950,000 | — | — | 32,840,177 | Sep 1, 2010 |
| Powers Linda F | — | Sale | 233,552 | $0.93 | $217,203 | 33,170,558 | Jun 11, 2010 |
| BOYNTON ALTON L | Chief Executive Officer | Gift | 260,007 | — | — | 1,875,129 | May 24, 2010 |
| BOYNTON ALTON L | Chief Executive Officer | Gift | 82,280 | — | — | 1,874,355 | Jan 4, 2010 |
| BOYNTON ALTON L | Chief Executive Officer | Gift | 419,270 | — | — | 2,234,627 | Dec 9, 2009 |
| BOYNTON ALTON L | Chief Executive Officer | Award / Grant | 231,770 | $0.20 | $46,354 | 2,612,183 | Nov 27, 2009 |
| BOYNTON ALTON L | Chief Executive Officer | Award / Grant | 419,270 | $0.20 | $83,854 | 2,380,393 | Nov 7, 2009 |
| BOYNTON ALTON L | Chief Executive Officer | Gift | 150,083 | — | — | 1,961,123 | Oct 14, 2009 |
| Toucan Capital Fund III, L.P. | — | Other | 2,250,000 | $0.62 | $1,395,000 | 8,068,246 | Sep 28, 2009 |
| Toucan General II, LLC | — | C | 2,166,667 | — | — | 2,166,667 | Jun 22, 2007 |
| BOYNTON ALTON L | President & COO | Gift | 1,000,000 | — | — | 3,046,000 | Mar 28, 2007 |
| BOYNTON ALTON L | President & COO | Gift | 550,000 | — | — | 4,046,000 | Jan 1, 2007 |
| BOYNTON ALTON L | President & COO | Gift | 50,000 | — | — | 4,596,800 | Dec 15, 2006 |
| BOYNTON ALTON L | President & COO | Gift | 240,000 | — | — | 4,646,800 | May 17, 2006 |
| BOYNTON ALTON L | President & COO | Gift | 240,000 | $0.25 | $60,000 | 4,646,800 | May 17, 2006 |