Invesco Ltd. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Lo Andrew Tak Shing | Senior Managing Director | Option Exercise | 51,962 | — | — | 566,230 | Feb 28, 2024 |
| Sharp Douglas J | Senior Managing Director | Option Exercise | 15,104 | — | — | 66,824 | Aug 31, 2023 |
| Schlossberg Andrew | President and CEO | Tax Withholding | 10,688 | $15.92 | $170,153 | 794,302 | Aug 31, 2023 |
| Wong Tony | Senior Managing Director | Other | 417 | $14.38 | $5,996 | 157,371 | Jul 9, 2023 |
| Schlossberg Andrew | President and CEO | Award / Grant | 350,262 | — | — | 781,292 | Jul 3, 2023 |
| DUKES LAURA ALLISON | Chief Financial Officer | Award / Grant | 116,754 | — | — | 377,374 | Jul 3, 2023 |
| Krevitt Jennifer | SMD & Chief HR Officer | Award / Grant | 58,377 | — | — | 91,120 | Jul 3, 2023 |
| Giuliano Mark F | SMD & Chief Adm Officer | Award / Grant | 58,377 | — | — | 180,375 | Jul 3, 2023 |
| Kupor Jeffrey H | Senior Managing Director | Award / Grant | 58,377 | — | — | 151,109 | Jul 3, 2023 |
| Beshar Sarah | — | Award / Grant | 12,820 | — | — | 82,352 | May 15, 2023 |
| DUKES LAURA ALLISON | Chief Financial Officer | Tax Withholding | 25,243 | $15.21 | $383,946 | 260,620 | May 15, 2023 |
| Finke Thomas M | — | Award / Grant | 12,820 | — | — | 31,443 | May 15, 2023 |
| GIBBONS THOMAS P | — | Award / Grant | 14,007 | — | — | 14,407 | May 15, 2023 |
| Glavin William Francis Jr | — | Award / Grant | 12,820 | — | — | 48,289 | May 15, 2023 |
| Johnson Elizabeth S. | — | Award / Grant | 12,820 | — | — | 15,975 | May 15, 2023 |
| Kessler Denis | — | Option Exercise | 10,930 | — | — | 92,870 | May 15, 2023 |
| Sheinwald Nigel | — | Award / Grant | 12,820 | — | — | 69,173 | May 15, 2023 |
| Tolliver Paula | — | Award / Grant | 12,820 | — | — | 33,272 | May 15, 2023 |
| WAGONER G RICHARD JR | — | Award / Grant | 12,820 | — | — | 75,075 | May 15, 2023 |
| WOMACK CHRISTOPHER C | — | Award / Grant | 12,820 | — | — | 27,122 | May 15, 2023 |
| WOOD PHOEBE A | — | Award / Grant | 12,820 | — | — | 77,316 | May 15, 2023 |
| Johnson Elizabeth S. | — | Award / Grant | 3,155 | — | — | 3,155 | Mar 15, 2023 |
| FLANAGAN MARTIN L | President & CEO | Award / Grant | 186,089 | — | — | 835,793 | Mar 1, 2023 |
| Wong Tony | Senior Managing Director | Award / Grant | 16,957 | — | — | 165,145 | Feb 28, 2023 |
| Vacheron Terry | Chief Accounting Officer | Award / Grant | 7,361 | — | — | 18,492 | Feb 28, 2023 |
| Lo Andrew Tak Shing | Senior Managing Director | Option Exercise | 17,631 | — | — | 363,008 | Feb 28, 2023 |
| Sharp Douglas J | Senior Managing Director | Award / Grant | 41,747 | — | — | 74,550 | Feb 28, 2023 |
| Schlossberg Andrew | Senior Managing Director | Tax Withholding | 41,783 | $17.66 | $737,888 | 431,030 | Feb 28, 2023 |
| Kupor Jeffrey H | Senior Managing Director | Tax Withholding | 4,250 | $17.66 | $75,055 | 269,615 | Feb 28, 2023 |
| Krevitt Jennifer | SMD & Chief HR Officer | Tax Withholding | 2,122 | $17.66 | $37,475 | 32,743 | Feb 28, 2023 |
| Giuliano Mark F | SMD & Chief Adm Officer | Award / Grant | 22,912 | — | — | 140,591 | Feb 28, 2023 |
| DUKES LAURA ALLISON | Chief Financial Officer | Tax Withholding | 9,196 | $17.66 | $162,401 | 285,863 | Feb 28, 2023 |
| Butcher Stephanie | Senior Managing Director | Award / Grant | 40,819 | — | — | 139,061 | Feb 28, 2023 |
| Kupor Jeffrey H | Senior Managing Director | Award / Grant | 10,617 | — | — | 96,982 | Feb 28, 2023 |
| TRIAN FUND MANAGEMENT, L.P. | — | Sale | 786,378 | $18.11 | $14,241,306 | 45,419,188 | Jan 27, 2023 |
| TRIAN FUND MANAGEMENT, L.P. | — | Sale | 1,011,084 | $18.56 | $18,765,719 | 50,947,062 | Jan 23, 2023 |
| FLANAGAN MARTIN L | President & CEO | Gift | 127,900 | — | — | 487,825 | Dec 19, 2022 |
| Schlossberg Andrew | Senior Managing Director | Gift | 5,405 | — | — | 351,663 | Dec 12, 2022 |
| Schlossberg Andrew | Senior Managing Director | Tax Withholding | 6,371 | $16.47 | $104,930 | 344,058 | Aug 31, 2022 |
| Schlossberg Andrew | Senior Managing Director | Option Exercise | 23,698 | — | — | 367,858 | Aug 31, 2022 |
| Sharp Douglas J | Senior Managing Director | Tax Withholding | 7,288 | $16.47 | $120,033 | 28,285 | Aug 31, 2022 |
| Vacheron Terry | Chief Accounting Officer | Other | 435 | $13.78 | $5,994 | 11,131 | Jul 9, 2022 |
| MassMutual Holding LLC | — | Purchase | 827,590 | $16.21 | $13,415,234 | 81,332,319 | Jun 13, 2022 |
| WOOD PHOEBE A | — | Award / Grant | 10,930 | — | — | 64,496 | May 15, 2022 |
| WOMACK CHRISTOPHER C | — | Award / Grant | 10,930 | — | — | 14,302 | May 15, 2022 |
| WAGONER G RICHARD JR | — | Award / Grant | 10,930 | — | — | 62,255 | May 15, 2022 |
| Tolliver Paula | — | Award / Grant | 10,930 | — | — | 20,452 | May 15, 2022 |
| Sheinwald Nigel | — | Award / Grant | 10,930 | — | — | 56,353 | May 15, 2022 |
| Kessler Denis | — | Option Exercise | 5,807 | — | — | 81,940 | May 15, 2022 |
| HENRIKSON C ROBERT | — | Award / Grant | 10,930 | — | — | 81,264 | May 15, 2022 |