ENERGY FOCUS, INC/DE — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Huang Chiao Chieh | Chief Executive Officer | Purchase | 262,009 | $2.29 | $600,001 | 1,421,219 | Nov 26, 2025 |
| Huang Chiao Chieh | Chief Executive Officer | Purchase | 264,550 | $1.89 | $500,000 | 1,159,210 | Aug 15, 2025 |
| Huang Chiao Chieh | Chief Executive Officer | Purchase | 103,627 | $1.93 | $200,000 | 784,163 | Jun 23, 2025 |
| Huang Chiao Chieh | — | Award / Grant | 343,465 | $1.76 | $604,498 | 680,536 | Jun 29, 2023 |
| Huang Gina | — | Award / Grant | 500,000 | $0.50 | $250,000 | 3,720,242 | Mar 30, 2023 |
| Huang Chiao Chieh | — | Award / Grant | 108,502 | $0.56 | $60,761 | 2,659,017 | Mar 28, 2023 |
| Huang Gina | — | Award / Grant | 803,212 | $0.50 | $401,606 | 3,220,242 | Feb 24, 2023 |
| Huang Gina | — | Award / Grant | 1,451,597 | $0.56 | $812,894 | 2,417,030 | Jan 17, 2023 |
| Huang Gina | — | Award / Grant | 325,803 | $0.46 | $149,869 | 965,433 | Jan 10, 2023 |
| Huang Gina | — | Award / Grant | 257,798 | $0.39 | $100,541 | 639,630 | Jan 5, 2023 |
| Warren James Raymond III | SVP, GC & Corp. Secretary | Option Exercise | 800 | — | — | 1,600 | Sep 28, 2022 |
| Socolof Stephen | Chairman and Interim CEO | Option Exercise | 5,000 | — | — | 25,500 | Jun 22, 2022 |
| Politziner Philip | — | Option Exercise | 5,000 | — | — | 31,400 | Jun 22, 2022 |
| Lagarto Brian J | — | Option Exercise | 10,000 | — | — | 10,000 | Jun 22, 2022 |
| Parker Jeffery Robert | — | Option Exercise | 10,000 | — | — | 10,000 | Jun 22, 2022 |
| Jag International Co Ltd. | — | Option Exercise | 5,000 | — | — | 381,832 | Jun 22, 2022 |
| Cheng Jennifer Y | — | Option Exercise | 5,000 | — | — | 22,000 | Jun 22, 2022 |
| Warren James Raymond III | SVP, GC & Corp. Secretary | Option Exercise | 800 | — | — | 800 | Sep 28, 2021 |
| Politziner Philip | — | Purchase | 3,000 | $3.35 | $10,050 | 26,400 | Aug 25, 2021 |
| Socolof Stephen | — | Purchase | 3,500 | $2.80 | $9,800 | 20,500 | Aug 18, 2021 |
| Tu James | Chairman and CEO | Purchase | 5,000 | $2.70 | $13,500 | 249,851 | Aug 16, 2021 |
| Cheng Jennifer Y | — | Option Exercise | 10,000 | — | — | 17,000 | May 26, 2021 |
| Socolof Stephen | — | Option Exercise | 10,000 | — | — | 17,000 | May 26, 2021 |
| Huang Gina | — | Option Exercise | 10,000 | — | — | 376,832 | May 26, 2021 |
| Politziner Philip | — | Option Exercise | 10,000 | — | — | 23,400 | May 26, 2021 |
| McManus Geraldine | — | Option Exercise | 10,000 | — | — | 17,000 | May 26, 2021 |
| Brilliant Start Enterprise, Inc. | — | C | 344,205 | — | — | 611,683 | Apr 1, 2021 |
| NESTOR TOD A | President, CFO | Option Exercise | 10,625 | $2.10 | $22,313 | 45,432 | Dec 28, 2020 |
| Cheng Jennifer Y | — | Option Exercise | 3,000 | — | — | 7,000 | Sep 17, 2020 |
| Jag International Co Ltd. | — | Option Exercise | 4,000 | — | — | 207,478 | Sep 17, 2020 |
| Socolof Stephen | — | Option Exercise | 3,000 | — | — | 7,000 | Sep 17, 2020 |
| Politziner Philip | — | Option Exercise | 3,000 | — | — | 13,400 | Sep 17, 2020 |
| McManus Geraldine | — | Option Exercise | 3,000 | — | — | 7,000 | Sep 17, 2020 |
| NESTOR TOD A | President, CFO | Purchase | 55,830 | $0.37 | $20,657 | 107,530 | Apr 15, 2020 |
| Politziner Philip | — | Purchase | 32,000 | $0.31 | $9,920 | 52,000 | Apr 13, 2020 |
| Socolof Stephen | — | Award / Grant | 14,968 | — | — | 14,968 | Dec 17, 2019 |
| Cheng Jennifer Y | — | Option Exercise | 8,290 | — | — | 20,000 | Nov 12, 2019 |
| McManus Geraldine | — | Option Exercise | 8,290 | — | — | 20,000 | Nov 12, 2019 |
| Politziner Philip | — | Award / Grant | 20,000 | — | — | 20,000 | Nov 12, 2019 |
| Socolof Stephen | — | Option Exercise | 5,032 | — | — | 5,032 | Jun 19, 2019 |
| Ramelot Michael Rush | — | Option Exercise | 15,000 | — | — | 47,927 | Jun 19, 2019 |
| McManus Geraldine | — | Option Exercise | 8,290 | — | — | 8,290 | Jun 19, 2019 |
| Cheng Jennifer Y | — | Option Exercise | 8,290 | — | — | 8,290 | Jun 19, 2019 |
| Tewksbury Ted L III | Chairman, CEO & President | Tax Withholding | 6,738 | $1.21 | $8,153 | 95,934 | Feb 27, 2019 |
| Turin Jerry | CFO and Secretary | Award / Grant | 6,906 | $0.53 | $3,660 | 6,906 | Dec 31, 2018 |
| Tewksbury Ted L III | Chairman, CEO & President | Award / Grant | 5,081 | $1.62 | $8,231 | 53,461 | Jun 29, 2018 |
| RISHI SATISH | — | Option Exercise | 3,169 | — | — | 3,169 | Jun 20, 2018 |
| Cohen William | — | Option Exercise | 18,443 | — | — | 663,622 | Jun 20, 2018 |
| BLACK RONALD D | — | Option Exercise | 18,443 | — | — | 32,427 | Jun 20, 2018 |
| Eisenberg Marc | — | Option Exercise | 18,443 | — | — | 32,427 | Jun 20, 2018 |