RIVERVIEW BANCORP INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sherman Nicole | President/CEO | Purchase | 975 | $5.12 | $4,992 | 187,674 | Dec 5, 2025 |
| Lam David | EVP/CFO | Award / Grant | 5,162 | — | — | 75,056 | Sep 19, 2025 |
| Lightheart Charmaine | EVP/CRDEO | Award / Grant | 6,553 | — | — | 14,568 | Sep 19, 2025 |
| Sventek Michael | EVP/CLO | Award / Grant | 2,400 | — | — | 12,817 | Sep 19, 2025 |
| Sowers Courtney Evan | PRESIDENT/CEO - TRUST CO. | Award / Grant | 10,194 | — | — | 33,948 | Sep 19, 2025 |
| Benke Robert | EVP/CCO | Award / Grant | 4,800 | — | — | 44,004 | Sep 19, 2025 |
| Cox Daniel D | EVP/COO | Award / Grant | 9,757 | — | — | 78,781 | Sep 19, 2025 |
| Sherman Nicole | President/CEO | Award / Grant | 24,757 | — | — | 186,699 | Sep 19, 2025 |
| Lam David | EVP/CFO | Purchase | 1,000 | $4.93 | $4,930 | 72,134 | Sep 12, 2025 |
| Sherman Nicole | President/CEO | Purchase | 1,475 | $5.04 | $7,434 | 161,991 | Aug 26, 2025 |
| Carlson Bradley | — | Purchase | 1,000 | $4.97 | $4,970 | 22,421 | Aug 18, 2025 |
| Lightheart Charmaine | EVP/CRDEO | Purchase | 508 | $4.92 | $2,499 | 7,480 | Aug 7, 2025 |
| Benke Robert | EVP/CCO | Purchase | 4,000 | $4.85 | $19,400 | 41,287 | Aug 4, 2025 |
| Carlson Bradley | — | Purchase | 1,000 | $4.82 | $4,820 | 21,421 | Aug 4, 2025 |
| Sowers Courtney Evan | PRESIDENT/CEO - TRUST CO. | Purchase | 196 | $5.44 | $1,066 | 19,666 | Jun 11, 2025 |
| Cox Daniel D | EVP/COO | Purchase | 560 | $5.35 | $2,996 | 68,964 | Jun 4, 2025 |
| Lightheart Charmaine | EVP/CRDEO | Purchase | 433 | $5.43 | $2,351 | 6,972 | May 30, 2025 |
| Eby Patricia | — | Purchase | 1,000 | $5.75 | $5,750 | 5,400 | May 22, 2025 |
| Sherman Nicole | President/CEO | Purchase | 2,450 | $6.11 | $14,970 | 160,516 | May 20, 2025 |
| Benke Robert | EVP/CCO | Purchase | 4,000 | $6.10 | $24,400 | 42,091 | May 19, 2025 |
| Hoff Larry | — | Purchase | 3,300 | $6.05 | $19,965 | 12,100 | May 13, 2025 |
| Friedman Martin S. | — | Sale | 186,348 | $5.18 | $965,283 | — | Mar 12, 2025 |
| Friedman Martin S. | — | Sale | 50,500 | $5.49 | $277,245 | 186,348 | Feb 11, 2025 |
| Sowers Courtney Evan | PRESIDENT/CEO - TRUST CO. | Award / Grant | 2,708 | — | — | 11,345 | Dec 30, 2024 |
| Sventek Michael | EVP/CLO | Award / Grant | 6,250 | — | — | 12,500 | Dec 30, 2024 |
| Lam David | EVP/CFO | Award / Grant | 6,721 | — | — | 77,359 | Dec 30, 2024 |
| Benke Robert | EVP/CCO | Award / Grant | 6,250 | — | — | 38,091 | Dec 30, 2024 |
| Cox Daniel D | EVP/COO | Award / Grant | 8,315 | — | — | 68,404 | Dec 30, 2024 |
| Sherman Nicole | President/CEO | Award / Grant | 24,902 | — | — | 32,936 | Dec 30, 2024 |
| Sherman Nicole | President/CEO | Purchase | 55 | $4.82 | $265 | 755 | Sep 16, 2024 |
| Benke Robert | EVP/CCO | Purchase | 5,000 | $4.62 | $23,100 | 25,590 | Aug 1, 2024 |
| Graham Stacey | — | Purchase | 375 | $4.26 | $1,598 | 9,150 | May 3, 2024 |
| Wills Bessie Ross | — | Purchase | 4,000 | $3.94 | $15,760 | 45,000 | May 2, 2024 |
| Carlson Bradley | — | Purchase | 1,000 | $3.75 | $3,750 | 20,421 | May 1, 2024 |
| Benke Robert | EVP/CCO | Purchase | 5,000 | $3.83 | $19,150 | 15,994 | May 1, 2024 |
| Cox Daniel D | Acting President/CEO and COO | Purchase | 1,300 | $3.90 | $5,070 | 56,195 | Apr 30, 2024 |
| Eby Patricia | — | Purchase | 5,000 | $3.75 | $18,750 | 22,000 | Apr 30, 2024 |
| Carlson Bradley | — | Purchase | 1,021 | $4.70 | $4,799 | 19,421 | Feb 29, 2024 |
| NIES GERALD LEE | — | Purchase | 22,000 | $4.85 | $106,700 | 190,692 | Feb 23, 2024 |
| Carlson Bradley | — | Purchase | 1,000 | $4.80 | $4,800 | 18,400 | Feb 23, 2024 |
| Eby Patricia | — | Purchase | 1,000 | $4.80 | $4,800 | 2,400 | Feb 22, 2024 |
| Graham Stacey | — | Purchase | 400 | $4.75 | $1,900 | 8,775 | Feb 22, 2024 |
| Benke Robert | EVP/CCO | Purchase | 1,000 | $5.75 | $5,750 | 2,000 | Nov 3, 2023 |
| Moreno Valerie | — | Purchase | 5,000 | $5.89 | $29,450 | 10,000 | Sep 6, 2023 |
| Graham Stacey | — | Purchase | 1,675 | $5.89 | $9,866 | 8,375 | Aug 17, 2023 |
| Carlson Bradley | — | Purchase | 1,000 | $5.86 | $5,860 | 17,400 | Aug 17, 2023 |
| LYCKLAMA KEVIN J | PRESIDENT/CEO | Award / Grant | 35,430 | — | — | 355,533 | Jul 7, 2023 |
| Sowers Courtney Evan | PRESIDENT/CEO - TRUST CO. | Award / Grant | 5,801 | — | — | 8,680 | Jul 7, 2023 |
| Cox Daniel D | EVP/CCO | Award / Grant | 7,117 | — | — | 60,375 | Jul 7, 2023 |
| Jellison Tracie L. | EVP/CRBO | Award / Grant | 6,387 | — | — | 15,421 | Jul 7, 2023 |