MORGAN STANLEY — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| OLAYAN HUTHAM S | — | Award / Grant | 1,055 | $80.57 | $85,005 | 9,551 | Apr 10, 2007 |
| PHILLIPS JR CHARLES E | — | Award / Grant | 3,103 | — | — | 7,125 | Apr 10, 2007 |
| SEXTON O GRIFFITH | — | Award / Grant | 3,103 | — | — | 638,468 | Apr 10, 2007 |
| TYSON LAURA D | — | Award / Grant | 3,103 | — | — | 22,490 | Apr 10, 2007 |
| LYNCH GARY G | Chief Legal Officer | Sale | 1,600 | $80.04 | $128,064 | 371,606 | Apr 3, 2007 |
| MURRAY EILEEN K | — | Sale | 7,200 | $80.01 | $576,072 | 322,814 | Apr 3, 2007 |
| MACK JOHN J | Chairman of the Board and CEO | Option Exercise | 44,617 | $75.25 | $3,357,429 | 2,808,153 | Mar 23, 2007 |
| CRUZ ZOE | Co-President | Gift | 36,995 | — | — | 1,472,700 | Mar 23, 2007 |
| LYNCH GARY G | Chief Legal Officer | Tax Withholding | 42,422 | $81.86 | $3,472,665 | 374,306 | Jan 19, 2007 |
| MURRAY EILEEN K | — | Tax Withholding | 33,027 | $81.86 | $2,703,590 | 373,347 | Jan 19, 2007 |
| CRUZ ZOE | Co-President | Option Exercise | 71,720 | $26.92 | $1,930,702 | 1,524,818 | Jan 9, 2007 |
| KIDDER C ROBERT | — | Sale | 500 | $80.68 | $40,340 | 65,157 | Jan 5, 2007 |
| SCULLY ROBERT W | Co-President | Other | 50,000 | — | — | 478,462 | Dec 29, 2006 |
| BOSTOCK ROY J | — | Purchase | 1,900 | $80.01 | $152,019 | 24,553 | Dec 22, 2006 |
| NIDES THOMAS R | Chief Administrative Officer | Sale | 600 | $81.35 | $48,810 | 171,410 | Dec 21, 2006 |
| MACK JOHN J | Chairman of the Board and CEO | Award / Grant | 461,821 | — | — | 2,751,645 | Dec 12, 2006 |
| WIRTH PAUL C | Controller/PAO | Award / Grant | 7,424 | — | — | 43,768 | Dec 12, 2006 |
| SIDWELL DAVID H | Chief Financial Officer | Award / Grant | 102,301 | — | — | 520,791 | Dec 12, 2006 |
| NIDES THOMAS R | Chief Administrative Officer | Award / Grant | 39,174 | — | — | 179,610 | Dec 12, 2006 |
| MURRAY EILEEN K | — | Award / Grant | 54,970 | — | — | 406,374 | Dec 12, 2006 |
| LYNCH GARY G | Chief Legal Officer | Award / Grant | 91,100 | — | — | 416,728 | Dec 12, 2006 |
| SCULLY ROBERT W | Co-President | Award / Grant | 147,478 | — | — | 528,462 | Dec 12, 2006 |
| CRUZ ZOE | Co-President | Award / Grant | 220,284 | — | — | 1,453,098 | Dec 12, 2006 |
| HOCHSCHILD ROGER C | — | Tax Withholding | 5,292 | $74.49 | $394,201 | 180,386 | Oct 12, 2006 |
| DAULA THOMAS V | Chief Risk Officer | Sale | 200 | $74.57 | $14,914 | 75,707 | Oct 10, 2006 |
| NELMS DAVID W | — | Sale | 14,900 | $73.00 | $1,087,700 | 448,230 | Oct 4, 2006 |
| HOCHSCHILD ROGER C | — | Sale | 4,704 | $73.05 | $343,627 | 160,432 | Oct 2, 2006 |
| BOSTOCK ROY J | — | Purchase | 700 | $70.73 | $49,511 | 17,674 | Sep 22, 2006 |
| HOCHSCHILD ROGER C | — | Tax Withholding | 3,456 | $66.03 | $228,200 | 165,136 | Sep 8, 2006 |
| CRUZ ZOE | Co-President | Tax Withholding | 23,571 | $66.03 | $1,556,393 | 1,232,814 | Sep 8, 2006 |
| NELMS DAVID W | — | Tax Withholding | 6,462 | $66.03 | $426,686 | 443,392 | Sep 8, 2006 |
| NIDES THOMAS R | Chief Administrative Officer | Tax Withholding | 8,206 | $66.35 | $544,468 | 140,436 | Sep 1, 2006 |
| CRUZ ZOE | Co-President | Sale | 2,700 | $61.62 | $166,374 | 1,270,285 | Jul 14, 2006 |
| BOWLES ERSKINE B | — | Award / Grant | 29 | $63.87 | $1,875 | 9,844 | Jul 6, 2006 |
| TYSON LAURA D | — | Award / Grant | 59 | $63.87 | $3,750 | 19,295 | Jul 6, 2006 |
| OLAYAN HUTHAM S | — | Award / Grant | 29 | $63.87 | $1,875 | 5,335 | Jul 6, 2006 |
| NOSKI CHARLES H | — | Award / Grant | 176 | $63.87 | $11,250 | 10,429 | Jul 6, 2006 |
| PHILLIPS JR CHARLES E | — | Award / Grant | 4,000 | — | — | 4,000 | Jul 1, 2006 |
| BOSTOCK ROY J | — | Purchase | 100 | $60.28 | $6,028 | 13,341 | Jun 26, 2006 |
| THOMAS OWEN D | — | Award / Grant | 76,300 | — | — | 448,176 | May 5, 2006 |
| SEXTON O GRIFFITH | — | Sale | 100 | $63.95 | $6,395 | 635,215 | Apr 11, 2006 |
| TYSON LAURA D | — | Award / Grant | 4,000 | — | — | 18,967 | Apr 4, 2006 |
| Nicolaisen Donald T | — | Award / Grant | 4,000 | — | — | 4,000 | Apr 4, 2006 |
| NOSKI CHARLES H | — | Award / Grant | 4,000 | — | — | 8,809 | Apr 4, 2006 |
| OLAYAN HUTHAM S | — | Award / Grant | 4,000 | — | — | 4,000 | Apr 4, 2006 |
| SEXTON O GRIFFITH | — | Award / Grant | 4,000 | — | — | 644,048 | Apr 4, 2006 |
| DAVIES HOWARD J | — | Award / Grant | 4,000 | — | — | 10,079 | Apr 4, 2006 |
| BOWLES ERSKINE B | — | Award / Grant | 1,284 | $64.27 | $82,500 | 9,774 | Apr 4, 2006 |
| KIDDER C ROBERT | — | Award / Grant | 4,000 | — | — | 63,223 | Apr 4, 2006 |
| ZUMWINKEL KLAUS | — | Award / Grant | 4,000 | — | — | 12,000 | Apr 4, 2006 |