SMARTFINANCIAL INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Petty Gary Wayne Jr | EVP & CHIEF RISK OFFICER | Award / Grant | 422 | — | — | 17,735 | Jan 30, 2024 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Award / Grant | 1,861 | — | — | 114,333 | Jan 30, 2024 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Tax Withholding | 1,305 | $23.26 | $30,354 | 88,481 | Jan 30, 2024 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Tax Withholding | 741 | $23.26 | $17,236 | 11,778 | Jan 30, 2024 |
| Cain Cynthia A | CAO - CHIEF ACCOUNTING OFFICER | Award / Grant | 506 | — | — | 7,756 | Jan 30, 2024 |
| Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Tax Withholding | 856 | $23.26 | $19,911 | 16,025 | Jan 30, 2024 |
| PRESLEY JOHN M | — | Sale | 15,000 | $21.34 | $320,100 | 42,573 | Nov 30, 2023 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 400 | $21.90 | $8,760 | 11,861 | Nov 20, 2023 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 350 | $20.56 | $7,196 | 12,261 | Oct 31, 2023 |
| Davis Gregory L. | EVP & CHIEF LENDING OFFICER | Tax Withholding | 1,637 | $21.37 | $34,983 | 38,215 | Sep 29, 2023 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 480 | $22.82 | $10,954 | 12,611 | Aug 30, 2023 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 400 | $24.90 | $9,960 | 13,091 | Aug 1, 2023 |
| Wolpert Geoffrey Alan | — | Purchase | 350 | $22.87 | $8,005 | 110,491 | Jun 12, 2023 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 300 | $22.47 | $6,741 | 13,491 | Jun 6, 2023 |
| Wolpert Geoffrey Alan | — | Purchase | 2,500 | $20.01 | $50,025 | 93,926 | May 12, 2023 |
| Miller Ted Charles | — | Purchase | 4,999 | $20.00 | $99,980 | 140,325 | May 12, 2023 |
| Whaley Keith Edward | — | Purchase | 1,500 | $21.34 | $32,010 | 84,159 | May 8, 2023 |
| Ogle David Austin | — | Purchase | 2,554 | $19.48 | $49,752 | 188,545 | May 4, 2023 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Purchase | 1,000 | $19.28 | $19,280 | 42,666 | May 4, 2023 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Purchase | 1,500 | $19.34 | $29,010 | 113,472 | May 4, 2023 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Purchase | 2,500 | $19.38 | $48,450 | 89,069 | May 4, 2023 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Purchase | 525 | $20.89 | $10,967 | 86,569 | May 1, 2023 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Purchase | 159 | $27.19 | $4,323 | 86,044 | Feb 9, 2023 |
| Barrett Victor Lynn | — | Gift | 21,744 | — | — | 9,126 | Feb 1, 2023 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Purchase | 1,284 | $26.40 | $33,898 | 85,885 | Jan 27, 2023 |
| Wolpert Geoffrey Alan | — | Award / Grant | 1,211 | — | — | 91,426 | Jan 26, 2023 |
| Miller Ted Charles | — | Award / Grant | 1,211 | — | — | 135,437 | Jan 26, 2023 |
| Ogle David Austin | — | Award / Grant | 1,211 | — | — | 185,991 | Jan 26, 2023 |
| Tucker Steven B. | — | Award / Grant | 1,211 | — | — | 58,137 | Jan 26, 2023 |
| PRESLEY JOHN M | — | Award / Grant | 1,211 | — | — | 2,584 | Jan 26, 2023 |
| Phillips Ottis H | — | Award / Grant | 1,211 | — | — | 229,800 | Jan 26, 2023 |
| Whaley Keith Edward | — | Award / Grant | 1,211 | — | — | 82,659 | Jan 26, 2023 |
| Barrett Victor Lynn | — | Award / Grant | 1,211 | — | — | 145,467 | Jan 26, 2023 |
| Ackermann Cathy G | — | Award / Grant | 1,211 | — | — | 13,621 | Jan 26, 2023 |
| Petty Gary Wayne Jr | EVP & CHIEF RISK OFFICER | Award / Grant | 1,442 | — | — | 14,744 | Jan 25, 2023 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Award / Grant | 4,199 | — | — | 13,791 | Jan 25, 2023 |
| Davis Gregory L. | EVP & CHIEF LENDING OFFICER | Award / Grant | 4,321 | — | — | 39,852 | Jan 25, 2023 |
| Gorczynski Ronald J | EVP & CHIEF FINANCIAL OFFICER | Award / Grant | 4,321 | — | — | 16,055 | Jan 25, 2023 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Award / Grant | 4,659 | — | — | 84,601 | Jan 25, 2023 |
| Carroll William Young Jr. | PRESIDENT AND CEO | Award / Grant | 11,873 | — | — | 111,972 | Jan 25, 2023 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 200 | $27.69 | $5,538 | 9,592 | Dec 20, 2022 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 250 | $29.34 | $7,335 | 9,792 | Nov 28, 2022 |
| Ackermann Cathy G | — | Purchase | 5,000 | $28.99 | $144,950 | 12,410 | Nov 7, 2022 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 279 | $29.06 | $8,108 | 10,042 | Oct 31, 2022 |
| Ackermann Cathy G | — | Purchase | 5,000 | $28.90 | $144,500 | 7,410 | Oct 28, 2022 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Sale | 1,200 | $27.27 | $32,724 | 10,321 | Aug 16, 2022 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Gift | 2,329 | — | — | 11,521 | Aug 9, 2022 |
| PRESLEY JOHN M | — | Sale | 7,500 | $25.50 | $191,250 | 57,573 | Aug 9, 2022 |
| Jordan Rhett D. | EVP & CHIEF CREDIT OFFICER | Tax Withholding | 3,692 | $25.70 | $94,884 | 13,850 | Aug 4, 2022 |
| Welborn Wesley Miller | CHAIRMAN OF THE BOARD | Tax Withholding | 1,826 | $25.70 | $46,928 | 79,942 | Aug 4, 2022 |