RIVERVIEW BANCORP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lam David | EVP/CFO | Award / Grant | 7,145 | — | — | 66,829 | Jul 7, 2023 |
| LYCKLAMA KEVIN J | PRESIDENT/CEO | Option Exercise | 6,000 | $2.78 | $16,680 | 312,230 | Jul 7, 2023 |
| Lam David | EVP/CFO | Option Exercise | 1,511 | $2.78 | $4,201 | 52,480 | Jun 29, 2023 |
| Cox Daniel D | EVP/CCO | Option Exercise | 1,511 | $2.78 | $4,201 | 38,186 | Jun 6, 2023 |
| Plambeck Steven | EVP/CLO | Option Exercise | 1,511 | $2.78 | $4,201 | 37,138 | Jun 5, 2023 |
| Wills Bessie Ross | — | Purchase | 100 | $4.58 | $458 | 36,200 | May 2, 2023 |
| Carlson Bradley | — | Purchase | 1,000 | $4.78 | $4,780 | 16,400 | May 2, 2023 |
| Eby Patricia | — | Purchase | 199 | $5.44 | $1,083 | 17,599 | Mar 13, 2023 |
| Carlson Bradley | — | Purchase | 1,000 | $5.52 | $5,520 | 15,400 | Mar 13, 2023 |
| Hoff Larry | — | Purchase | 79 | $6.90 | $545 | 2,632 | Nov 7, 2022 |
| Graham Stacey | — | Purchase | 1,500 | $6.75 | $10,125 | 6,700 | Nov 3, 2022 |
| Plambeck Steven | EVP/CLO | Award / Grant | 1,934 | — | — | 33,270 | Jul 8, 2022 |
| Jellison Tracie L. | EVP/CRBO | Award / Grant | 5,179 | — | — | 6,905 | Jul 8, 2022 |
| Lam David | EVP/CFO | Award / Grant | 1,931 | — | — | 47,150 | Jul 8, 2022 |
| Cox Daniel D | EVP/CCO | Award / Grant | 5,605 | — | — | 48,166 | Jul 8, 2022 |
| LYCKLAMA KEVIN J | Chief Executive Officer | Award / Grant | 28,229 | — | — | 302,441 | Jul 8, 2022 |
| Carlson Bradley | — | Purchase | 1,000 | $6.59 | $6,590 | 14,400 | May 19, 2022 |
| Carlson Bradley | — | Purchase | 1,000 | $7.36 | $7,360 | 13,400 | Feb 3, 2022 |
| Graham Stacey | — | Purchase | 2,700 | $7.36 | $19,872 | 5,200 | Feb 3, 2022 |
| Graham Stacey | — | Purchase | 500 | $7.50 | $3,750 | 2,500 | Dec 13, 2021 |
| Graham Stacey | — | Purchase | 1,000 | $7.60 | $7,600 | 2,000 | Aug 6, 2021 |
| Capeloto Kim J | President/CBO | Option Exercise | 6,000 | $2.78 | $16,680 | 184,436 | Jul 26, 2021 |
| Capeloto Kim J | EVP/CBO | Award / Grant | 1,848 | — | — | 177,105 | Jul 9, 2021 |
| LYCKLAMA KEVIN J | Chief Executive Officer | Award / Grant | 24,569 | — | — | 265,773 | Jul 9, 2021 |
| Plambeck Steven | EVP/CLO | Award / Grant | 5,049 | — | — | 30,801 | Jul 9, 2021 |
| Lam David | EVP/CFO | Award / Grant | 5,042 | — | — | 42,570 | Jul 9, 2021 |
| Cox Daniel D | EVP/CCO | Award / Grant | 4,878 | — | — | 39,720 | Jul 9, 2021 |
| KARAS JOHN A | — | Option Exercise | 6,000 | $2.78 | $16,680 | 26,098 | Mar 15, 2021 |
| Graham Stacey | — | Purchase | 23 | $6.41 | $147 | 23 | Feb 24, 2021 |
| Eby Patricia | — | Purchase | 200 | $5.66 | $1,132 | 17,400 | Feb 17, 2021 |
| SHEAFFER PATRICK | — | Option Exercise | 6,000 | $2.78 | $16,680 | 672,375 | Dec 16, 2020 |
| Plambeck Steven | EVP/CLO | Option Exercise | 3,000 | $2.79 | $8,370 | 20,591 | Dec 11, 2020 |
| KARAS JOHN A | — | Sale | 100 | $5.10 | $510 | 80,465 | Dec 7, 2020 |
| Cox Daniel D | EVP/CCO | Award / Grant | 2,585 | — | — | 24,267 | Aug 26, 2020 |
| Plambeck Steven | EVP/CLO | Award / Grant | 2,601 | — | — | 12,795 | Aug 26, 2020 |
| Capeloto Kim J | EVP/CBO | Award / Grant | 9,253 | — | — | 165,015 | Aug 26, 2020 |
| LYCKLAMA KEVIN J | Chief Executive Officer | Award / Grant | 8,633 | — | — | 194,912 | Aug 26, 2020 |
| Lam David | EVP/CFO | Award / Grant | 7,650 | — | — | 33,537 | Aug 26, 2020 |
| Friedman Martin S. | — | Sale | 14,028 | $4.85 | $68,036 | 2,238,034 | Jul 20, 2020 |
| Capeloto Kim J | EVP/CBO | Option Exercise | 5,000 | $1.97 | $9,850 | 140,948 | Jun 4, 2020 |
| Carlson Bradley | — | Purchase | 811 | $4.86 | $3,941 | 12,400 | May 15, 2020 |
| Capeloto Kim J | EVP/CBO | Purchase | 2,000 | $4.75 | $9,500 | 135,948 | Mar 16, 2020 |
| Nierenberg David | — | Purchase | 13,865 | $4.90 | $67,939 | 130,869 | Mar 13, 2020 |
| Cox Daniel D | EVP/CCO | Purchase | 2,000 | $5.50 | $11,000 | 15,428 | Mar 12, 2020 |
| Lam David | EVP/CFO | Purchase | 2,000 | $4.75 | $9,500 | 19,854 | Mar 12, 2020 |
| NIES GERALD LEE | — | Purchase | 3,170 | $5.81 | $18,418 | 168,692 | Mar 11, 2020 |
| OLSON JERRY C | — | Purchase | 3,000 | $6.60 | $19,800 | 29,476 | Mar 4, 2020 |
| Lam David | EVP/CFO | Option Exercise | 2,000 | $3.84 | $7,680 | 17,591 | Sep 16, 2019 |
| LYCKLAMA KEVIN J | President/CEO | Option Exercise | 12,000 | $3.84 | $46,080 | 182,230 | Sep 16, 2019 |
| Nierenberg David | — | Purchase | 20,000 | $6.85 | $137,000 | 100,879 | Sep 4, 2019 |