ROCKY BRANDS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Hahn Robyn R. | — | Award / Grant | 1,224 | — | — | 5,106 | Oct 1, 2023 |
| Finn Michael L | — | Award / Grant | 1,224 | — | — | 26,340 | Oct 1, 2023 |
| BROOKS MIKE | — | Award / Grant | 1,224 | — | — | 227,730 | Oct 1, 2023 |
| Smith Dwight Eric | — | Purchase | 1,000 | $19.48 | $19,480 | 4,299 | Aug 18, 2023 |
| Winbigler Tracie A. | — | Award / Grant | 857 | — | — | 5,699 | Jul 3, 2023 |
| Smith Dwight Eric | — | Award / Grant | 857 | — | — | 3,299 | Jul 3, 2023 |
| Moore Robert Burton Jr. | — | Award / Grant | 857 | — | — | 27,034 | Jul 3, 2023 |
| LOVELAND CURTIS A | Assistant Secretary | Award / Grant | 857 | — | — | 96,815 | Jul 3, 2023 |
| Jordan William L | — | Award / Grant | 857 | — | — | 12,404 | Jul 3, 2023 |
| Haning G Courtney | — | Award / Grant | 857 | — | — | 23,203 | Jul 3, 2023 |
| Hahn Robyn R. | — | Award / Grant | 857 | — | — | 3,882 | Jul 3, 2023 |
| Finn Michael L | — | Award / Grant | 857 | — | — | 25,116 | Jul 3, 2023 |
| BROOKS MIKE | — | Award / Grant | 857 | — | — | 226,506 | Jul 3, 2023 |
| Smith Dwight Eric | — | Purchase | 400 | $19.63 | $7,852 | 2,442 | May 16, 2023 |
| O'Connor Sarah E | SVP, CFO and Treasurer | Purchase | 535 | $18.87 | $10,095 | 535 | May 15, 2023 |
| Brooks Jason | Chmn, President and CEO | Purchase | 1,000 | $18.88 | $18,880 | 12,188 | May 15, 2023 |
| Robertson Thomas D. | COO, CFO & Treasurer | Purchase | 1,300 | $18.90 | $24,570 | 14,050 | May 15, 2023 |
| Winbigler Tracie A. | — | Award / Grant | 780 | — | — | 4,842 | Apr 1, 2023 |
| Smith Dwight Eric | — | Award / Grant | 780 | — | — | 2,042 | Apr 1, 2023 |
| Moore Robert Burton Jr. | — | Award / Grant | 780 | — | — | 32,212 | Apr 1, 2023 |
| LOVELAND CURTIS A | Assistant Secretary | Award / Grant | 780 | — | — | 95,958 | Apr 1, 2023 |
| Jordan William L | — | Award / Grant | 780 | — | — | 11,547 | Apr 1, 2023 |
| Haning G Courtney | — | Award / Grant | 780 | — | — | 22,346 | Apr 1, 2023 |
| Hahn Robyn R. | — | Award / Grant | 780 | — | — | 3,025 | Apr 1, 2023 |
| Finn Michael L | — | Award / Grant | 780 | — | — | 24,259 | Apr 1, 2023 |
| BROOKS MIKE | — | Award / Grant | 780 | — | — | 225,649 | Apr 1, 2023 |
| Winbigler Tracie A. | — | Award / Grant | 762 | — | — | 4,062 | Jan 1, 2023 |
| Moore Robert Burton Jr. | — | Award / Grant | 762 | — | — | 31,432 | Jan 1, 2023 |
| LOVELAND CURTIS A | Assistant Secretary | Award / Grant | 762 | — | — | 95,178 | Jan 1, 2023 |
| Jordan William L | — | Award / Grant | 762 | — | — | 10,767 | Jan 1, 2023 |
| Haning G Courtney | — | Award / Grant | 762 | — | — | 21,566 | Jan 1, 2023 |
| Hahn Robyn R. | — | Award / Grant | 762 | — | — | 2,245 | Jan 1, 2023 |
| Finn Michael L | — | Award / Grant | 762 | — | — | 23,479 | Jan 1, 2023 |
| BROOKS MIKE | — | Award / Grant | 762 | — | — | 224,869 | Jan 1, 2023 |
| Smith Dwight Eric | — | Award / Grant | 762 | — | — | 762 | Jan 1, 2023 |
| LOVELAND CURTIS A | Assistant Secretary | Option Exercise | 4,000 | $18.90 | $75,600 | 94,416 | Dec 29, 2022 |
| Haning G Courtney | — | Option Exercise | 4,000 | $18.90 | $75,600 | 20,804 | Dec 15, 2022 |
| STEWART JAMES L | — | Sale | 2,000 | $24.49 | $48,980 | 17,238 | Dec 12, 2022 |
| Haning G Courtney | — | Sale | 213 | $28.02 | $5,968 | 16,804 | Dec 5, 2022 |
| BROOKS MIKE | — | Option Exercise | 4,000 | $18.90 | $75,600 | 224,107 | Nov 29, 2022 |
| BROOKS MIKE | — | Gift | 1,150 | — | — | 220,107 | Nov 17, 2022 |
| Winbigler Tracie A. | — | Award / Grant | 398 | — | — | 3,300 | Oct 1, 2022 |
| STEWART JAMES L | — | Award / Grant | 398 | — | — | 19,238 | Oct 1, 2022 |
| Moore Robert Burton Jr. | — | Award / Grant | 398 | — | — | 30,670 | Oct 1, 2022 |
| LOVELAND CURTIS A | — | Award / Grant | 398 | — | — | 90,416 | Oct 1, 2022 |
| Jordan William L | — | Award / Grant | 398 | — | — | 10,005 | Oct 1, 2022 |
| Haning G Courtney | — | Award / Grant | 398 | — | — | 17,017 | Oct 1, 2022 |
| Hahn Robyn R. | — | Award / Grant | 398 | — | — | 1,483 | Oct 1, 2022 |
| Finn Michael L | — | Award / Grant | 398 | — | — | 22,717 | Oct 1, 2022 |
| CORLETT GLEN E | — | Award / Grant | 398 | — | — | 28,391 | Oct 1, 2022 |