TOMPKINS FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BOYCE DAVID S | EVP, Pres. & CEO Tompkins Ins. | Award / Grant | 1,205 | $74.62 | $89,917 | 25,003 | Nov 12, 2024 |
| ROMAINE STEPHEN S | President & CEO | Award / Grant | 3,480 | $74.62 | $259,678 | 67,343 | Nov 12, 2024 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Award / Grant | 1,205 | $74.62 | $89,917 | 15,113 | Nov 12, 2024 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | L | 2 | $61.33 | $100 | 5,219 | Nov 9, 2024 |
| ROMAINE STEPHEN S | President & CEO | Tax Withholding | 370 | $73.70 | $27,269 | 64,259 | Nov 9, 2024 |
| Mastin Stacie M | SVP, Director of HR | Tax Withholding | 18 | $73.70 | $1,327 | 1,024 | Nov 9, 2024 |
| Kunkel Ginger G | President TCB Pennsylvania | Tax Withholding | 51 | $73.70 | $3,759 | 3,712 | Nov 9, 2024 |
| Tomazin Matthew D | EVP, CFO & Treasurer | Tax Withholding | 43 | $73.70 | $3,169 | 2,353 | Nov 9, 2024 |
| Torcello Diane D | EVP & President, Tompkins WNY | Tax Withholding | 47 | $73.70 | $3,464 | 5,461 | Nov 9, 2024 |
| Kershaw David | SVP, PAO | Tax Withholding | 41 | $73.70 | $3,022 | 3,792 | Nov 9, 2024 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Tax Withholding | 66 | $73.70 | $4,864 | 13,908 | Nov 9, 2024 |
| Guarino Charles J | SVP Chief Bank Operations Off. | Tax Withholding | 43 | $73.70 | $3,169 | 2,576 | Nov 9, 2024 |
| Fontaine Alyssa H | EVP, General Counsel & CRO | Tax Withholding | 90 | $73.70 | $6,633 | 8,144 | Nov 9, 2024 |
| BOYCE DAVID S | EVP, Pres. & CEO Tompkins Ins. | Tax Withholding | 167 | $73.70 | $12,308 | 23,888 | Nov 9, 2024 |
| Torcello Diane D | EVP & President, Tompkins WNY | Option Exercise | 1,010 | $49.22 | $49,712 | 6,403 | Nov 4, 2024 |
| Kershaw David | SVP, PAO | Option Exercise | 1,255 | $49.22 | $61,771 | 5,024 | Oct 28, 2024 |
| WEBER ALFRED J | — | Award / Grant | 315 | $56.09 | $17,668 | 14,690 | Oct 4, 2024 |
| Rochon Thomas R. | — | Award / Grant | 417 | $56.09 | $23,390 | 10,441 | Oct 4, 2024 |
| Johnson Patricia A | — | Award / Grant | 285 | $56.09 | $15,986 | 4,210 | Oct 4, 2024 |
| MCClurg John D | — | Purchase | 127 | $61.26 | $7,780 | 12,834 | Aug 29, 2024 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Tax Withholding | 3,291 | $54.94 | $180,808 | 14,255 | Aug 12, 2024 |
| VALENTI SUSAN M. | EVP, Corporate Marketing | Option Exercise | 3,475 | $49.22 | $171,040 | 21,508 | Aug 2, 2024 |
| BOYCE DAVID S | EVP, Pres. & CEO Tompkins Ins. | Gift | 390 | $58.85 | $22,952 | 24,270 | Aug 2, 2024 |
| Taylor Eric W | EVP, President TFA | Award / Grant | 495 | $60.57 | $29,982 | 495 | Aug 1, 2024 |
| Mastin Stacie M | SVP, Director of HR | Sale | 100 | $51.00 | $5,100 | — | Jul 11, 2024 |
| Johnson Patricia A | — | Award / Grant | 337 | $46.27 | $15,593 | 3,885 | Jul 5, 2024 |
| Rochon Thomas R. | — | Award / Grant | 492 | $46.27 | $22,765 | 9,924 | Jul 5, 2024 |
| WEBER ALFRED J | — | Award / Grant | 424 | $46.27 | $19,618 | 14,375 | Jul 5, 2024 |
| ROMAINE STEPHEN S | President & CEO | Tax Withholding | 1,731 | $48.54 | $84,023 | 65,062 | May 21, 2024 |
| Coletti Janet M. | — | Purchase | 1,000 | $47.91 | $47,910 | 2,000 | May 16, 2024 |
| Lindberg Bonita N | SVP, Human Resource Director | Disposition | 4,099 | — | — | 4,805 | May 3, 2024 |
| Johnson Patricia A | — | Award / Grant | 328 | $47.75 | $15,662 | 3,505 | Apr 4, 2024 |
| WEBER ALFRED J | — | Award / Grant | 284 | $47.45 | $13,476 | 13,951 | Apr 4, 2024 |
| Rochon Thomas R. | — | Award / Grant | 478 | $47.45 | $22,681 | 9,322 | Apr 4, 2024 |
| Rahilly Ita M | — | Purchase | 1,982 | $50.46 | $99,994 | 8,454 | Feb 20, 2024 |
| WEBER ALFRED J | — | Option Exercise | 165 | — | — | 13,021 | Jan 30, 2024 |
| SPAIN MICHAEL H | — | Option Exercise | 1,444 | — | — | 136,344 | Jan 30, 2024 |
| BATTAGLIA PAUL J. | — | Option Exercise | 1,354 | — | — | 7,308 | Jan 29, 2024 |
| Johnson Patricia A | — | Option Exercise | 346 | — | — | 3,140 | Jan 29, 2024 |
| Rochon Thomas R. | — | Option Exercise | 2,323 | — | — | 8,745 | Jan 29, 2024 |
| WEBER ALFRED J | — | Award / Grant | 235 | $55.90 | $13,137 | 12,856 | Jan 4, 2024 |
| Johnson Patricia A | — | Award / Grant | 270 | $55.90 | $15,093 | 2,459 | Jan 4, 2024 |
| Rochon Thomas R. | — | Award / Grant | 395 | $55.90 | $22,081 | 6,036 | Jan 4, 2024 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | L | 2 | $51.30 | $100 | 5,134 | Dec 11, 2023 |
| Howard Brian A | EVP, Pres. Tompkins Fin. Adv. | Disposition | 730 | $81.48 | $59,480 | 4,440 | Nov 13, 2023 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Award / Grant | 1,160 | $51.02 | $59,183 | 5,367 | Nov 12, 2023 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Award / Grant | 1,665 | $51.02 | $84,948 | 14,596 | Nov 12, 2023 |
| Howard Brian A | EVP, Pres. Tompkins Fin. Adv. | Tax Withholding | 113 | $50.90 | $5,752 | 7,379 | Nov 12, 2023 |
| Lindberg Bonita N | SVP, Human Resource Director | Award / Grant | 1,160 | $51.02 | $59,183 | 9,246 | Nov 12, 2023 |
| Guarino Charles J | SVP Chief Bank Operations Off. | Award / Grant | 1,160 | $51.02 | $59,183 | 2,823 | Nov 12, 2023 |