Capstone Holding Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SUBIN NEIL S | — | Purchase | 103,000 | $0.05 | $5,150 | 727,100 | Dec 21, 2018 |
| MILLER LLOYD I III | — | Sale | 100,000 | $0.06 | $6,000 | 624,100 | Oct 5, 2017 |
| BVF INVESTMENTS LLC | — | Sale | 3,993,637 | $0.06 | $239,618 | — | Jul 14, 2017 |
| TAEGER LESLIE M | SVP Chief Financial Officer | Purchase | 50,000 | $0.07 | $3,500 | 94,574 | Jan 4, 2017 |
| MILLER LLOYD I III | — | Sale | 38,967 | $0.04 | $1,559 | — | Dec 16, 2016 |
| MILLER LLOYD I III | — | Sale | 20,000 | $0.04 | $800 | 38,967 | Dec 15, 2016 |
| MILLER LLOYD I III | — | Sale | 16,000 | $0.06 | $960 | 5,828,968 | Aug 12, 2016 |
| MILLER LLOYD I III | — | Sale | 80,000 | $0.06 | $4,800 | 5,844,968 | Aug 1, 2016 |
| MILLER LLOYD I III | — | Sale | 14,000 | $0.08 | $1,120 | 5,924,968 | Jun 8, 2016 |
| LAMPERT MARK N | — | Other | 616,563 | $0.30 | $184,969 | 3,993,637 | Jul 1, 2014 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 25,000 | $0.26 | $6,500 | 507,614 | Dec 6, 2013 |
| MILLER LLOYD I III | — | Purchase | 87,500 | $0.23 | $20,125 | 5,938,968 | Aug 7, 2013 |
| MILLER LLOYD I III | — | Purchase | 1,139,000 | $0.20 | $227,800 | 5,851,468 | Jul 30, 2013 |
| MILLER LLOYD I III | — | Purchase | 300,000 | $0.18 | $54,000 | 4,712,468 | Jun 10, 2013 |
| FELDMAN FREDRIC J | — | Purchase | 25,000 | $0.21 | $5,250 | 225,564 | Apr 8, 2013 |
| MILLER LLOYD I III | — | Other | 362,050 | — | — | 724,100 | Jan 25, 2013 |
| MILLER LLOYD I III | — | Purchase | 175,000 | $0.16 | $28,000 | 4,412,468 | Dec 17, 2012 |
| MILLER LLOYD I III | — | Purchase | 97,250 | $0.16 | $15,560 | 4,237,468 | Dec 7, 2012 |
| MILLER LLOYD I III | — | Purchase | 19,750 | $0.16 | $3,160 | 4,140,218 | Dec 6, 2012 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 100,000 | $0.14 | $14,000 | 432,614 | Oct 19, 2012 |
| MILLER LLOYD I III | — | Purchase | 20,000 | $0.16 | $3,200 | 3,463,985 | Jul 24, 2012 |
| MILLER LLOYD I III | — | Purchase | 22,000 | $0.18 | $3,960 | 436,875 | Jul 23, 2012 |
| MILLER LLOYD I III | — | Purchase | 95,000 | $0.14 | $13,300 | 3,886,968 | Jun 27, 2012 |
| HOWSE ELWOOD D | — | Award / Grant | 10,000 | — | — | 222,703 | Jan 1, 2012 |
| FELDMAN FREDRIC J | — | Award / Grant | 10,000 | — | — | 200,562 | Jan 1, 2012 |
| HOLLIMAN JOHN M III | Executive Chairman | Award / Grant | 10,000 | — | — | 332,614 | Jan 1, 2012 |
| Spiegel Robert J. | — | Award / Grant | 10,000 | — | — | 10,000 | Jan 1, 2012 |
| WARDELL WILLIAM M | — | Award / Grant | 10,000 | — | — | 145,702 | Jan 1, 2012 |
| WHITE AUGUSTUS A | — | Award / Grant | 10,000 | — | — | 189,031 | Jan 1, 2012 |
| BIOTECHNOLOGY VALUE FUND II LP | — | Purchase | 70,100 | $0.26 | $18,226 | 1,619,888 | Sep 6, 2011 |
| LAMPERT MARK N | — | Purchase | 1,200 | $0.26 | $312 | 953,000 | Aug 18, 2011 |
| BVF PARTNERS L P/IL | — | Purchase | 120,700 | $0.25 | $30,175 | 948,700 | Jul 29, 2011 |
| BVF INC/IL | — | Purchase | 13,900 | $0.25 | $3,475 | 3,730,300 | Jul 26, 2011 |
| LAMPERT MARK N | — | Purchase | 58,500 | $0.25 | $14,625 | 1,317,438 | Jul 20, 2011 |
| LAMPERT MARK N | — | Purchase | 28,900 | $0.25 | $7,225 | 1,258,938 | Jul 18, 2011 |
| BVF INC/IL | — | Purchase | 9,000 | $0.25 | $2,250 | 3,192,600 | Jul 11, 2011 |
| BVF INC/IL | — | Purchase | 1,150 | $0.25 | $288 | 1,230,038 | Jun 30, 2011 |
| BIOTECHNOLOGY VALUE FUND L P | — | Purchase | 7,150 | $0.25 | $1,788 | 1,225,438 | Jun 28, 2011 |
| HOLLIMAN JOHN M III | Executive Chairman | Award / Grant | 50,000 | — | — | 322,614 | Jan 17, 2011 |
| WARDELL WILLIAM M | — | Purchase | 4,300 | $0.64 | $2,752 | 150,702 | Jan 14, 2011 |
| WARDELL WILLIAM M | — | Purchase | 2,700 | $0.56 | $1,512 | 146,402 | Jan 11, 2011 |
| FELDMAN FREDRIC J | — | Purchase | 13,000 | $0.59 | $7,670 | 190,564 | Jan 6, 2011 |
| WHITE AUGUSTUS A | — | Purchase | 10,345 | $0.58 | $6,000 | 179,031 | Jan 3, 2011 |
| WHITE AUGUSTUS A | — | Purchase | 14,414 | $0.56 | $8,072 | 168,686 | Dec 28, 2010 |
| WHITE AUGUSTUS A | — | Purchase | 16,771 | $0.57 | $9,559 | 154,272 | Dec 23, 2010 |
| HOWSE ELWOOD D | — | Purchase | 50,000 | $0.49 | $24,500 | 212,703 | Dec 22, 2010 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 25,000 | $0.45 | $11,250 | 272,614 | Dec 20, 2010 |
| WARDELL WILLIAM M | — | Award / Grant | 7,660 | $0.92 | $7,047 | 102,202 | Jan 13, 2010 |
| WARDELL WILLIAM M | — | Award / Grant | 10,000 | $0.92 | $9,200 | 94,542 | Jan 11, 2010 |
| FELDMAN FREDRIC J | — | Award / Grant | 8,000 | $0.89 | $7,120 | 177,564 | Jan 11, 2010 |