ROCKY BRANDS, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Finn Michael L | — | Award / Grant | 549 | — | — | 32,142 | Apr 1, 2016 |
| Haning G Courtney | — | Award / Grant | 549 | — | — | 17,642 | Apr 1, 2016 |
| SHARP DAVID | President and CEO | Purchase | 5,000 | $12.60 | $63,000 | 54,881 | Mar 9, 2016 |
| CORLETT GLEN E | — | Award / Grant | 605 | — | — | 22,337 | Jan 4, 2016 |
| Finn Michael L | — | Award / Grant | 605 | — | — | 31,593 | Jan 4, 2016 |
| LOVELAND CURTIS A | Secretary | Award / Grant | 605 | — | — | 78,992 | Jan 4, 2016 |
| ROUDA HARLEY E JR | — | Award / Grant | 605 | — | — | 33,372 | Jan 4, 2016 |
| STEWART JAMES L | — | Award / Grant | 605 | — | — | 25,216 | Jan 4, 2016 |
| Simms Richard | President-Retail Sales | Option Exercise | 1,250 | — | — | 3,750 | Jan 4, 2016 |
| SHARP DAVID | President and CEO | Option Exercise | 3,000 | — | — | 49,881 | Jan 4, 2016 |
| Adam Gary | President-International Sales | Option Exercise | 1,000 | — | — | 1,500 | Jan 4, 2016 |
| Brooks Jason | President-US Wholesale Sales | Option Exercise | 1,250 | — | — | 4,715 | Jan 4, 2016 |
| MCDONALD JAMES E | EVP, CFO and Treasurer | Option Exercise | 1,500 | — | — | 37,300 | Jan 4, 2016 |
| Haning G Courtney | — | Award / Grant | 605 | — | — | 17,093 | Jan 4, 2016 |
| LOVELAND CURTIS A | Secretary | Purchase | 10,000 | $10.27 | $102,700 | 25,000 | Dec 8, 2015 |
| SHARP DAVID | President and CEO | Purchase | 2,000 | $11.60 | $23,200 | 46,881 | Oct 27, 2015 |
| LOVELAND CURTIS A | Secretary | Purchase | 5,000 | $11.60 | $58,000 | 15,000 | Oct 27, 2015 |
| Haning G Courtney | — | Award / Grant | 493 | — | — | 16,488 | Oct 1, 2015 |
| LOVELAND CURTIS A | Secretary | Award / Grant | 493 | — | — | 78,387 | Oct 1, 2015 |
| STEWART JAMES L | — | Award / Grant | 493 | — | — | 24,611 | Oct 1, 2015 |
| ROUDA HARLEY E JR | — | Award / Grant | 493 | — | — | 32,767 | Oct 1, 2015 |
| Finn Michael L | — | Award / Grant | 493 | — | — | 30,988 | Oct 1, 2015 |
| CORLETT GLEN E | — | Award / Grant | 493 | — | — | 21,732 | Oct 1, 2015 |
| Finn Michael L | — | Award / Grant | 374 | — | — | 30,495 | Jul 1, 2015 |
| STEWART JAMES L | — | Award / Grant | 374 | — | — | 24,118 | Jul 1, 2015 |
| ROUDA HARLEY E JR | — | Award / Grant | 374 | — | — | 32,274 | Jul 1, 2015 |
| LOVELAND CURTIS A | Secretary | Award / Grant | 374 | — | — | 77,894 | Jul 1, 2015 |
| Haning G Courtney | — | Award / Grant | 374 | — | — | 15,995 | Jul 1, 2015 |
| CORLETT GLEN E | — | Award / Grant | 374 | — | — | 21,239 | Jul 1, 2015 |
| Finn Michael L | — | Award / Grant | 324 | — | — | 30,121 | Apr 1, 2015 |
| Haning G Courtney | — | Award / Grant | 324 | — | — | 15,621 | Apr 1, 2015 |
| LOVELAND CURTIS A | Secretary | Award / Grant | 324 | — | — | 77,520 | Apr 1, 2015 |
| ROUDA HARLEY E JR | — | Award / Grant | 324 | — | — | 31,900 | Apr 1, 2015 |
| STEWART JAMES L | — | Award / Grant | 324 | — | — | 23,744 | Apr 1, 2015 |
| CORLETT GLEN E | — | Award / Grant | 324 | — | — | 20,865 | Apr 1, 2015 |
| Haning G Courtney | — | Sale | 5,510 | $20.80 | $114,608 | 15,297 | Mar 16, 2015 |
| Haning G Courtney | — | Sale | 1,990 | $21.50 | $42,785 | 20,807 | Mar 13, 2015 |
| LOVELAND CURTIS A | Secretary | Sale | 7,000 | $22.17 | $155,190 | 10,000 | Mar 11, 2015 |
| SHARP DAVID | President and CEO | Sale | 4,000 | $22.55 | $90,200 | 44,881 | Mar 10, 2015 |
| MCDONALD JAMES E | EVP, CFO and Treasurer | Sale | 5,000 | $21.53 | $107,650 | 35,800 | Mar 10, 2015 |
| ROUDA HARLEY E JR | — | Sale | 6,700 | $21.64 | $144,988 | — | Mar 9, 2015 |
| LOVELAND CURTIS A | Secretary | Sale | 13,000 | $20.19 | $262,470 | 17,000 | Mar 6, 2015 |
| Brooks Jason | President-US Wholesale Sales | Sale | 2,000 | $20.15 | $40,300 | 3,465 | Mar 2, 2015 |
| SHARP DAVID | President and CEO | Sale | 604 | $20.00 | $12,080 | 48,881 | Feb 25, 2015 |
| Brooks Jason | President-US Wholesale Sales | Sale | 3,070 | $19.90 | $61,093 | 2,000 | Feb 19, 2015 |
| Brooks Jason | President-US Wholesale Sales | Option Exercise | 500 | — | — | 8,535 | Jan 2, 2015 |
| STEWART JAMES L | — | Award / Grant | 521 | — | — | 24,220 | Jan 2, 2015 |
| ROUDA HARLEY E JR | — | Award / Grant | 521 | — | — | 31,576 | Jan 2, 2015 |
| Simms Richard | President-Retail Sales | Option Exercise | 500 | — | — | 2,500 | Jan 2, 2015 |
| LOVELAND CURTIS A | Secretary | Award / Grant | 521 | — | — | 77,196 | Jan 2, 2015 |