MORGAN STANLEY — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SIMKOWITZ DANIEL A | Co-President | Tax Withholding | 38,878 | $135.81 | $5,280,021 | 460,360 | Jan 17, 2025 |
| SAPERSTEIN ANDREW M | Co-President | Award / Grant | 51,257 | — | — | 384,860 | Jan 17, 2025 |
| Pizzi Michael A. | Head Technology & Operations | Tax Withholding | 17,855 | $135.81 | $2,424,888 | 156,179 | Jan 17, 2025 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Tax Withholding | 22,714 | $135.81 | $3,084,788 | 223,553 | Jan 17, 2025 |
| CRAWLEY MANDELL | Chief Client Officer | Tax Withholding | 2,382 | $135.81 | $323,499 | 63,561 | Jan 17, 2025 |
| PICK EDWARD | Chairman and CEO | Award / Grant | 35,633 | — | — | 842,448 | Jan 17, 2025 |
| LUCZO STEPHEN J | — | Award / Grant | 76 | $125.82 | $9,584 | 18,458 | Dec 31, 2024 |
| TRAQUINA PERRY M | — | Award / Grant | 530 | $132.04 | $70,002 | 83,168 | Dec 1, 2024 |
| SCHAPIRO MARY L | — | Award / Grant | 379 | $132.04 | $50,002 | 36,582 | Dec 1, 2024 |
| LUCZO STEPHEN J | — | Award / Grant | 379 | $132.04 | $50,002 | 18,381 | Dec 1, 2024 |
| GLOCER THOMAS H | — | Award / Grant | 757 | $132.04 | $100,003 | 114,772 | Dec 1, 2024 |
| LUCZO STEPHEN J | — | Sale | 60,000 | $119.17 | $7,150,200 | 138,363 | Oct 17, 2024 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Other | 58,705 | — | — | 200,033 | Aug 13, 2024 |
| CRAWLEY MANDELL | Chief Human Resources Officer | Sale | 3,500 | $105.25 | $368,375 | 43,224 | Jul 26, 2024 |
| GORMAN JAMES P | Executive Chairman | Gift | 9,700 | — | — | 406,351 | Jul 24, 2024 |
| YESHAYA SHARON | Chief Financial Officer | Sale | 15,547 | $104.00 | $1,616,888 | — | Jul 19, 2024 |
| AKRAM RAJA | Deputy Chief Financial Officer | Sale | 7,500 | $106.37 | $797,775 | 87,119 | Jul 18, 2024 |
| Herz Robert H | — | Sale | 139 | $106.63 | $14,822 | 95,908 | Jul 17, 2024 |
| SIMKOWITZ DANIEL A | Co-President | Sale | 40,000 | $106.54 | $4,261,600 | 442,522 | Jul 17, 2024 |
| PICK EDWARD N | Chief Executive Officer | Other | 200,000 | $106.12 | $21,224,000 | 801,407 | Jul 17, 2024 |
| GORMAN JAMES P | Executive Chairman | Sale | 200,000 | $105.06 | $21,012,000 | 150,000 | Jul 17, 2024 |
| LUCZO STEPHEN J | — | Award / Grant | 2,675 | — | — | 17,202 | Jun 1, 2024 |
| Miscik Judith A | — | Award / Grant | 2,675 | — | — | 61,076 | Jun 1, 2024 |
| BUTLER MEGAN | — | Award / Grant | 2,675 | — | — | 2,675 | Jun 1, 2024 |
| GLOCER THOMAS H | — | Award / Grant | 2,675 | — | — | 111,238 | Jun 1, 2024 |
| NALLY DENNIS M | — | Award / Grant | 2,675 | — | — | 41,528 | Jun 1, 2024 |
| Leibowitz Shelley B | — | Award / Grant | 2,675 | — | — | 46,185 | Jun 1, 2024 |
| TRAQUINA PERRY M | — | Award / Grant | 720 | $97.19 | $70,003 | 81,322 | Jun 1, 2024 |
| WILKINS RAYFORD JR | — | Award / Grant | 2,675 | — | — | 72,546 | Jun 1, 2024 |
| SCHAPIRO MARY L | — | Award / Grant | 2,675 | — | — | 35,677 | Jun 1, 2024 |
| James Erika H | — | Award / Grant | 2,675 | — | — | 9,927 | Jun 1, 2024 |
| Herz Robert H | — | Award / Grant | 2,675 | — | — | 96,908 | Jun 1, 2024 |
| CRAWLEY MANDELL | Chief Human Resources Officer | Sale | 6,954 | $99.61 | $692,688 | 46,274 | May 14, 2024 |
| SIMKOWITZ DANIEL A | Co-President | Gift | 20,000 | — | — | 479,692 | May 14, 2024 |
| GORMAN JAMES P | Executive Chairman | Sale | 100,000 | $90.21 | $9,021,000 | 414,870 | Apr 18, 2024 |
| Smith Charles Aubrey III | Chief Risk Officer | Sale | 11,200 | $90.09 | $1,009,008 | 126,190 | Apr 17, 2024 |
| GORMAN JAMES P | Executive Chairman | Award / Grant | 299,323 | — | — | 680,397 | Feb 22, 2024 |
| SIMKOWITZ DANIEL A | Co-President | Award / Grant | 75,067 | — | — | 541,205 | Feb 22, 2024 |
| SAPERSTEIN ANDREW M | Co-President | Tax Withholding | 38,323 | $85.46 | $3,275,084 | 326,427 | Feb 22, 2024 |
| PICK EDWARD N | Chief Executive Officer | Tax Withholding | 84,078 | $85.46 | $7,185,306 | 598,604 | Feb 22, 2024 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Tax Withholding | 22,315 | $85.46 | $1,907,040 | 257,552 | Feb 22, 2024 |
| SAPERSTEIN ANDREW M | Co-President | Sale | 26,655 | $87.19 | $2,324,049 | 286,835 | Feb 12, 2024 |
| GORMAN JAMES P | Executive Chairman | Sale | 100,000 | $87.30 | $8,730,000 | 350,000 | Feb 12, 2024 |
| PICK EDWARD N | Chief Executive Officer | Gift | 146 | — | — | 527,386 | Feb 5, 2024 |
| SAPERSTEIN ANDREW M | Co-President | Sale | 10,000 | $87.92 | $879,200 | 313,490 | Jan 30, 2024 |
| AKRAM RAJA | Deputy Chief Financial Officer | Sale | 4,500 | $87.41 | $393,345 | 93,134 | Jan 30, 2024 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Sale | 26,562 | $88.55 | $2,352,065 | 234,627 | Jan 30, 2024 |
| GORMAN JAMES P | Executive Chairman | Sale | 50,000 | $87.93 | $4,396,500 | 379,701 | Jan 26, 2024 |
| GORMAN JAMES P | Executive Chairman | Gift | 105,000 | — | — | 479,701 | Jan 25, 2024 |
| YESHAYA SHARON | Chief Financial Officer | Tax Withholding | 4,169 | $85.97 | $358,409 | 113,534 | Jan 18, 2024 |