Capstone Holding Corp. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HOWSE ELWOOD D | — | Award / Grant | 20,000 | $0.81 | $16,200 | 162,703 | Jan 8, 2010 |
| HOLLIMAN JOHN M III | Executive Chairman | Award / Grant | 20,000 | $0.74 | $14,800 | 222,614 | Jan 6, 2010 |
| WHITE AUGUSTUS A | — | Award / Grant | 7,000 | $0.75 | $5,250 | 137,501 | Jan 5, 2010 |
| WHITE AUGUSTUS A | — | Award / Grant | 7,000 | $0.75 | $5,250 | 130,501 | Jan 5, 2010 |
| STEER RANDOLPH C | President | Award / Grant | 20,000 | $0.89 | $17,800 | 45,298 | Jun 11, 2009 |
| WARDELL WILLIAM M | — | Purchase | 7,000 | $0.72 | $5,040 | 84,542 | Apr 30, 2009 |
| WARDELL WILLIAM M | — | Purchase | 8,000 | $0.72 | $5,760 | 77,542 | Apr 27, 2009 |
| HOLLIMAN JOHN M III | Executive Chairman | Award / Grant | 10,000 | $0.67 | $6,700 | 202,614 | Apr 14, 2009 |
| HOWSE ELWOOD D | — | Purchase | 20,000 | $0.55 | $11,000 | 142,703 | Mar 31, 2009 |
| FELDMAN FREDRIC J | — | Purchase | 15,000 | $0.53 | $7,950 | 169,564 | Mar 30, 2009 |
| WHITE AUGUSTUS A | — | Award / Grant | 7,407 | $0.55 | $4,074 | 123,501 | Mar 23, 2009 |
| WHITE AUGUSTUS A | — | Award / Grant | 12,224 | $0.55 | $6,723 | 116,094 | Mar 19, 2009 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 10,000 | $0.48 | $4,800 | 192,614 | Dec 17, 2008 |
| WHITE AUGUSTUS A | — | Award / Grant | 21,735 | $0.46 | $9,998 | 98,445 | Nov 26, 2008 |
| BIOTECHNOLOGY VALUE FUND L P | — | Purchase | 1,600 | $0.63 | $1,008 | 4,189,388 | Oct 14, 2008 |
| WARDELL WILLIAM M | — | Purchase | 10,850 | $0.90 | $9,765 | 69,542 | Sep 23, 2008 |
| HOWSE ELWOOD D | — | Purchase | 10,000 | $0.96 | $9,600 | 107,703 | Sep 5, 2008 |
| FELDMAN FREDRIC J | — | Purchase | 10,000 | $0.83 | $8,300 | 154,564 | Aug 25, 2008 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 10,000 | $0.85 | $8,500 | 172,614 | Aug 18, 2008 |
| WHITE AUGUSTUS A | — | Award / Grant | 12,195 | $0.85 | $10,366 | 76,710 | Aug 15, 2008 |
| WHITE AUGUSTUS A | — | Award / Grant | 200 | $0.87 | $174 | 64,515 | Mar 26, 2008 |
| WARDELL WILLIAM M | — | Purchase | 18,000 | $0.89 | $16,020 | 58,692 | Mar 18, 2008 |
| FELDMAN FREDRIC J | — | Purchase | 10,100 | $0.92 | $9,292 | 144,564 | Mar 13, 2008 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 20,000 | $0.92 | $18,400 | 162,614 | Mar 11, 2008 |
| Shinbaum Dana B | Sr VP Business Dev. | Award / Grant | 12,255 | — | — | 43,811 | Feb 21, 2008 |
| TAEGER LESLIE M | Chief Financial Officer | Award / Grant | 14,706 | — | — | 44,574 | Feb 21, 2008 |
| HOWSE ELWOOD D | — | Award / Grant | 18,519 | — | — | 96,258 | Jan 1, 2008 |
| HOLLIMAN JOHN M III | Executive Chairman | Award / Grant | 18,519 | — | — | 142,614 | Jan 1, 2008 |
| WHITE AUGUSTUS A | — | Award / Grant | 18,519 | — | — | 64,315 | Jan 1, 2008 |
| WARDELL WILLIAM M | — | Award / Grant | 18,519 | — | — | 40,692 | Jan 1, 2008 |
| FELDMAN FREDRIC J | — | Award / Grant | 18,519 | — | — | 134,464 | Jan 1, 2008 |
| WHITE AUGUSTUS A | — | Purchase | 3,820 | $1.34 | $5,119 | 45,796 | Nov 20, 2007 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 5,000 | $1.34 | $6,700 | 124,095 | Nov 16, 2007 |
| WHITE AUGUSTUS A | — | Purchase | 14,000 | $1.47 | $20,580 | 41,976 | Aug 31, 2007 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 5,000 | $1.43 | $7,150 | 119,095 | Aug 16, 2007 |
| Shinbaum Dana B | Sr VP Business Dev. | Award / Grant | 16,556 | — | — | 31,556 | May 10, 2007 |
| TAEGER LESLIE M | Chief Financial Officer | Award / Grant | 19,868 | — | — | 29,868 | May 10, 2007 |
| WHITE AUGUSTUS A | — | Disposition | 14,850 | $1.57 | $23,315 | 27,976 | Mar 30, 2007 |
| WHITE AUGUSTUS A | — | Disposition | 1,423 | $1.46 | $2,078 | 8,846 | Mar 21, 2007 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 10,000 | $1.48 | $14,800 | 114,095 | Mar 20, 2007 |
| WHITE AUGUSTUS A | — | Disposition | 30,000 | $1.46 | $43,800 | 96,948 | Mar 20, 2007 |
| WARDELL WILLIAM M | — | Award / Grant | 17,483 | — | — | 22,173 | Jan 1, 2007 |
| CASEY MICHAEL D | — | Award / Grant | 17,483 | — | — | 29,095 | Jan 1, 2007 |
| WHITE AUGUSTUS A | — | Award / Grant | 17,483 | — | — | 126,948 | Jan 1, 2007 |
| FELDMAN FREDRIC J | — | Award / Grant | 17,483 | — | — | 115,945 | Jan 1, 2007 |
| HOWSE ELWOOD D | — | Award / Grant | 17,483 | — | — | 77,739 | Jan 1, 2007 |
| HOLLIMAN JOHN M III | Executive Chairman | Award / Grant | 17,483 | — | — | 104,095 | Jan 1, 2007 |
| TAEGER LESLIE M | Chief Financiel Officer | Purchase | 10,000 | $1.63 | $16,300 | 10,000 | Jun 1, 2006 |
| STEER RANDOLPH C | President | Purchase | 10,000 | $1.64 | $16,400 | 25,298 | Jun 1, 2006 |
| HOLLIMAN JOHN M III | Executive Chairman | Purchase | 10,000 | $1.63 | $16,300 | 86,612 | Jun 1, 2006 |