CATHAY GENERAL BANCORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| CHAN KELLY L | — | Gift | 3,588 | — | — | 27,096 | Dec 22, 2006 |
| CHIU THOMAS C T | — | Gift | 868 | — | — | 166,705 | Dec 15, 2006 |
| WU PETER | Executive Vice Chairman/COO | Gift | 3,235 | — | — | 776,419 | Dec 15, 2006 |
| LEE PATRICK | — | Gift | 3,840 | — | — | 246,774 | Dec 8, 2006 |
| TANG ANTHONY M | EVP | Sale | 13,000 | $34.70 | $451,100 | 350,584 | Dec 4, 2006 |
| CHIU THOMAS C T | — | Purchase | 100 | $33.90 | $3,390 | 167,573 | Dec 1, 2006 |
| CHEN HENG W | EVP/CFO | Option Exercise | 9,948 | $24.80 | $246,710 | 29,844 | Nov 27, 2006 |
| TANG ANTHONY M | Senior EVP | Other | 643 | $34.52 | $22,184 | 247,820 | Oct 24, 2006 |
| CHENG DUNSON K | Chairman, President, & CEO | Gift | 3,000 | — | — | 356,277 | Aug 2, 2006 |
| LEE PATRICK | — | Gift | 2,280 | — | — | 250,614 | Apr 26, 2006 |
| CHANG MICHAEL M Y | — | Other | 83 | $33.91 | $2,814 | 107,148 | Apr 25, 2006 |
| CHENG DUNSON K | Chairman, President & CEO | Other | 210 | $34.52 | $7,238 | 356,484 | Apr 25, 2006 |
| WONG IRWIN | EVP - Branch Administration | Other | 12 | $33.91 | $413 | 4,597 | Apr 25, 2006 |
| CHIU THOMAS C T | — | Gift | 268 | — | — | 166,302 | Apr 3, 2006 |
| WU PETER | Executive Vice Chairman/COO | Other | 32,452 | — | — | — | Jan 25, 2006 |
| CHENG DUNSON K | Chairman, President, & CEO | Award / Grant | 30,000 | — | — | 358,868 | Jan 25, 2006 |
| CHAN KELLY L | — | Other | 6,476 | — | — | 13,184 | Jan 18, 2006 |
| WU PETER | Executive Vice Chairman/COO | Option Exercise | 6,500 | $11.39 | $74,035 | 34,132 | Jan 3, 2006 |
| TARTAGLIA THOMAS G | — | Other | 270 | $37.05 | $9,999 | 63,348 | Dec 30, 2005 |
| TANG ANTHONY M | Senior EVP | Other | 723 | $30.26 | $21,889 | 245,275 | Dec 30, 2005 |
| LEE PATRICK | — | Gift | 5,500 | — | — | 252,894 | Nov 21, 2005 |
| TARTAGLIA THOMAS G | — | Other | 170 | $32.99 | $5,614 | 63,348 | Oct 25, 2005 |
| CHANG MICHAEL M Y | — | Other | 78 | $32.99 | $2,582 | 106,826 | Jul 20, 2005 |
| WONG IRWIN | EVP - Branch Administration | Other | 12 | $32.91 | $407 | 4,550 | Apr 26, 2005 |
| CHENG DUNSON K | Chairman, President & CEO | Other | 226 | $32.91 | $7,423 | 328,661 | Jan 25, 2005 |