RIVERVIEW BANCORP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DAHLSTROM DAVID A | EVP/Chief Credit Officer | Sale | 62 | $2.70 | $167 | — | Sep 9, 2013 |
| DAHLSTROM DAVID A | EVP/Chief Credit Officer | Sale | 1,700 | $2.70 | $4,590 | 62 | Sep 6, 2013 |
| DAHLSTROM DAVID A | EVP/Chief Credit Officer | Sale | 1,000 | $2.70 | $2,700 | 1,765 | Sep 4, 2013 |
| Wills Bessie Ross | — | Purchase | 3,000 | $2.69 | $8,070 | 10,000 | Aug 21, 2013 |
| Capeloto Kim J | EVP, Marketing & Operations | Purchase | 1,279 | $2.70 | $3,453 | 68,451 | Aug 19, 2013 |
| Capeloto Kim J | EVP, Marketing & Operations | Purchase | 288 | $2.69 | $775 | 66,660 | Aug 9, 2013 |
| LYCKLAMA KEVIN J | Chief Financial Officer | Purchase | 10,000 | $2.65 | $26,500 | 48,000 | Mar 13, 2013 |
| Capeloto Kim J | EVP Marketing and Operations | Purchase | 10,000 | $2.50 | $25,000 | 66,372 | Mar 12, 2013 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Sale | 4,500 | $2.50 | $11,250 | 2,765 | Mar 8, 2013 |
| GEIGER EDWARD R | — | Purchase | 2,520 | $2.25 | $5,670 | 27,593 | Mar 4, 2013 |
| GEIGER EDWARD R | — | Purchase | 4,565 | $2.25 | $10,271 | 25,073 | Feb 25, 2013 |
| BUTLER CHRISTOPHER A | SVP, Trust Officer | Sale | 3,449 | $2.20 | $7,588 | — | Feb 1, 2013 |
| LYCKLAMA KEVIN J | Chief Financial Officer | Purchase | 10,000 | $1.75 | $17,500 | 38,000 | Dec 18, 2012 |
| Michalek Richard S | EVP, Chief Lending Officer | Purchase | 4,364 | $1.65 | $7,201 | 15,000 | Dec 12, 2012 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Purchase | 4,500 | $1.39 | $6,255 | 31,798 | May 29, 2012 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Sale | 306 | $1.58 | $483 | 15,507 | May 9, 2012 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Sale | 632 | $2.24 | $1,416 | 20,556 | Feb 10, 2012 |
| Capeloto Kim J | EVP, Marketing and Operations | Purchase | 2,000 | $2.34 | $4,680 | 56,372 | Dec 12, 2011 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Purchase | 2,765 | $2.32 | $6,415 | 27,298 | Dec 12, 2011 |
| ALLEN MICHAEL D/WA | — | Sale | 7,000 | $2.30 | $16,100 | 26,700 | Dec 8, 2011 |
| Wills Bessie Ross | — | Purchase | 2,000 | $2.24 | $4,480 | 7,000 | Dec 8, 2011 |
| SHEAFFER PATRICK | CEO, Chairman of the Board | Purchase | 11,061 | $2.29 | $25,330 | 635,017 | Dec 7, 2011 |
| OLSON JERRY C | — | Purchase | 2,000 | $2.19 | $4,380 | 17,151 | Dec 6, 2011 |
| ALLEN MICHAEL D/WA | — | Sale | 2,731 | $2.30 | $6,281 | 33,700 | Nov 11, 2011 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Sale | 3,000 | $2.70 | $8,100 | 25,720 | Aug 19, 2011 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Sale | 3,000 | $2.70 | $8,100 | 29,720 | Aug 18, 2011 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Sale | 2,000 | $3.00 | $6,000 | 32,720 | Jun 20, 2011 |
| DAHLSTROM DAVID A | EVP, Chief Credit Officer | Sale | 1,813 | $3.00 | $5,439 | 34,720 | Jun 17, 2011 |
| NIES GERALD LEE | — | Purchase | 612 | $3.02 | $1,848 | 163,300 | Jun 10, 2011 |
| NIES GERALD LEE | — | Purchase | 900 | $3.02 | $2,718 | 161,688 | Jun 9, 2011 |
| NIES GERALD LEE | — | Purchase | 10,600 | $3.02 | $32,012 | 160,788 | Jun 8, 2011 |
| NIES GERALD LEE | — | Purchase | 3,288 | $3.02 | $9,930 | 150,188 | Jun 7, 2011 |
| ALLEN MICHAEL D/WA | — | Purchase | 800 | $3.13 | $2,504 | 35,611 | May 10, 2011 |
| DAHLSTROM DAVID A | EVP. Chief Credit Officer | Sale | 600 | $3.11 | $1,866 | 36,533 | May 10, 2011 |
| NIES GERALD LEE | — | Purchase | 1,000 | $2.60 | $2,600 | 130,500 | Nov 22, 2010 |
| NIES GERALD LEE | — | Purchase | 5,000 | $2.70 | $13,500 | 124,000 | Nov 18, 2010 |
| NIES GERALD LEE | — | Purchase | 5,000 | $2.24 | $11,200 | 14,000 | Nov 3, 2010 |
| NIES GERALD LEE | — | Purchase | 105,000 | $1.84 | $193,200 | 119,000 | Sep 8, 2010 |
| Capeloto Kim J | Executive Vice President | Purchase | 5,945 | $1.88 | $11,177 | 54,317 | Sep 2, 2010 |
| NIES GERALD LEE | — | Purchase | 105,000 | $1.80 | $189,000 | 119,000 | Jul 30, 2010 |
| ALLEN MICHAEL D/WA | — | Purchase | 9,611 | $1.80 | $17,300 | 34,811 | Jul 29, 2010 |
| SHEAFFER PATRICK | Chairman/CEO | Purchase | 55,555 | $1.80 | $99,999 | 687,284 | Jul 29, 2010 |
| WYSASKE RONALD A | President / COO | Purchase | 27,778 | $1.80 | $50,000 | 208,373 | Jul 29, 2010 |
| KARAS JOHN A | EVP/Trust Co. Chairman/Pres. | Purchase | 1,000 | $1.80 | $1,800 | 57,020 | Jul 29, 2010 |
| DAHLSTROM DAVID A | EVP/Chief Credit Officer | Purchase | 12,000 | $1.80 | $21,600 | 37,633 | Jul 29, 2010 |
| OLSON JERRY C | — | Purchase | 2,000 | $1.80 | $3,600 | 15,151 | Jul 29, 2010 |
| LYCKLAMA KEVIN J | EVP/CFO | Purchase | 20,000 | $1.80 | $36,000 | 34,160 | Jul 29, 2010 |
| GEIGER EDWARD R | — | Purchase | 10,000 | $1.80 | $18,000 | 20,508 | Jul 29, 2010 |
| BALDOVIN JAMES D | EVP/Retail Banking | Purchase | 1,000 | $1.80 | $1,800 | 14,711 | Jul 29, 2010 |
| RUNYAN PAUL L | — | Purchase | 100,000 | $1.80 | $180,000 | 369,253 | Jul 29, 2010 |