Invesco Ltd. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| LAWRENCE EDWARD P | — | Award / Grant | 1,062 | — | — | 18,171 | Oct 26, 2010 |
| Armour Gregory Mark | SMD | X | 10,000 | $9.77 | $97,700 | 178,599 | Sep 7, 2010 |
| LAWRENCE EDWARD P | — | Award / Grant | 1,228 | — | — | 17,109 | Jul 28, 2010 |
| WOOD PHOEBE A | — | Award / Grant | 1,228 | — | — | 2,295 | Jul 28, 2010 |
| Johnson Ben F. III | — | Award / Grant | 1,228 | — | — | 6,012 | Jul 28, 2010 |
| CANION ROD | — | Award / Grant | 1,228 | — | — | 18,109 | Jul 28, 2010 |
| Banham John Michael Middlecott | — | Award / Grant | 1,228 | — | — | 20,859 | Jul 28, 2010 |
| ADAMS REX D | — | Award / Grant | 1,228 | — | — | 49,370 | Jul 28, 2010 |
| Kessler Denis | — | Award / Grant | 1,228 | — | — | 18,256 | Jul 28, 2010 |
| PRESBY J THOMAS | — | Award / Grant | 1,228 | — | — | 12,639 | Jul 28, 2010 |
| FLANAGAN MARTIN L | President & CEO | L | 8 | $22.91 | $183 | 8 | May 4, 2010 |
| ADAMS REX D | — | Award / Grant | 1,003 | — | — | 48,142 | Apr 29, 2010 |
| LAWRENCE EDWARD P | — | Award / Grant | 1,003 | — | — | 15,881 | Apr 29, 2010 |
| Kessler Denis | — | Award / Grant | 1,003 | — | — | 17,028 | Apr 29, 2010 |
| Banham John Michael Middlecott | — | Award / Grant | 1,003 | — | — | 19,631 | Apr 29, 2010 |
| PRESBY J THOMAS | — | Award / Grant | 1,003 | — | — | 11,411 | Apr 29, 2010 |
| CANION ROD | — | Award / Grant | 1,003 | — | — | 16,881 | Apr 29, 2010 |
| WOOD PHOEBE A | — | Award / Grant | 1,003 | — | — | 1,003 | Apr 29, 2010 |
| Johnson Ben F. III | — | Award / Grant | 1,003 | — | — | 4,784 | Apr 29, 2010 |
| Lo Andrew Tak Shing | Senior Managing Director | Sale | 200,000 | $21.01 | $4,202,000 | 427,453 | Mar 8, 2010 |
| HARTLEY DAVID | Chief Accounting Officer | Sale | 2,200 | $21.35 | $46,970 | 139,434 | Mar 5, 2010 |
| Meadows Colin | Senior Managing Director | Award / Grant | 114,030 | — | — | 354,632 | Feb 26, 2010 |
| CAROME KEVIN M | SMD and General Counsel | Award / Grant | 55,102 | — | — | 279,947 | Feb 26, 2010 |
| Taylor Philip | Senior Managing Director | Sale | 166,666 | $19.56 | $3,259,987 | 187,416 | Feb 26, 2010 |
| FLANAGAN MARTIN L | President & CEO | Award / Grant | 332,066 | — | — | 835,532 | Feb 26, 2010 |
| HARTLEY DAVID | Chief Accounting Officer | Tax Withholding | 1,806 | $19.60 | $35,398 | 141,634 | Feb 26, 2010 |
| Armour Gregory Mark | SMD | Option Exercise | 61,242 | — | — | 200,064 | Feb 26, 2010 |
| Lo Andrew Tak Shing | Senior Managing Director | Option Exercise | 38,384 | $19.60 | $752,326 | 426,353 | Feb 26, 2010 |
| STARR LOREN M | SMD & CFO | Award / Grant | 86,020 | — | — | 224,321 | Feb 26, 2010 |
| Taylor Philip | Senior Managing Director | Tax Withholding | 21,267 | $19.60 | $416,833 | 211,970 | Feb 26, 2010 |
| Robertson James | SMD | Option Exercise | 78,740 | — | — | 85,999 | Feb 26, 2010 |
| FLANAGAN MARTIN L | President & CEO | Gift | 50 | — | — | 400 | Feb 1, 2010 |
| LAWRENCE EDWARD P | — | Award / Grant | 906 | — | — | 14,878 | Jan 29, 2010 |
| Johnson Ben F. III | — | Award / Grant | 906 | — | — | 3,781 | Jan 29, 2010 |
| Kessler Denis | — | Award / Grant | 906 | — | — | 16,025 | Jan 29, 2010 |
| PRESBY J THOMAS | — | Award / Grant | 906 | — | — | 10,408 | Jan 29, 2010 |
| ADAMS REX D | — | Award / Grant | 906 | — | — | 47,139 | Jan 29, 2010 |
| Banham John Michael Middlecott | — | Award / Grant | 906 | — | — | 18,628 | Jan 29, 2010 |
| CANION ROD | — | Award / Grant | 906 | — | — | 15,878 | Jan 29, 2010 |
| Meadows Colin | Senior Managing Director | Tax Withholding | 6,384 | $23.49 | $149,960 | 240,603 | Dec 31, 2009 |
| Lo Andrew Tak Shing | Senior Managing Director | Option Exercise | 166,667 | — | — | 387,969 | Dec 31, 2009 |
| Taylor Philip | Senior Managing Director | Tax Withholding | 3,934 | $21.81 | $85,801 | 186,187 | Dec 15, 2009 |
| Lo Andrew Tak Shing | Senior Managing Director | X | 12,500 | $21.90 | $273,750 | 233,802 | Dec 3, 2009 |
| HARTLEY DAVID | Chief Accounting Officer | C | 29,166 | — | — | 120,020 | Nov 30, 2009 |
| HARTLEY DAVID | Chief Accounting Officer | C | 29,166 | — | — | 120,020 | Nov 30, 2009 |
| Taylor Philip | Senior Managing Director | X | 12,500 | $22.18 | $277,250 | 181,645 | Nov 18, 2009 |
| HARTLEY DAVID | Chief Accounting Officer | X | 12,500 | $22.02 | $275,250 | 103,354 | Nov 13, 2009 |
| LAWRENCE EDWARD P | — | Award / Grant | 767 | — | — | 13,972 | Oct 21, 2009 |
| ADAMS REX D | — | Award / Grant | 767 | — | — | 46,233 | Oct 21, 2009 |
| Banham John Michael Middlecott | — | Award / Grant | 767 | — | — | 17,722 | Oct 21, 2009 |