AMERICAN STATES WATER CO — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| ROSS LLOYD E | — | Sale | 100 | $92.59 | $9,259 | 38,705 | Sep 3, 2019 |
| SCANLON PATRICK RONALD | — | Award / Grant | 6 | $73.47 | $452 | 20,479 | Aug 28, 2019 |
| McNulty James F. | — | Sale | 2,500 | $84.15 | $210,375 | 7,542 | Aug 9, 2019 |
| ROSS LLOYD E | — | Sale | 300 | $79.16 | $23,748 | 40,605 | Aug 6, 2019 |
| SWITZER BRYAN K | Vice President | Sale | 400 | $77.47 | $30,988 | 11,179 | Aug 1, 2019 |
| ROSS LLOYD E | — | Sale | 128 | $75.47 | $9,660 | 42,455 | Jul 2, 2019 |
| ROSS LLOYD E | — | Sale | 100 | $74.76 | $7,476 | 47,885 | Jul 2, 2019 |
| SWITZER BRYAN K | Vice President | Award / Grant | 6 | $73.47 | $468 | 11,979 | Jul 1, 2019 |
| KRUGER DENISE L | Sr. Vice President | Award / Grant | 8 | $93.78 | $724 | 11,096 | Jun 30, 2019 |
| SPROWLS ROBERT J | President & CEO | Sale | 100 | $75.32 | $7,532 | 122,148 | Jun 6, 2019 |
| SPROWLS ROBERT J | President & CEO | Sale | 200 | $75.23 | $15,046 | 119,367 | Jun 6, 2019 |
| TANG EVA G | Sr. Vice President & CFO | Award / Grant | 8 | — | — | 33,439 | Jun 5, 2019 |
| ROSS LLOYD E | — | Sale | 500 | $72.99 | $36,495 | 48,405 | Jun 5, 2019 |
| ROSS LLOYD E | — | Sale | 500 | $72.99 | $36,495 | 48,405 | Jun 5, 2019 |
| TANG EVA G | Sr. Vice President & CFO | Option Exercise | 816 | $16.68 | $13,611 | 33,393 | Jun 3, 2019 |
| SWITZER BRYAN K | Vice President | Sale | 300 | $73.16 | $21,948 | 11,972 | Jun 3, 2019 |
| Anderson Sarah J | — | Sale | 100 | $74.60 | $7,460 | 12,457 | May 24, 2019 |
| Hopkins Mary Ann | — | Award / Grant | 545 | $73.39 | $40,000 | 545 | May 21, 2019 |
| SCANLON PATRICK RONALD | — | Disposition | 22,972 | $73.67 | $1,692,374 | — | May 21, 2019 |
| Wilkins Janice F | — | Disposition | 1 | — | — | 16,882 | May 21, 2019 |
| McNulty James F. | — | Disposition | 1 | — | — | 9,497 | May 21, 2019 |
| BONTA DIANA M | — | Award / Grant | 11 | $72.59 | $828 | 14,043 | May 21, 2019 |
| TANG EVA G | Sr. Vice President & CFO | Option Exercise | 600 | $16.68 | $10,008 | 33,169 | May 21, 2019 |
| TANG EVA G | Sr. Vice President & CFO | Option Exercise | 600 | $16.68 | $10,008 | 33,169 | May 17, 2019 |
| SPROWLS ROBERT J | President & CEO | Sale | 200 | $73.03 | $14,606 | 121,333 | May 17, 2019 |
| HOLLOWAY ANNE M | — | Award / Grant | 545 | $73.39 | $40,000 | 38,444 | May 16, 2019 |
| ANDERSON JAMES L | — | Award / Grant | 545 | $73.39 | $40,000 | 33,416 | May 16, 2019 |
| SPROWLS ROBERT J | President & CEO | Option Exercise | 1,205 | $16.68 | $20,099 | 118,495 | May 13, 2019 |
| SPROWLS ROBERT J | President & CEO | Sale | 100 | $73.10 | $7,310 | 116,589 | May 13, 2019 |
| Cotton, III James C | Senior Vice President | Sale | 20 | $71.89 | $1,438 | 8,090 | May 10, 2019 |
| SPROWLS ROBERT J | President & CEO | Sale | 100 | $72.04 | $7,204 | 118,961 | May 7, 2019 |
| SWITZER BRYAN K | Vice President | Sale | 300 | $71.03 | $21,309 | 12,272 | May 1, 2019 |
| ROSS LLOYD E | — | Award / Grant | 74 | $69.64 | $5,173 | 49,405 | Apr 5, 2019 |
| SWITZER BRYAN K | Vice President | Sale | 300 | $71.50 | $21,450 | 12,572 | Apr 1, 2019 |
| SPROWLS ROBERT J | President & CEO | Sale | 407 | $72.07 | $29,332 | 119,792 | Mar 26, 2019 |
| SPROWLS ROBERT J | President & CEO | Sale | 5,600 | $71.48 | $400,288 | 129,701 | Mar 22, 2019 |
| TANG EVA G | Sr. Vice President & CFO | Option Exercise | 600 | $16.68 | $10,008 | 33,169 | Mar 22, 2019 |
| Rowley Paul J | VP OF OPERATIONS | Award / Grant | 619 | $71.61 | $44,296 | 2,995 | Mar 12, 2019 |
| HODGES GRANVILLE R JR | Vice President | Tax Withholding | 704 | $71.44 | $50,319 | 14,739 | Mar 12, 2019 |
| GEDNEY WILLIAM C | Vice President | Tax Withholding | 380 | $71.44 | $27,149 | 23,111 | Mar 11, 2019 |
| SWITZER BRYAN K | Vice President | Tax Withholding | 376 | $71.44 | $26,888 | 12,872 | Mar 11, 2019 |
| SPROWLS ROBERT J | President & CEO | Award / Grant | 371 | — | — | 126,527 | Mar 11, 2019 |
| KRUGER DENISE L | Sr. Vice President | Tax Withholding | 535 | $71.44 | $38,230 | 11,080 | Mar 11, 2019 |
| SCANLON PATRICK RONALD | Vice President | Award / Grant | 6 | $70.51 | $450 | 19,741 | Mar 11, 2019 |
| SWITZER BRYAN K | Vice President | Sale | 500 | $71.02 | $35,510 | 12,139 | Mar 5, 2019 |
| Rowley Paul J | VP OF OPERATIONS | Award / Grant | 6 | $70.51 | $417 | 2,722 | Mar 4, 2019 |
| FARROW GLADYS | Vice President | Tax Withholding | 423 | $71.44 | $30,223 | 4,168 | Mar 1, 2019 |
| Cotton, III James C | Senior Vice President | Tax Withholding | 49 | $71.44 | $3,501 | 9,027 | Mar 1, 2019 |
| Cotton, III James C | Senior Vice President | Tax Withholding | 964 | $71.44 | $68,870 | 9,076 | Mar 1, 2019 |
| TANG EVA G | Sr. Vice President & CFO | Award / Grant | 110 | — | — | 31,430 | Mar 1, 2019 |