SMARTFINANCIAL INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Tucker Steven B. | — | Sale | 10,625 | $38.01 | $403,856 | 49,914 | Dec 10, 2025 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 250 | $35.00 | $8,750 | 10,104 | Nov 18, 2025 |
| Trumpp Jarrod M | Chief Risk Officer | Award / Grant | 2,000 | — | — | 2,000 | Jul 24, 2025 |
| Shomaker Kelli D | — | Award / Grant | 767 | — | — | 767 | Jul 24, 2025 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Tax Withholding | 471 | $31.68 | $14,921 | 125,451 | Mar 14, 2025 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Purchase | 1,162 | $34.75 | $40,380 | 96,938 | Feb 3, 2025 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Award / Grant | 3,426 | — | — | 115,922 | Jan 29, 2025 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Award / Grant | 5,000 | — | — | 95,776 | Jan 29, 2025 |
| Boyd Rebecca C | CPO - CHIEF PEOPLE OFFICER | Award / Grant | 677 | — | — | 8,264 | Jan 29, 2025 |
| Schrodt Martin E | EVP, Chief Banking Officer | Award / Grant | 707 | — | — | 2,707 | Jan 29, 2025 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Award / Grant | 1,211 | — | — | 10,353 | Jan 29, 2025 |
| Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Award / Grant | 761 | — | — | 8,001 | Jan 29, 2025 |
| Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Award / Grant | 1,247 | — | — | 16,598 | Jan 29, 2025 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 350 | $35.76 | $12,516 | 9,142 | Jan 27, 2025 |
| Ogle David Austin | — | Award / Grant | 1,026 | — | — | 195,123 | Jan 16, 2025 |
| Wolpert Geoffrey Alan | — | Award / Grant | 1,026 | — | — | 98,703 | Jan 16, 2025 |
| Whaley Keith Edward | — | Award / Grant | 1,026 | — | — | 86,561 | Jan 16, 2025 |
| Tucker Steven B. | — | Award / Grant | 1,026 | — | — | 60,539 | Jan 16, 2025 |
| Miller Ted Charles | — | Award / Grant | 1,026 | — | — | 142,764 | Jan 16, 2025 |
| Barrett Victor Lynn | — | Award / Grant | 1,026 | — | — | 147,916 | Jan 16, 2025 |
| Ackermann Cathy G | — | Award / Grant | 1,026 | — | — | 16,023 | Jan 16, 2025 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Tax Withholding | 1,837 | $30.98 | $56,910 | 112,496 | Jan 1, 2025 |
| Petty Gary Wayne Jr | EVP & CHIEF RISK OFFICER | Tax Withholding | 526 | $30.98 | $16,295 | 18,565 | Jan 1, 2025 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Tax Withholding | 816 | $30.98 | $25,280 | 9,492 | Jan 1, 2025 |
| Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Tax Withholding | 850 | $30.98 | $26,333 | 15,351 | Jan 1, 2025 |
| PRESLEY JOHN M | — | Sale | 6,916 | $35.05 | $242,406 | — | Dec 9, 2024 |
| PRESLEY JOHN M | — | Sale | 10,140 | $35.54 | $360,376 | 6,916 | Dec 6, 2024 |
| PRESLEY JOHN M | — | Sale | 10,517 | $36.05 | $379,138 | 17,056 | Dec 5, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 200 | $35.61 | $7,122 | 10,308 | Dec 4, 2024 |
| PRESLEY JOHN M | — | Sale | 7,500 | $35.79 | $268,425 | 27,573 | Nov 7, 2024 |
| Tucker Steven B. | — | Sale | 6,730 | $33.14 | $223,032 | — | Nov 5, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 300 | $32.52 | $9,756 | 10,508 | Nov 5, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 100 | $33.16 | $3,316 | 10,808 | Oct 31, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 70 | $28.58 | $2,001 | 10,908 | Sep 12, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 200 | $26.90 | $5,380 | 10,978 | Aug 13, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 250 | $22.53 | $5,633 | 11,178 | Jun 4, 2024 |
| PRESLEY JOHN M | — | Sale | 7,500 | $22.65 | $169,875 | 35,073 | May 29, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 350 | $22.25 | $7,788 | 11,428 | May 7, 2024 |
| Petty Gary Wayne Jr | EVP & CHIEF RISK OFFICER | Sale | 2,394 | $21.63 | $51,782 | 19,091 | Mar 5, 2024 |
| Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Tax Withholding | 593 | $21.52 | $12,761 | 7,182 | Feb 29, 2024 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Purchase | 1,000 | $21.67 | $21,670 | 89,481 | Feb 7, 2024 |
| Whaley Keith Edward | — | Award / Grant | 1,376 | — | — | 85,535 | Jan 31, 2024 |
| Wolpert Geoffrey Alan | — | Award / Grant | 1,376 | — | — | 96,208 | Jan 31, 2024 |
| Tucker Steven B. | — | Award / Grant | 1,376 | — | — | 59,513 | Jan 31, 2024 |
| PRESLEY JOHN M | — | Award / Grant | 1,376 | — | — | 3,960 | Jan 31, 2024 |
| Ogle David Austin | — | Award / Grant | 1,376 | — | — | 191,540 | Jan 31, 2024 |
| Miller Ted Charles | — | Award / Grant | 1,376 | — | — | 141,709 | Jan 31, 2024 |
| Barrett Victor Lynn | — | Award / Grant | 1,376 | — | — | 146,891 | Jan 31, 2024 |
| Ackermann Cathy G | — | Award / Grant | 1,376 | — | — | 14,997 | Jan 31, 2024 |
| Boyd Rebecca C | CPO - CHIEF PEOPLE OFFICER | Award / Grant | 2,000 | — | — | 7,059 | Jan 30, 2024 |