TOMPKINS FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Rahilly Ita M | — | Purchase | 1,463 | $68.36 | $99,994 | 10,511 | Nov 21, 2025 |
| ROMAINE STEPHEN S | President & CEO | Award / Grant | 4,645 | $67.79 | $314,885 | 68,372 | Nov 12, 2025 |
| Kunkel Ginger G | President TCB Pennsylvania | Award / Grant | 900 | $67.79 | $61,011 | 5,304 | Nov 12, 2025 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Award / Grant | 990 | $67.79 | $67,112 | 6,638 | Nov 12, 2025 |
| Anderson Johanna B | EVP, President TCB CNY | Award / Grant | 730 | $67.79 | $49,487 | 2,701 | Nov 12, 2025 |
| Torcello Diane D | EVP & President, Tompkins WNY | Award / Grant | 1,025 | $67.79 | $69,485 | 7,163 | Nov 12, 2025 |
| Tomazin Matthew D | EVP, CFO & Treasurer | Award / Grant | 1,365 | $67.79 | $92,533 | 4,726 | Nov 12, 2025 |
| Fontaine Alyssa H | EVP, General Counsel & CRO | Award / Grant | 910 | $67.79 | $61,689 | 9,366 | Nov 12, 2025 |
| Guarino Charles J | SVP Chief Bank Operations Off. | Award / Grant | 685 | $67.79 | $46,436 | 3,599 | Nov 12, 2025 |
| Mastin Stacie M | SVP, Director of HR | Award / Grant | 685 | $67.79 | $46,436 | 2,191 | Nov 12, 2025 |
| Taylor Eric W | EVP, President TFA | Award / Grant | 910 | $67.79 | $61,689 | 1,405 | Nov 12, 2025 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Award / Grant | 1,365 | $67.79 | $92,533 | 16,017 | Nov 12, 2025 |
| Kershaw David | SVP, PAO | Award / Grant | 550 | $67.79 | $37,285 | 4,743 | Nov 12, 2025 |
| Fontaine Alyssa H | EVP, General Counsel & CRO | Tax Withholding | 216 | $66.68 | $14,403 | 8,856 | Nov 9, 2025 |
| Guarino Charles J | SVP Chief Bank Operations Off. | Tax Withholding | 48 | $66.68 | $3,201 | 3,100 | Nov 9, 2025 |
| ROMAINE STEPHEN S | President & CEO | Tax Withholding | 433 | $66.68 | $28,872 | 65,124 | Nov 9, 2025 |
| Kershaw David | SVP, PAO | Tax Withholding | 41 | $66.68 | $2,734 | 4,257 | Nov 9, 2025 |
| Tomazin Matthew D | EVP, CFO & Treasurer | Tax Withholding | 29 | $66.68 | $1,934 | 3,550 | Nov 9, 2025 |
| Kunkel Ginger G | President TCB Pennsylvania | Tax Withholding | 80 | $66.68 | $5,334 | 4,404 | Nov 9, 2025 |
| Torcello Diane D | EVP & President, Tompkins WNY | Tax Withholding | 38 | $66.68 | $2,534 | 6,281 | Nov 9, 2025 |
| Anderson Johanna B | EVP, President TCB CNY | Tax Withholding | 105 | $66.68 | $7,001 | 1,971 | Nov 9, 2025 |
| Mastin Stacie M | SVP, Director of HR | Tax Withholding | 40 | $66.68 | $2,667 | 1,506 | Nov 9, 2025 |
| McKenna John M | EVP, Pres. Tompkins Comm. Bank | Tax Withholding | 2,085 | $64.88 | $135,275 | 15,150 | Nov 3, 2025 |
| Kershaw David | SVP, PAO | Tax Withholding | 646 | $64.88 | $41,912 | 4,386 | Nov 3, 2025 |
| Torcello Diane D | EVP & President, Tompkins WNY | Option Exercise | 690 | $64.88 | $44,767 | 7,004 | Nov 3, 2025 |
| BOYCE DAVID S | EVP, Pres. & CEO Tompkins Ins. | Disposition | 4,031 | — | — | 20,818 | Oct 31, 2025 |
| Lee Angela B | — | Award / Grant | 311 | $65.53 | $20,380 | 1,222 | Oct 6, 2025 |
| Johnson Patricia A | — | Award / Grant | 269 | $65.53 | $17,628 | 6,187 | Oct 6, 2025 |
| Lee Angela B | — | Award / Grant | 322 | $65.65 | $21,139 | 911 | Jul 3, 2025 |
| Johnson Patricia A | — | Award / Grant | 268 | $65.65 | $17,594 | 5,863 | Jul 3, 2025 |
| ROMAINE STEPHEN S | President & CEO | Tax Withholding | 1,478 | $64.14 | $94,799 | 65,557 | May 19, 2025 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | L | 2 | $62.52 | $100 | 5,934 | Apr 14, 2025 |
| Lee Angela B | — | Award / Grant | 303 | $63.35 | $19,195 | 589 | Apr 4, 2025 |
| Johnson Patricia A | — | Award / Grant | 278 | $63.35 | $17,611 | 5,543 | Apr 3, 2025 |
| SPAIN MICHAEL H | — | Option Exercise | 1,507 | — | — | 137,851 | Jan 15, 2025 |
| Rochon Thomas R. | — | Option Exercise | 2,826 | — | — | 13,350 | Jan 15, 2025 |
| Johnson Patricia A | — | Option Exercise | 711 | — | — | 5,218 | Jan 15, 2025 |
| Lee Angela B | — | Purchase | 286 | $67.07 | $19,182 | 286 | Jan 7, 2025 |
| Johnson Patricia A | — | Purchase | 263 | $67.07 | $17,639 | 4,508 | Jan 7, 2025 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | L | 1 | $77.15 | $100 | 5,906 | Dec 11, 2024 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Tax Withholding | 433 | $74.67 | $32,332 | 5,844 | Nov 14, 2024 |
| Anderson Johanna B | EVP, President TCB CNY | Award / Grant | 805 | $74.62 | $60,069 | 2,076 | Nov 12, 2024 |
| Mastin Stacie M | SVP, Director of HR | Award / Grant | 605 | $74.62 | $45,145 | 1,592 | Nov 12, 2024 |
| Fontaine Alyssa H | EVP, General Counsel & CRO | Tax Withholding | 154 | $74.62 | $11,491 | 8,795 | Nov 12, 2024 |
| Kunkel Ginger G | President TCB Pennsylvania | Award / Grant | 805 | $74.62 | $60,069 | 4,517 | Nov 12, 2024 |
| Kershaw David | SVP, PAO | Tax Withholding | 35 | $74.62 | $2,612 | 4,252 | Nov 12, 2024 |
| Tomazin Matthew D | EVP, CFO & Treasurer | Award / Grant | 1,205 | $74.62 | $89,917 | 3,558 | Nov 12, 2024 |
| Guarino Charles J | SVP Chief Bank Operations Off. | Award / Grant | 605 | $74.62 | $45,145 | 3,181 | Nov 12, 2024 |
| Torcello Diane D | EVP & President, Tompkins WNY | Tax Withholding | 34 | $74.62 | $2,537 | 6,157 | Nov 12, 2024 |
| DeMilia David M | EVP, Pres of TCB Hudson Valley | Tax Withholding | 34 | $74.62 | $2,537 | 5,750 | Nov 12, 2024 |