CATHAY GENERAL BANCORP — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BINGHAM KIM R | EVP, Chief Risk Officer | Option Exercise | 7,631 | — | — | 12,404 | Apr 1, 2024 |
| CHEN HENG W | EVP/CFO | Option Exercise | 6,187 | — | — | 175,835 | Apr 1, 2024 |
| Liu Chang | President & CEO | Tax Withholding | 7,675 | $36.91 | $283,284 | 64,056 | Apr 1, 2024 |
| CHENG DUNSON K | Executive Chairman | Tax Withholding | 18,088 | $36.91 | $667,628 | 161,967 | Apr 1, 2024 |
| Chan May K. | SVP, General Counsel | Other | 23 | $35.64 | $832 | 2,506 | Mar 11, 2024 |
| TANG ANTHONY M | Vice Chairman | Sale | 7,000 | $43.45 | $304,150 | 204,500 | Jan 29, 2024 |
| BINGHAM KIM R | EVP, Chief Risk Officer | Sale | 6,000 | $37.42 | $224,520 | 41,849 | Nov 3, 2023 |
| Chan May K. | SVP, General Counsel | Option Exercise | 921 | — | — | 2,263 | Oct 2, 2023 |
| Chan May K. | SVP, General Counsel | Other | 12 | $38.06 | $444 | 1,904 | Sep 12, 2023 |
| Sun Richard | — | Purchase | 700 | $35.00 | $24,500 | 4,200 | Apr 25, 2023 |
| Sun Richard | — | Award / Grant | 2,536 | — | — | 3,536 | Apr 13, 2023 |
| Wang Shally | — | Award / Grant | 2,536 | — | — | 4,559 | Apr 13, 2023 |
| WU PETER | Vice Chairman | Award / Grant | 2,536 | — | — | 2,536 | Apr 13, 2023 |
| Jelenko Jane H | — | Award / Grant | 2,536 | — | — | 2,536 | Apr 13, 2023 |
| FERNANDEZ FELIX S | — | Award / Grant | 2,536 | — | — | 2,536 | Apr 13, 2023 |
| CHUNG NELSON | — | Award / Grant | 2,536 | — | — | 4,514 | Apr 13, 2023 |
| TANG ANTHONY M | Vice Chairman | Award / Grant | 2,536 | — | — | 211,500 | Apr 13, 2023 |
| POON JOSEPH C H | — | Award / Grant | 2,536 | — | — | 25,107 | Apr 13, 2023 |
| Hung Maan-Huei | — | Award / Grant | 2,536 | — | — | 6,789 | Apr 13, 2023 |
| CHAN KELLY L | — | Award / Grant | 2,536 | — | — | 86,191 | Apr 13, 2023 |
| Lee Mark Hakjoon | EVP, Chief Credit Officer | Tax Withholding | 1,139 | $34.21 | $38,965 | 12,729 | Apr 3, 2023 |
| BINGHAM KIM R | EVP, Chief Risk Officer | Tax Withholding | 3,479 | $34.21 | $119,017 | 47,849 | Apr 3, 2023 |
| CHEN HENG W | EVP/CFO | Tax Withholding | 3,004 | $34.21 | $102,767 | 157,722 | Apr 3, 2023 |
| CHENG DUNSON K | Executive Chairman | Tax Withholding | 18,911 | $34.21 | $646,945 | 125,544 | Apr 3, 2023 |
| Liu Chang | President & CEO | Tax Withholding | 20,458 | $34.21 | $699,868 | 56,588 | Apr 3, 2023 |
| TANG ANTHONY M | Vice Chairman | Other | 2,888 | $39.90 | $115,232 | 351,322 | Mar 13, 2023 |
| Wang Shally | — | Other | 12 | $39.90 | $479 | 4,559 | Mar 9, 2023 |
| TANG ANTHONY M | Vice Chairman | Sale | 5,000 | $45.20 | $226,000 | 208,964 | Feb 7, 2023 |
| Wang Shally | — | Other | 11 | $42.05 | $473 | 2,011 | Dec 9, 2022 |
| Liu Chang | President & CEO | Other | 4 | $44.11 | $177 | 15,392 | Dec 9, 2022 |
| TANG ANTHONY M | Vice Chairman | Sale | 10,000 | $43.24 | $432,400 | 213,964 | Dec 9, 2022 |
| CHENG DUNSON K | Executive Chairman | Gift | 6,000 | — | — | 384,577 | Nov 30, 2022 |
| WU PETER | Vice Chairman | Sale | 2,905 | $45.05 | $130,870 | 392,347 | Nov 10, 2022 |
| TANG ANTHONY M | Vice Chairman | Sale | 10,000 | $44.48 | $444,800 | 228,964 | Oct 31, 2022 |
| CHENG DUNSON K | Executive Chairman | Sale | 1,000 | $45.49 | $45,490 | 86,984 | Aug 16, 2022 |
| CHENG DUNSON K | Executive Chairman | Sale | 2,000 | $42.29 | $84,580 | 88,984 | Aug 11, 2022 |
| CHENG DUNSON K | Executive Chairman | Sale | 10,000 | $41.50 | $415,000 | 99,984 | Aug 5, 2022 |
| BINGHAM KIM R | EVP, Chief Risk Officer | Sale | 6,000 | $41.33 | $247,980 | 34,884 | Jul 29, 2022 |
| TANG ANTHONY M | Vice Chairman | Sale | 5,000 | $41.55 | $207,750 | 243,964 | Jul 29, 2022 |
| CHAN KELLY L | — | Gift | 100 | — | — | 83,655 | Jun 17, 2022 |
| TANG ANTHONY M | Vice Chairman | Other | 834 | $45.22 | $37,702 | 114,412 | Jun 8, 2022 |
| CHAN KELLY L | — | Award / Grant | 1,978 | — | — | 85,733 | Apr 6, 2022 |
| CHUNG NELSON | — | Award / Grant | 1,978 | — | — | 1,978 | Apr 6, 2022 |
| FERNANDEZ FELIX S | — | Award / Grant | 1,978 | — | — | 1,978 | Apr 6, 2022 |
| Hung Maan-Huei | — | Award / Grant | 1,978 | — | — | 4,253 | Apr 6, 2022 |
| Jelenko Jane H | — | Award / Grant | 1,978 | — | — | 1,978 | Apr 6, 2022 |
| POON JOSEPH C H | — | Award / Grant | 1,978 | — | — | 22,571 | Apr 6, 2022 |
| Sun Richard | — | Award / Grant | 1,978 | — | — | 2,978 | Apr 6, 2022 |
| TANG ANTHONY M | Vice Chairman | Award / Grant | 1,978 | — | — | 248,964 | Apr 6, 2022 |
| Wang Shally | — | Award / Grant | 1,978 | — | — | 1,978 | Apr 6, 2022 |