CAPITAL ONE FINANCIAL CORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SCHNALL PETER A | Chief Credit Officer | Award / Grant | 3 | — | — | 52,759 | Dec 1, 2006 |
| KANAS JOHN ADAM | President, Banking Segment | Award / Grant | 309,858 | — | — | 424,071 | Dec 1, 2006 |
| HAY LEWIS III | — | Award / Grant | 188 | — | — | 5,610 | Dec 1, 2006 |
| SHATTUCK MAYO A III | — | Award / Grant | 749 | — | — | 6,089 | Dec 1, 2006 |
| KLANE LARRY A | Pdt, Global Financial Services | Sale | 1,065 | $74.52 | $79,364 | 50,659 | Nov 28, 2006 |
| KLANE LARRY A | Pdt, Global Financial Services | Sale | 1,065 | $75.10 | $79,982 | 51,724 | Nov 21, 2006 |
| KLANE LARRY A | Pdt, Global Financial Services | Sale | 1,065 | $77.50 | $82,538 | 52,789 | Nov 14, 2006 |
| LAWSON DAVID R | President, COAF | Gift | 4,000 | — | — | 29,393 | Nov 14, 2006 |
| CAMPBELL E R BO | — | Gift | 2,600 | — | — | 541,189 | Nov 13, 2006 |
| KLANE LARRY A | Pdt, Global Financial Services | Sale | 1,065 | $78.50 | $83,603 | 53,854 | Nov 7, 2006 |
| SCHNALL PETER A | Chief Credit Officer | Sale | 3,132 | $76.86 | $240,726 | 52,673 | Nov 2, 2006 |
| BAILAR GREGOR | Chief Information Officer | Sale | 2,000 | $77.76 | $155,520 | 74,625 | Nov 2, 2006 |
| KLANE LARRY A | Pdt, Global Financial Services | Sale | 438 | $79.50 | $34,821 | 5,687 | Sep 28, 2006 |
| SCHNALL PETER A | Chief Credit Officer | Option Exercise | 40,000 | $48.54 | $1,941,600 | 92,516 | Sep 12, 2006 |
| SCHNALL PETER A | Chief Credit Officer | Sale | 12,000 | $77.30 | $927,600 | 52,348 | Jul 25, 2006 |
| SCHNALL PETER A | Chief Credit Officer | Sale | 12,000 | $77.30 | $927,600 | 52,348 | Jul 25, 2006 |
| KLANE LARRY A | Pdt, Global Financial Services | Sale | 250 | $86.50 | $21,625 | 5,673 | Jun 29, 2006 |
| FAIRBANK RICHARD D | Chairman, CEO and President | Gift | 1,214 | — | — | 2,314,674 | Jun 15, 2006 |
| WEST CATHERINE | Executive Officer | Tax Withholding | 4,296 | $82.77 | $355,580 | 57,851 | Jun 8, 2006 |
| LAWSON DAVID R | President, COAF | Tax Withholding | 3,645 | $82.77 | $301,697 | 47,990 | Jun 8, 2006 |
| SCHNALL PETER A | Chief Credit Officer | Gift | 1,000 | — | — | 64,276 | May 23, 2006 |
| BOYDSTUN J HERBERT | Executive Vice President | Option Exercise | 49,296 | $61.27 | $3,020,366 | 75,399 | May 9, 2006 |
| SHATTUCK MAYO A III | — | Award / Grant | 2,000 | — | — | 5,340 | May 1, 2006 |
| DIETZ W RONALD | — | Award / Grant | 2,000 | — | — | 9,513 | May 1, 2006 |
| CAMPBELL E R BO | — | Award / Grant | 2,000 | — | — | 543,789 | May 1, 2006 |
| GROSS PATRICK W | — | Award / Grant | 2,000 | — | — | 12,039 | May 1, 2006 |
| LEROY PIERRE E | — | Award / Grant | 2,000 | — | — | 3,500 | May 1, 2006 |
| HAY LEWIS III | — | Award / Grant | 2,000 | — | — | 5,422 | May 1, 2006 |
| HACKETT ANN F | — | Award / Grant | 2,000 | — | — | 9,150 | May 1, 2006 |
| BOYDSTUN J HERBERT | Executive Vice President | Option Exercise | 28,440 | $48.86 | $1,389,578 | 66,393 | May 1, 2006 |
| WESTREICH STANLEY | — | Award / Grant | 2,000 | — | — | 397,429 | May 1, 2006 |
| SCHNALL PETER A | Executive Vice President | Sale | 1,000 | $86.95 | $86,950 | 68,126 | May 1, 2006 |
| FAIRBANK RICHARD D | Chairman, CEO and President | Gift | 1,207 | $82.87 | $100,024 | 2,315,888 | Apr 7, 2006 |
| WEST CATHERINE | Executive Vice President | Tax Withholding | 1,399 | $82.69 | $115,683 | 61,866 | Mar 17, 2006 |
| SCHUYLER MATTHEW W | Executive Vice President | Tax Withholding | 893 | $82.69 | $73,842 | 26,617 | Mar 17, 2006 |
| KLANE LARRY A | Executive Vice President | Tax Withholding | 1,383 | $82.69 | $114,360 | 54,919 | Mar 17, 2006 |
| PERLIN GARY L | EVP & Chief Financial Officer | Tax Withholding | 1,985 | $82.69 | $164,140 | 44,693 | Mar 17, 2006 |
| BAILAR GREGOR | Executive Vice President | Tax Withholding | 992 | $82.69 | $82,028 | 106,094 | Mar 17, 2006 |
| LAWSON DAVID R | Executive Vice President | Tax Withholding | 868 | $88.81 | $77,087 | 51,635 | Mar 17, 2006 |
| FINNERAN JOHN G JR | EVP and General Counsel | Tax Withholding | 168 | $88.81 | $14,920 | 56,679 | Mar 17, 2006 |
| SCHNALL PETER A | Executive Vice President | Tax Withholding | 1,176 | $82.69 | $97,243 | 73,048 | Mar 17, 2006 |
| WEST CATHERINE | Executive Vice President | Option Exercise | 25,000 | $48.54 | $1,213,500 | 88,087 | Mar 10, 2006 |
| KLANE LARRY A | Executive Vice President | Option Exercise | 3,200 | $48.54 | $155,328 | 59,502 | Mar 10, 2006 |
| WESTREICH STANLEY | — | Option Exercise | 21,000 | $8.88 | $186,480 | 395,429 | Mar 8, 2006 |
| PERLIN GARY L | EVP & Chief Financial Officer | Award / Grant | 17,650 | — | — | 46,678 | Mar 3, 2006 |
| SCHNALL PETER A | Executive Vice President | Award / Grant | 10,220 | — | — | 74,161 | Mar 3, 2006 |
| KLANE LARRY A | Executive Vice President | Award / Grant | 12,020 | — | — | 56,302 | Mar 3, 2006 |
| BAILAR GREGOR | Executive Vice President | Award / Grant | 11,120 | — | — | 107,086 | Mar 3, 2006 |
| SCHUYLER MATTHEW W | Executive Vice President | Award / Grant | 10,220 | — | — | 27,510 | Mar 3, 2006 |
| WEST CATHERINE | Executive Vice President | Award / Grant | 12,470 | — | — | 63,008 | Mar 3, 2006 |