MORGAN STANLEY — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| TRAQUINA PERRY M | — | Award / Grant | 459 | $168.76 | $77,501 | 88,666 | Dec 1, 2025 |
| NALLY DENNIS M | — | Award / Grant | 430 | $168.76 | $72,501 | 45,137 | Dec 1, 2025 |
| GOOD LYNN J | — | Award / Grant | 227 | $168.76 | $38,334 | 1,896 | Dec 1, 2025 |
| GLOCER THOMAS H | — | Award / Grant | 637 | $168.76 | $107,502 | 121,423 | Dec 1, 2025 |
| Leibowitz Shelley B | — | Gift | 1,800 | — | — | 46,883 | Nov 7, 2025 |
| PICK EDWARD | Chairman and CEO | Sale | 100,000 | $164.34 | $16,434,000 | 574,986 | Oct 31, 2025 |
| SIMKOWITZ DANIEL A | Co-President | Gift | 10,000 | — | — | 383,757 | Oct 29, 2025 |
| Peterson Douglas L. | — | L | 1 | $154.98 | $155 | 9,716 | Oct 17, 2025 |
| Worster Victoria | Chief Accounting Officer | Tax Withholding | 49 | $162.65 | $7,970 | 8,741 | Oct 16, 2025 |
| GOOD LYNN J | — | Award / Grant | 1,658 | — | — | 1,658 | Aug 1, 2025 |
| YESHAYA SHARON | Chief Financial Officer | Sale | 25,583 | $139.81 | $3,576,759 | — | Jul 17, 2025 |
| SMITH CHARLES A | Chief Risk Officer | Sale | 20,000 | $140.30 | $2,806,000 | 119,239 | Jul 17, 2025 |
| SIMKOWITZ DANIEL A | Co-President | Sale | 29,000 | $141.13 | $4,092,770 | 399,105 | Jul 17, 2025 |
| SAPERSTEIN ANDREW M | Co-President | Sale | 21,359 | $141.28 | $3,017,600 | — | Jul 17, 2025 |
| Pizzi Michael A. | Head Technology & Operations | Gift | 750 | — | — | 135,657 | Jul 17, 2025 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Sale | 12,000 | $141.12 | $1,693,440 | 186,420 | Jul 17, 2025 |
| Leibowitz Shelley B | — | Award / Grant | 2,155 | — | — | 48,614 | Jun 1, 2025 |
| NALLY DENNIS M | — | Award / Grant | 2,155 | — | — | 44,385 | Jun 1, 2025 |
| BUTLER MEGAN | — | Award / Grant | 2,155 | — | — | 4,910 | Jun 1, 2025 |
| Peterson Douglas L. | — | Award / Grant | 2,155 | — | — | 9,655 | Jun 1, 2025 |
| James Erika H | — | Award / Grant | 2,155 | — | — | 12,274 | Jun 1, 2025 |
| GLOCER THOMAS H | — | Award / Grant | 843 | $127.58 | $107,498 | 119,288 | Jun 1, 2025 |
| Herz Robert H | — | Award / Grant | 2,155 | — | — | 99,432 | Jun 1, 2025 |
| Miscik Judith A | — | Award / Grant | 2,155 | — | — | 64,288 | Jun 1, 2025 |
| WILKINS RAYFORD JR | — | Award / Grant | 2,155 | — | — | 75,925 | Jun 1, 2025 |
| SCHAPIRO MARY L | — | Award / Grant | 2,155 | — | — | 39,196 | Jun 1, 2025 |
| TRAQUINA PERRY M | — | Award / Grant | 2,155 | — | — | 86,466 | Jun 1, 2025 |
| SIMKOWITZ DANIEL A | Co-President | Sale | 29,013 | $127.37 | $3,695,386 | 425,854 | May 12, 2025 |
| Herz Robert H | — | Sale | 800 | $119.32 | $95,456 | 96,760 | May 2, 2025 |
| SAPERSTEIN ANDREW M | Co-President | Sale | 40,000 | $120.00 | $4,800,000 | 335,765 | May 2, 2025 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Gift | 1,835 | — | — | 197,439 | Apr 29, 2025 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Sale | 10,068 | $111.65 | $1,124,092 | 199,274 | Apr 15, 2025 |
| YESHAYA SHARON | Chief Financial Officer | Gift | 12,288 | — | — | 127,766 | Apr 14, 2025 |
| YESHAYA SHARON | Chief Financial Officer | Award / Grant | 27,895 | — | — | 155,661 | Feb 21, 2025 |
| SIMKOWITZ DANIEL A | Co-President | Award / Grant | 64,908 | — | — | 490,762 | Feb 21, 2025 |
| SAPERSTEIN ANDREW M | Co-President | Tax Withholding | 48,833 | $134.34 | $6,560,225 | 375,765 | Feb 21, 2025 |
| Pizzi Michael A. | Head Technology & Operations | Tax Withholding | 15,603 | $134.34 | $2,096,107 | 153,754 | Feb 21, 2025 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Tax Withholding | 22,673 | $134.34 | $3,045,891 | 220,211 | Feb 21, 2025 |
| CRAWLEY MANDELL | Chief Client Officer | Award / Grant | 15,372 | — | — | 70,989 | Feb 21, 2025 |
| PICK EDWARD | Chairman and CEO | Award / Grant | 124,351 | — | — | 739,654 | Feb 21, 2025 |
| CRAWLEY MANDELL | Chief Client Officer | Sale | 8,312 | $138.06 | $1,147,555 | 55,249 | Jan 22, 2025 |
| GROSSMAN ERIC F | Chief Legal/Admin Officer | Sale | 13,097 | $136.20 | $1,783,811 | 197,444 | Jan 21, 2025 |
| YESHAYA SHARON | Chief Financial Officer | Gift | 13,295 | — | — | 127,655 | Jan 21, 2025 |
| SIMKOWITZ DANIEL A | Co-President | Sale | 14,520 | $137.20 | $1,992,144 | 423,729 | Jan 21, 2025 |
| SAPERSTEIN ANDREW M | Co-President | Sale | 11,887 | $136.99 | $1,628,400 | 327,108 | Jan 21, 2025 |
| Pizzi Michael A. | Head Technology & Operations | Gift | 1,500 | — | — | 136,288 | Jan 21, 2025 |
| AKRAM RAJA | Deputy Chief Financial Officer | Sale | 17,500 | $136.01 | $2,380,175 | 81,440 | Jan 21, 2025 |
| AKRAM RAJA | Deputy Chief Financial Officer | Award / Grant | 23,463 | — | — | 111,906 | Jan 17, 2025 |
| YESHAYA SHARON | Chief Financial Officer | Award / Grant | 43,947 | — | — | 154,393 | Jan 17, 2025 |
| Smith Charles Aubrey III | Chief Risk Officer | Tax Withholding | 20,237 | $135.81 | $2,748,387 | 137,808 | Jan 17, 2025 |