IES Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cleveland Todd M | — | Purchase | 1,400 | $19.49 | $27,286 | 138,550 | Feb 24, 2017 |
| Cleveland Todd M | — | Purchase | 4,650 | $19.87 | $92,396 | 137,150 | Feb 15, 2017 |
| Tontine Associates, LLC | — | Award / Grant | 522 | — | — | 12,436,904 | Jan 3, 2017 |
| Gendell David B. | — | Award / Grant | 979 | — | — | 110,439 | Jan 3, 2017 |
| Luke Donald L | — | Award / Grant | 277 | — | — | 70,920 | Jan 3, 2017 |
| Koshkin Joe D | — | Award / Grant | 620 | — | — | 33,537 | Jan 3, 2017 |
| Dowling Joseph L III | — | Award / Grant | 522 | — | — | 44,158 | Jan 3, 2017 |
| Lewey Robert W. | Director & President | Sale | 13,000 | $22.03 | $286,390 | 84,604 | Dec 13, 2016 |
| McLauchlin Tracy | SVP, CFO & Treasurer | Tax Withholding | 683 | $20.50 | $14,002 | 26,839 | Dec 5, 2016 |
| Gendell David B. | — | Award / Grant | 1,053 | — | — | 71,083 | Oct 3, 2016 |
| Koshkin Joe D | — | Award / Grant | 667 | — | — | 32,917 | Oct 3, 2016 |
| Dowling Joseph L III | — | Award / Grant | 562 | — | — | 41,530 | Oct 3, 2016 |
| TONTINE CAPITAL PARTNERS L P | — | Other | 3,105,040 | — | — | 12,436,382 | Oct 3, 2016 |
| Luke Donald L | — | Award / Grant | 298 | — | — | 70,643 | Oct 3, 2016 |
| Lewey Robert W. | Director & President | Sale | 5,000 | $17.00 | $85,000 | 84,604 | Aug 29, 2016 |
| GENDELL JEFFREY L ET AL | — | Sale | 11,475 | $15.24 | $174,879 | 13,331,342 | Aug 10, 2016 |
| TONTINE MANAGEMENT LLC | — | Sale | 8,900 | $15.31 | $136,259 | 13,342,817 | Aug 8, 2016 |
| TONTINE CAPITAL PARTNERS L P | — | Sale | 4,982 | $15.78 | $78,616 | 13,351,717 | Jul 29, 2016 |
| GENDELL JEFFREY L ET AL | — | Sale | 15,356 | $16.42 | $252,146 | 13,356,699 | Jul 27, 2016 |
| Lewey Robert W. | Director & President | Sale | 5,000 | $16.00 | $80,000 | 84,604 | Jul 26, 2016 |
| TONTINE CAPITAL PARTNERS L P | — | Sale | 200 | $15.24 | $3,048 | 13,372,055 | Jul 13, 2016 |
| Luke Donald L | — | Award / Grant | 427 | — | — | 70,345 | Jul 1, 2016 |
| Gendell David B. | — | Award / Grant | 1,509 | — | — | 70,030 | Jul 1, 2016 |
| Dowling Joseph L III | — | Award / Grant | 805 | — | — | 40,968 | Jul 1, 2016 |
| Koshkin Joe D | — | Award / Grant | 956 | — | — | 32,250 | Jul 1, 2016 |
| Tontine Associates, LLC | — | Sale | 13,045 | $15.26 | $199,067 | 13,372,255 | Jun 6, 2016 |
| Lewey Robert W. | Director & President | Tax Withholding | 2,279 | $13.44 | $30,630 | 84,604 | May 12, 2016 |
| McLauchlin Tracy | SVP, CFO & Treasurer | Tax Withholding | 904 | $13.44 | $12,150 | 27,522 | May 12, 2016 |
| Makode Gail D | SVP, GC & Secretary | Sale | 8,547 | $14.53 | $124,188 | 35,892 | Apr 18, 2016 |
| Koshkin Joe D | — | Award / Grant | 809 | — | — | 31,294 | Apr 1, 2016 |
| Dowling Joseph L III | — | Award / Grant | 681 | — | — | 40,163 | Apr 1, 2016 |
| Gendell David B. | — | Award / Grant | 1,278 | — | — | 68,521 | Apr 1, 2016 |
| Luke Donald L | — | Award / Grant | 362 | — | — | 69,918 | Apr 1, 2016 |
| Lewey Robert W. | President | Option Exercise | 400 | $5.76 | $2,304 | 95,583 | Mar 4, 2016 |
| Gendell David B. | — | Award / Grant | 1,693 | — | — | 67,243 | Jan 1, 2016 |
| Luke Donald L | — | Award / Grant | 479 | — | — | 69,556 | Jan 1, 2016 |
| Koshkin Joe D | — | Award / Grant | 1,072 | — | — | 30,485 | Jan 1, 2016 |
| Dowling Joseph L III | — | Award / Grant | 903 | — | — | 39,482 | Jan 1, 2016 |
| McLauchlin Tracy | SVP, CFO & Treasurer | Tax Withholding | 683 | $7.60 | $5,191 | 28,426 | Dec 5, 2015 |
| Makode Gail D | SVP, GC & Secretary | Tax Withholding | 1,457 | $7.55 | $11,000 | 35,892 | Oct 15, 2015 |
| Dowling Joseph L III | — | Award / Grant | 1,295 | — | — | 38,579 | Oct 1, 2015 |
| Koshkin Joe D | — | Award / Grant | 1,538 | — | — | 29,413 | Oct 1, 2015 |
| Luke Donald L | — | Award / Grant | 688 | — | — | 69,077 | Oct 1, 2015 |
| Gendell David B. | — | Award / Grant | 2,428 | — | — | 65,550 | Oct 1, 2015 |
| TONTINE PARTNERS L P | — | Purchase | 7,900 | $7.65 | $60,435 | 13,385,300 | Sep 30, 2015 |
| TONTINE CAPITAL PARTNERS L P | — | Purchase | 5,840 | $6.90 | $40,296 | 13,377,400 | Sep 15, 2015 |
| Luke Donald L | — | Award / Grant | 748 | — | — | 68,389 | Jul 1, 2015 |
| Gendell David B. | — | Award / Grant | 2,640 | — | — | 63,122 | Jul 1, 2015 |
| Dowling Joseph L III | — | Award / Grant | 1,408 | — | — | 37,284 | Jul 1, 2015 |
| Koshkin Joe D | — | Award / Grant | 1,672 | — | — | 27,875 | Jul 1, 2015 |