IES Holdings, Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Luke Donald L | — | Award / Grant | 755 | — | — | 76,162 | Jan 2, 2020 |
| Koshkin Joe D | — | Award / Grant | 828 | — | — | 39,630 | Jan 2, 2020 |
| Cleveland Todd M | — | Award / Grant | 920 | — | — | 172,606 | Jan 2, 2020 |
| Dowling Joseph L III | — | Award / Grant | 706 | — | — | 51,917 | Jan 2, 2020 |
| Tontine Capital Overseas GP, LLC | — | Award / Grant | 1,412 | — | — | 12,071,065 | Jan 2, 2020 |
| MATTHEWS GARY S | CEO and Director | Award / Grant | 30,402 | — | — | 293,878 | Dec 19, 2019 |
| McLauchlin Tracy | SVP, CFO & Treasurer | Tax Withholding | 4,553 | $23.60 | $107,451 | 53,766 | Dec 6, 2019 |
| Luke Donald L | — | Award / Grant | 940 | — | — | 75,407 | Oct 1, 2019 |
| Gendell David B. | — | Award / Grant | 880 | — | — | 129,186 | Oct 1, 2019 |
| Koshkin Joe D | — | Award / Grant | 1,032 | — | — | 38,802 | Oct 1, 2019 |
| Dowling Joseph L III | — | Award / Grant | 880 | — | — | 51,211 | Oct 1, 2019 |
| Cleveland Todd M | — | Award / Grant | 1,147 | — | — | 171,686 | Oct 1, 2019 |
| TONTINE CAPITAL PARTNERS L P | — | Award / Grant | 1,760 | — | — | 12,182,243 | Oct 1, 2019 |
| Makode Gail D | SVP, GC & Secretary | Option Exercise | 5,000 | $7.27 | $36,350 | 67,308 | Sep 11, 2019 |
| MATTHEWS GARY S | CEO and Director | Purchase | 500 | $18.30 | $9,150 | 263,476 | Aug 26, 2019 |
| MATTHEWS GARY S | CEO and Director | Purchase | 1,000 | $18.98 | $18,980 | 262,976 | Aug 13, 2019 |
| Luke Donald L | — | Award / Grant | 1,027 | — | — | 74,467 | Jul 1, 2019 |
| Koshkin Joe D | — | Award / Grant | 1,127 | — | — | 37,770 | Jul 1, 2019 |
| Gendell David B. | — | Award / Grant | 961 | — | — | 128,306 | Jul 1, 2019 |
| Cleveland Todd M | — | Award / Grant | 1,253 | — | — | 170,539 | Jul 1, 2019 |
| Dowling Joseph L III | — | Award / Grant | 961 | — | — | 50,331 | Jul 1, 2019 |
| TONTINE CAPITAL MANAGEMENT LLC | — | Award / Grant | 1,923 | — | — | 12,180,483 | Jul 1, 2019 |
| MATTHEWS GARY S | CEO and Director | Purchase | 1,500 | $16.90 | $25,350 | 261,500 | May 30, 2019 |
| MATTHEWS GARY S | CEO and Director | Purchase | 1,200 | $17.96 | $21,552 | 4,106 | May 9, 2019 |
| Luke Donald L | — | Award / Grant | 298 | — | — | 73,440 | Apr 1, 2019 |
| Koshkin Joe D | — | Award / Grant | 334 | — | — | 36,643 | Apr 1, 2019 |
| Gendell David B. | — | Award / Grant | 457 | — | — | 127,345 | Apr 1, 2019 |
| Dowling Joseph L III | — | Award / Grant | 541 | — | — | 49,370 | Apr 1, 2019 |
| Cleveland Todd M | — | Award / Grant | 274 | — | — | 169,286 | Apr 1, 2019 |
| TONTINE CAPITAL MANAGEMENT LLC | — | Other | 12,038 | — | — | 12,177,646 | Apr 1, 2019 |
| MATTHEWS GARY S | CEO and Director | Purchase | 206 | $18.60 | $3,832 | 406 | Mar 13, 2019 |
| MATTHEWS GARY S | CEO and Director | Award / Grant | 260,000 | — | — | 260,000 | Mar 4, 2019 |
| TONTINE ASSET ASSOCIATES, L.L.C. | — | Other | 218,732 | — | — | 12,188,639 | Jan 2, 2019 |
| Luke Donald L | — | Award / Grant | 273 | — | — | 73,142 | Jan 2, 2019 |
| Koshkin Joe D | — | Award / Grant | 381 | — | — | 36,309 | Jan 2, 2019 |
| Gendell David B. | — | Award / Grant | 522 | — | — | 126,888 | Jan 2, 2019 |
| Dowling Joseph L III | — | Award / Grant | 643 | — | — | 48,829 | Jan 2, 2019 |
| Cleveland Todd M | — | Award / Grant | 301 | — | — | 169,012 | Jan 2, 2019 |
| Makode Gail D | SVP, GC & Secretary | Award / Grant | 32,015 | — | — | 64,656 | Dec 7, 2018 |
| McLauchlin Tracy | SVP, CFO & Treasurer | Award / Grant | 37,350 | — | — | 61,443 | Dec 7, 2018 |
| Lewey Robert W. | Director & President | Tax Withholding | 29,395 | $17.09 | $502,361 | 130,616 | Dec 7, 2018 |
| Luke Donald L | — | Award / Grant | 217 | — | — | 72,869 | Oct 1, 2018 |
| Koshkin Joe D | — | Award / Grant | 304 | — | — | 35,928 | Oct 1, 2018 |
| Gendell David B. | — | Award / Grant | 416 | — | — | 126,366 | Oct 1, 2018 |
| Dowling Joseph L III | — | Award / Grant | 512 | — | — | 48,186 | Oct 1, 2018 |
| Cleveland Todd M | — | Award / Grant | 240 | — | — | 168,233 | Oct 1, 2018 |
| Tontine Associates, LLC | — | Award / Grant | 833 | — | — | 12,407,371 | Oct 1, 2018 |
| Cleveland Todd M | — | L | 478 | $18.96 | $9,063 | 168,711 | Sep 10, 2018 |
| Cleveland Todd M | — | Purchase | 1,218 | $19.08 | $23,239 | 167,993 | Sep 10, 2018 |
| Cleveland Todd M | — | Purchase | 3,100 | $18.99 | $58,869 | 166,775 | Sep 6, 2018 |