CAPITAL ONE FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Cooper Matthew W | General Counsel & Corp Secy | Tax Withholding | 2,882 | $163.87 | $472,273 | 74,371 | Mar 10, 2025 |
| Karam Celia | Pres, Retail Bank | Award / Grant | 6,328 | — | — | 56,395 | Mar 10, 2025 |
| Alexander Robert M. | Chief Information Officer | Tax Withholding | 3,322 | $163.87 | $544,376 | 63,485 | Mar 10, 2025 |
| FAIRBANK RICHARD D | Chairman and CEO | Tax Withholding | 21,694 | $163.87 | $3,554,996 | 4,024,546 | Mar 10, 2025 |
| Dean Lia | Pres, Banking & Prem. Products | Tax Withholding | 3,785 | $163.87 | $620,248 | 60,344 | Mar 10, 2025 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Award / Grant | 1,357 | — | — | 31,541 | Mar 10, 2025 |
| West Kara | Chief Enterprise Risk Officer | Tax Withholding | 432 | $163.87 | $70,792 | 16,689 | Mar 10, 2025 |
| Sanjiv Yajnik | President, Financial Services | Tax Withholding | 3,994 | $163.87 | $654,497 | 127,717 | Mar 10, 2025 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Tax Withholding | 976 | $163.87 | $159,937 | 29,649 | Mar 10, 2025 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Award / Grant | 9,444 | — | — | 57,635 | Mar 10, 2025 |
| Young Andrew M | Chief Financial Officer | Tax Withholding | 3,005 | $163.87 | $492,429 | 35,933 | Mar 10, 2025 |
| Mouadeb Mark Daniel | President, U.S. Card | Tax Withholding | 567 | $163.87 | $92,914 | 25,095 | Mar 10, 2025 |
| Blinde Neal | President, Commercial Banking | Tax Withholding | 1,617 | $202.16 | $326,893 | 104,946 | Feb 15, 2025 |
| Golden Timothy P | Controller | Tax Withholding | 514 | $202.16 | $103,910 | 12,341 | Feb 15, 2025 |
| FAIRBANK RICHARD D | Chairman and CEO | Disposition | 16,404 | $201.77 | $3,309,835 | 3,961,168 | Feb 15, 2025 |
| Alexander Robert M. | Chief Information Officer | Tax Withholding | 1,542 | $202.16 | $311,731 | 59,442 | Feb 15, 2025 |
| Dean Lia | Pres, Banking & Prem. Products | Tax Withholding | 1,019 | $202.16 | $206,001 | 59,619 | Feb 15, 2025 |
| Haggerty Kaitlin | Chief Human Resources Officer | Tax Withholding | 278 | $202.16 | $56,200 | 22,934 | Feb 15, 2025 |
| Cooper Matthew W | General Counsel & Corp Secy | Tax Withholding | 1,390 | $202.16 | $281,002 | 72,598 | Feb 15, 2025 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Tax Withholding | 898 | $202.16 | $181,540 | 30,697 | Feb 15, 2025 |
| Young Andrew M | Chief Financial Officer | Tax Withholding | 775 | $202.16 | $156,674 | 34,764 | Feb 15, 2025 |
| Karam Celia | Pres, Retail Bank | Tax Withholding | 1,321 | $202.16 | $267,053 | 50,067 | Feb 15, 2025 |
| Sanjiv Yajnik | President, Financial Services | Tax Withholding | 1,766 | $202.16 | $357,015 | 122,799 | Feb 15, 2025 |
| West Kara | Chief Enterprise Risk Officer | Tax Withholding | 415 | $202.16 | $83,896 | 17,348 | Feb 15, 2025 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Tax Withholding | 474 | $202.16 | $95,824 | 31,454 | Feb 15, 2025 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Tax Withholding | 1,880 | $202.16 | $380,061 | 48,191 | Feb 15, 2025 |
| Mouadeb Mark Daniel | President, U.S. Card | Tax Withholding | 1,181 | $202.16 | $238,751 | 24,405 | Feb 15, 2025 |
| Golden Timothy P | Controller | Award / Grant | 3,486 | — | — | 13,879 | Feb 4, 2025 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Award / Grant | 4,748 | — | — | 31,928 | Feb 4, 2025 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Award / Grant | 5,113 | — | — | 31,595 | Feb 4, 2025 |
| West Kara | Chief Enterprise Risk Officer | Award / Grant | 4,809 | — | — | 17,763 | Feb 4, 2025 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Award / Grant | 8,670 | — | — | 53,381 | Feb 4, 2025 |
| Sanjiv Yajnik | President, Financial Services | Award / Grant | 8,132 | — | — | 127,328 | Feb 4, 2025 |
| Mouadeb Mark Daniel | President, U.S. Card | Award / Grant | 7,040 | — | — | 26,816 | Feb 4, 2025 |
| Dean Lia | Pres, Banking & Prem. Products | Award / Grant | 6,758 | — | — | 60,638 | Feb 4, 2025 |
| Karam Celia | Pres, Retail Bank | Award / Grant | 6,097 | — | — | 53,232 | Feb 4, 2025 |
| Alexander Robert M. | Chief Information Officer | Award / Grant | 7,108 | — | — | 64,248 | Feb 4, 2025 |
| Young Andrew M | Chief Financial Officer | Award / Grant | 6,497 | — | — | 35,539 | Feb 4, 2025 |
| Cooper Matthew W | General Counsel & Corp Secy | Award / Grant | 8,001 | — | — | 74,730 | Feb 4, 2025 |
| Blinde Neal | President, Commercial Banking | Award / Grant | 7,307 | — | — | 106,563 | Feb 4, 2025 |
| Haggerty Kaitlin | Chief Human Resources Officer | Award / Grant | 5,322 | — | — | 23,212 | Feb 4, 2025 |
| FAIRBANK RICHARD D | Chairman and CEO | Option Exercise | 379 | $200.12 | $75,845 | 3,962,111 | Feb 4, 2025 |
| Blinde Neal | President, Commercial Banking | Tax Withholding | 14,007 | $203.71 | $2,853,366 | 99,256 | Jan 31, 2025 |
| Zamsky Michael | Chief Credit & Fin'l Risk Off. | Sale | 6,420 | $190.01 | $1,219,864 | 30,603 | Nov 12, 2024 |
| Young Andrew M | Chief Financial Officer | Sale | 5,901 | $183.51 | $1,082,893 | 28,974 | Nov 8, 2024 |
| West Kara | Chief Enterprise Risk Officer | Sale | 321 | $184.69 | $59,285 | 12,929 | Nov 7, 2024 |
| Alexander Robert M. | Chief Information Officer | Sale | 2,166 | $187.74 | $406,645 | 67,240 | Nov 7, 2024 |
| Mouadeb Mark Daniel | President, U.S. Card | Sale | 1,994 | $162.37 | $323,766 | 19,776 | Nov 5, 2024 |
| Raghu Ravi | Pres, Software, Intl & Sm Bus | Sale | 24,786 | $165.00 | $4,089,690 | 27,180 | Nov 5, 2024 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Sale | 15,751 | $160.00 | $2,520,160 | 44,711 | Oct 17, 2024 |