Protagenic Therapeutics, Inc.\new — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Arrow Alexander K. | Chief Financial Officer | Purchase | 8,000 | $0.81 | $6,480 | 45,815 | Oct 12, 2023 |
| Arrow Alexander K. | Chief Financial Officer | Purchase | 23,000 | $0.71 | $16,330 | 143,260 | May 18, 2022 |
| Barrage Khalil | — | Option Exercise | 150,000 | $1.25 | $187,500 | 245,000 | May 3, 2021 |
| Arrow Alexander K. | Chief Financial Officer | Purchase | 1,000 | $2.29 | $2,290 | 119,260 | Apr 30, 2021 |
| Barrage Khalil | — | Award / Grant | 150,000 | $1.25 | $187,500 | 245,000 | Aug 8, 2016 |
| Ekizian Gregory | — | Award / Grant | 45,000 | $1.25 | $56,250 | 645,000 | Jun 17, 2016 |
| Arrow Alexander K. | Chief Financial Officer | Award / Grant | 140,000 | $1.25 | $175,000 | 358,260 | Jun 17, 2016 |
| ARMEN GARO H | See Remarks | Award / Grant | 500,000 | $1.25 | $625,000 | 4,239,168 | Jun 17, 2016 |
| Silverman Joshua | — | Award / Grant | 45,000 | $1.25 | $56,250 | 45,000 | Jun 17, 2016 |
| Barrage Khalil | — | Award / Grant | 45,000 | $1.25 | $56,250 | 245,000 | Jun 17, 2016 |
| Stein Robert Benjamin | — | Award / Grant | 40,000 | $1.25 | $50,000 | 240,000 | Jun 17, 2016 |
| ARMEN GARO H | See Remarks | Purchase | 60,211 | $1.25 | $75,264 | 4,299,379 | Jun 17, 2016 |
| MUSCI RAYMOND | Exec VP, Corporate Development | Purchase | 600 | $1.63 | $978 | 110,055 | Dec 13, 2010 |
| MUSCI RAYMOND | Exec VP, Corporate Development | Purchase | 74 | $2.00 | $148 | 448,194 | Dec 13, 2010 |
| DYNE MARK | — | Other | 20,000 | — | — | 746,369 | Jun 3, 2010 |
| Plotts Thomas | Interim CFO | Tax Withholding | 9,718 | $0.82 | $7,969 | 28,619 | Mar 31, 2010 |
| CHAZEN JEROME A | — | Other | 41,049 | — | — | 53,234 | Jan 20, 2010 |
| ELLIN ROBERT S | — | Purchase | 25,000 | $0.85 | $21,250 | 2,474,870 | Jan 6, 2010 |
| DYNE MARK | — | Award / Grant | 40,000 | — | — | 766,369 | Sep 17, 2009 |
| CHAZEN JEROME A | — | Award / Grant | 11,392 | — | — | 12,185 | Jun 25, 2009 |
| SCHWARTZ JEFFREY A | — | Award / Grant | 3,892 | — | — | 3,892 | Jun 25, 2009 |
| DYNE MARK | — | Award / Grant | 3,892 | — | — | 3,892 | Jun 25, 2009 |
| BURSTEIN LAWRENCE | — | Award / Grant | 3,892 | — | — | 14,033 | Jun 25, 2009 |
| ELLIN ROBERT S | — | Purchase | 25,000 | $1.17 | $29,250 | 2,338,170 | Nov 25, 2008 |
| Trinad Capital L.P. | — | Purchase | 25,000 | $4.03 | $100,750 | 2,313,170 | Aug 29, 2008 |
| Trinad Capital Master Fund Ltd. | — | Purchase | 10,000 | $4.30 | $43,000 | 2,288,170 | Jun 13, 2008 |
| Trinad Management, LLC | — | Purchase | 10,000 | $4.36 | $43,600 | 2,278,170 | Jun 10, 2008 |
| Trinad Capital L.P. | — | Purchase | 10,000 | $4.21 | $42,100 | 2,258,170 | Jun 5, 2008 |
| Trinad Advisors II, LLC | — | Purchase | 35,000 | $4.56 | $159,600 | 2,213,170 | Jun 2, 2008 |
| Trinad Management, LLC | — | Award / Grant | 676,072 | — | — | 2,178,170 | Feb 5, 2008 |
| STOLLMAN ANDREW | President | Other | 443,085 | — | — | 443,085 | Feb 4, 2008 |
| MACHINIST ROBERT | — | Other | 10,141 | — | — | 10,141 | Feb 4, 2008 |
| BURSTEIN LAWRENCE | — | Other | 10,141 | — | — | 10,141 | Feb 4, 2008 |
| Legator Allan | CFO and Secretary | Option Exercise | 50,000 | $0.48 | $24,000 | 50,000 | Jan 29, 2008 |
| ELLIN ROBERT S | — | Purchase | 12,500 | $14.00 | $175,000 | 1,495,000 | Nov 30, 2007 |
| SWENSON SUSAN | Chief Operating Officer | Award / Grant | 75,000 | $16.40 | $1,230,000 | 75,000 | Aug 20, 2007 |
| DESTAR, LLC | — | Purchase | 446,710 | $2,010,197.00 | $897,975,101,870 | 1,237,166 | Mar 6, 2007 |
| ELLIN ROBERT S | — | Purchase | 360,000,000 | $0.01 | $3,600,000 | 429,750,000 | Feb 12, 2007 |
| Smith David E | — | Purchase | 752,630 | $3,763,152.00 | $2,832,261,089,760 | 1,237,166 | Feb 12, 2007 |
| KIER ISAAC | — | Sale | 17,586,652 | $0.02 | $351,733 | 1,785,085 | Oct 24, 2006 |
| CHAZEN JEROME A | — | Sale | 2,344,887 | $0.02 | $46,898 | 238,011 | Oct 24, 2006 |
| Banon Sid | — | Sale | 586,222 | $0.02 | $11,724 | 59,503 | Oct 24, 2006 |