ENERGY FOCUS, INC/DE — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Dorchak Glenda | — | Option Exercise | 18,443 | — | — | 32,427 | Jun 20, 2018 |
| Ramelot Michael Rush | — | Option Exercise | 18,443 | — | — | 32,927 | Jun 20, 2018 |
| Port Michael Harry | CFO & Secretary | Tax Withholding | 2,262 | $2.44 | $5,519 | 15,793 | Apr 3, 2018 |
| Port Michael Harry | CFO & Secretary | Option Exercise | 1,173 | — | — | 12,033 | Mar 16, 2018 |
| Port Michael Harry | CFO & Secretary | Tax Withholding | 998 | $2.62 | $2,615 | 10,860 | Mar 13, 2018 |
| Tewksbury Ted L III | Chairman, CEO & President | Option Exercise | 16,481 | — | — | 48,380 | Feb 26, 2018 |
| Tewksbury Ted L III | Chairman, CEO & President | Award / Grant | 4,612 | $2.08 | $9,593 | 11,278 | Dec 29, 2017 |
| Port Michael Harry | CFO & Secretary | Award / Grant | 3,001 | $2.08 | $6,242 | 9,020 | Dec 29, 2017 |
| Port Michael Harry | CFO & Secretary | Option Exercise | 1,666 | — | — | 6,019 | Aug 16, 2017 |
| Port Michael Harry | CFO & Secretary | Award / Grant | 1,416 | $2.24 | $3,172 | 4,353 | Jun 30, 2017 |
| Eisenberg Marc | — | Option Exercise | 11,484 | — | — | 13,984 | Jun 15, 2017 |
| Cohen William | — | Option Exercise | 11,484 | — | — | 120,179 | Jun 15, 2017 |
| Luo Jiangang | — | Option Exercise | 11,484 | — | — | 16,486 | Jun 15, 2017 |
| BLACK RONALD D | — | Option Exercise | 11,484 | — | — | 13,984 | Jun 15, 2017 |
| Dorchak Glenda | — | Option Exercise | 11,484 | — | — | 13,984 | Jun 15, 2017 |
| Ramelot Michael Rush | — | Option Exercise | 11,484 | — | — | 14,484 | Jun 15, 2017 |
| Tewksbury Ted L III | Chairman, CEO & President | Purchase | 3,333 | $3.13 | $10,432 | 6,666 | May 19, 2017 |
| Tewksbury Ted L III | Chairman, CEO & President | Purchase | 3,333 | $3.14 | $10,466 | 3,333 | May 8, 2017 |
| White Bradley Brian | CFO & Secretary | Purchase | 975 | $3.12 | $3,042 | 975 | Mar 10, 2017 |
| BLACK RONALD D | — | Option Exercise | 2,500 | — | — | 2,500 | Jun 1, 2016 |
| Luo Jiangang | — | Option Exercise | 2,500 | — | — | 5,002 | Jun 1, 2016 |
| Eisenberg Marc | — | Option Exercise | 2,500 | — | — | 2,500 | Jun 1, 2016 |
| Dorchak Glenda | — | Option Exercise | 2,500 | — | — | 2,500 | Jun 1, 2016 |
| Ramelot Michael Rush | — | Purchase | 3,000 | $8.05 | $24,150 | 3,000 | Mar 14, 2016 |
| Cohen William | — | Purchase | 1,259 | $7.88 | $9,921 | 1,259 | Mar 14, 2016 |
| Hilliard Eric | President & COO | Award / Grant | 1,253 | $8.47 | $10,613 | 10,665 | Dec 31, 2015 |
| Miller Marcia Jean | Chief Financial Officer | Award / Grant | 1,196 | $8.47 | $10,130 | 8,377 | Dec 31, 2015 |
| Luo Jiangang | — | Sale | 391,304 | $15.98 | $6,253,038 | 519,565 | Sep 16, 2015 |
| Huang Gina | — | Sale | 434,783 | $15.98 | $6,947,832 | 417,390 | Sep 16, 2015 |
| Bright Horizon Partners Inc. | — | Sale | 391,304 | $15.98 | $6,253,038 | 639,130 | Sep 16, 2015 |
| Miller Marcia Jean | Interim CFO | Other | 766 | $4.21 | $3,225 | 7,181 | Jun 30, 2015 |
| Hilliard Eric | President & COO | Other | 1,334 | $4.21 | $5,616 | 9,412 | Jun 30, 2015 |
| Bright Horizon Partners Inc. | — | Sale | 100,000 | $4.00 | $400,000 | 1,030,434 | Apr 1, 2015 |
| Tu James | Executive Chairman and CEO | X | 90,000 | $4.30 | $387,000 | 300,000 | Feb 24, 2015 |
| Cohen William | — | X | 200,000 | $4.30 | $860,000 | 600,000 | Feb 17, 2015 |
| Huang Gina | — | Purchase | 200,000 | $4.50 | $900,000 | 800,000 | Jan 20, 2015 |
| Huang Gina | — | Purchase | 200,000 | $4.50 | $900,000 | 852,173 | Jan 20, 2015 |
| DAVENPORT JOHN | — | C | 12,500 | $0.10 | $1,250 | 34,169 | Sep 10, 2014 |
| Hilliard Eric | President and COO | Award / Grant | 12,516 | $0.40 | $5,006 | 68,860 | Jun 30, 2014 |
| Huang Gina | — | C | 2,000,000 | $0.43 | $860,000 | 6,000,000 | Jun 20, 2014 |
| Hilliard Eric | President and COO | Tax Withholding | 16,216 | $0.57 | $9,243 | 56,344 | May 27, 2014 |
| DAVENPORT JOHN | — | Tax Withholding | 78,592 | $0.57 | $44,797 | 216,690 | May 27, 2014 |
| Costar Partners II, LLC | — | C | 1,086,957 | $0.23 | $250,000 | 1,086,957 | Mar 31, 2014 |
| Bright Horizon Partners Inc. | — | C | 11,304,347 | $0.23 | $2,600,000 | 11,304,347 | Mar 31, 2014 |
| Luo Jiangang | — | C | 9,108,697 | $0.23 | $2,095,000 | 9,108,697 | Mar 31, 2014 |
| Hilliard Eric | President and COO | Award / Grant | 14,347 | $0.35 | $5,021 | 30,052 | Dec 31, 2013 |
| Brilliant Start Enterprise, Inc. | — | C | 4,347,826 | $0.23 | $1,000,000 | 4,347,826 | Oct 16, 2013 |
| PLUSH MARK J | Chief Financial Officer and VP | Award / Grant | 19,796 | $0.13 | $2,573 | 19,796 | Dec 31, 2012 |
| Gelbaum Monica Chavez | — | Sale | 2,400 | $0.19 | $456 | 1,132,480 | Jan 6, 2012 |
| Hilliard Eric | Chief Operating Officer | Award / Grant | 20 | $0.65 | $13 | 42,508 | Jun 30, 2011 |