AMERICAN STATES WATER CO — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Pillai Sunil | VP ENVIRONMENTAL QUALITY | Award / Grant | 729 | — | — | 3,501 | Mar 1, 2024 |
| Schickling David R | Vice President Water Operation | Award / Grant | 729 | — | — | 1,594 | Mar 1, 2024 |
| BONTA DIANA M | — | Award / Grant | 18 | $77.47 | $1,411 | 16,323 | Feb 20, 2024 |
| DAVIS STEVEN D | — | Purchase | 750 | $71.39 | $53,543 | 3,226 | Feb 15, 2024 |
| Levin Carl James | — | Award / Grant | 516 | $77.47 | $40,000 | 6,100 | Feb 15, 2024 |
| Hopkins Mary Ann | — | Award / Grant | 516 | $77.47 | $40,000 | 3,046 | Feb 15, 2024 |
| Ervin Roger M | — | Award / Grant | 516 | $77.47 | $40,000 | 3,046 | Feb 15, 2024 |
| HOLLOWAY ANNE M | — | Award / Grant | 108 | $76.27 | $8,268 | 38,396 | Feb 15, 2024 |
| Eichelberger Thomas A. | — | Award / Grant | 2 | $84.07 | $193 | 4,450 | Feb 15, 2024 |
| Pierotti Jon | Vice President Reg Affairs | Tax Withholding | 15 | $75.11 | $1,104 | 1,308 | Feb 9, 2024 |
| Rowley Paul J | SVP OF OPERATIONS | Tax Withholding | 80 | $75.11 | $5,979 | 3,788 | Feb 9, 2024 |
| Pierotti Jon | Vice President Reg Affairs | Award / Grant | 4 | $84.07 | $368 | 1,406 | Feb 9, 2024 |
| Schickling David R | Vice President Water Operation | Tax Withholding | 15 | $75.11 | $1,104 | 862 | Feb 9, 2024 |
| SPROWLS ROBERT J | President & CEO | Award / Grant | 688 | — | — | 168,210 | Feb 9, 2024 |
| Pillai Sunil | VP ENVIRONMENTAL QUALITY | Award / Grant | 5 | $84.07 | $460 | 2,958 | Jan 16, 2024 |
| Connor Christopher H | SVP of ASUS | Tax Withholding | 76 | $75.11 | $5,732 | 1,355 | Jan 16, 2024 |
| TANG EVA G | Sr. Vice President & CFO | Award / Grant | 7 | $88.79 | $623 | 37,440 | Dec 5, 2023 |
| Kubiak Patrick | VP of Asset Management | Tax Withholding | 15 | $75.11 | $1,104 | 1,461 | Dec 1, 2023 |
| FARROW GLADYS | VP - Fin., Treas., & Asst. Sec | Tax Withholding | 57 | $75.11 | $4,301 | 7,805 | Dec 1, 2023 |
| HOLLOWAY ANNE M | — | Award / Grant | 94 | $87.10 | $8,185 | 38,586 | Nov 15, 2023 |
| DAVIS STEVEN D | — | Purchase | 100 | $77.89 | $7,789 | 2,474 | Nov 10, 2023 |
| Eichelberger Thomas A. | — | Purchase | 1,000 | $77.94 | $77,940 | 4,448 | Nov 9, 2023 |
| Miller Susan P. | Vice President | Disposition | 2 | — | — | 1,796 | Sep 1, 2023 |
| Kubiak Patrick | VP of Asset Management | Award / Grant | 528 | — | — | 1,591 | Sep 1, 2023 |
| Eichelberger Thomas A. | — | Purchase | 1,000 | $84.81 | $84,810 | 3,448 | Aug 31, 2023 |
| TANG EVA G | Sr. Vice President & CFO | Tax Withholding | 75 | $75.11 | $5,621 | 37,265 | Jun 1, 2023 |
| Schickling David R | Vice President Water Operation | Tax Withholding | 23 | $88.22 | $2,070 | 955 | Jun 1, 2023 |
| Rowley Paul J | SVP OF OPERATIONS | Tax Withholding | 7 | $83.61 | $544 | 4,011 | Jun 1, 2023 |
| HOLLOWAY ANNE M | — | Sale | 636 | $89.00 | $56,604 | 38,492 | May 26, 2023 |
| Levin Carl James | — | Disposition | 2 | — | — | 5,136 | May 23, 2023 |
| Hopkins Mary Ann | — | Disposition | 2 | — | — | 2,082 | May 23, 2023 |
| Eichelberger Thomas A. | — | Award / Grant | 448 | $89.25 | $40,000 | 2,448 | May 23, 2023 |
| DAVIS STEVEN D | — | Disposition | 2 | — | — | 1,026 | May 23, 2023 |
| Ervin Roger M | — | Award / Grant | 448 | $89.25 | $40,000 | 448 | May 23, 2023 |
| BONTA DIANA M | — | Award / Grant | 14 | $93.17 | $1,272 | 15,791 | May 19, 2023 |
| Eichelberger Thomas A. | — | Purchase | 2,000 | $89.99 | $179,980 | 2,000 | May 16, 2023 |
| Pillai Sunil | VP ENVIRONMENTAL QUALITY | Tax Withholding | 184 | $86.73 | $15,925 | 2,947 | Mar 15, 2023 |
| TANG EVA G | Sr. Vice President & CFO | Award / Grant | 588 | $86.73 | $50,969 | 37,673 | Mar 15, 2023 |
| Miller Susan P. | Vice President | Award / Grant | 4 | $88.79 | $355 | 1,810 | Mar 1, 2023 |
| Kubiak Patrick | VP of Asset Management | Tax Withholding | 42 | $90.57 | $3,760 | 1,466 | Mar 1, 2023 |
| SPROWLS ROBERT J | President & CEO | Award / Grant | 8,455 | $86.73 | $733,265 | 171,016 | Mar 1, 2023 |
| FARROW GLADYS | Vice President | Tax Withholding | 172 | $86.73 | $14,953 | 7,846 | Mar 1, 2023 |
| Connor Christopher H | SVP of ASUS | Tax Withholding | 70 | $86.73 | $6,065 | 1,413 | Mar 1, 2023 |
| Pierotti Jon | Vice President Reg Affairs | Tax Withholding | 46 | $86.73 | $3,992 | 1,390 | Mar 1, 2023 |
| Rowley Paul J | SVP OF OPERATIONS | Tax Withholding | 188 | $86.73 | $16,264 | 3,996 | Mar 1, 2023 |
| SPROWLS ROBERT J | President & CEO | Tax Withholding | 400 | $92.54 | $37,055 | 162,815 | Feb 10, 2023 |
| TANG EVA G | Sr. Vice President & CFO | Tax Withholding | 114 | $92.54 | $10,584 | 37,151 | Feb 10, 2023 |
| Rowley Paul J | SVP OF OPERATIONS | Tax Withholding | 76 | $92.54 | $7,033 | 3,857 | Feb 10, 2023 |
| Pillai Sunil | VP ENVIRONMENTAL QUALITY | Tax Withholding | 79 | $92.54 | $7,295 | 2,743 | Feb 10, 2023 |
| Pierotti Jon | Vice President Reg Affairs | Tax Withholding | 14 | $92.54 | $1,289 | 1,443 | Feb 10, 2023 |