Virtus Total Return Fund Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BRADLEY WILLIAM PATRICK III | EVP, CFO and Treasurer | Purchase | 5,000 | $5.47 | $27,350 | 9,043 | May 20, 2024 |
| WITTWER STEVEN GLENN | — | Purchase | 6,000 | $5.17 | $31,020 | 6,000 | Sep 18, 2023 |
| BRADLEY WILLIAM PATRICK III | EVP, CFO and Treasurer | Purchase | 2,250 | $5.26 | $11,835 | 4,043 | Sep 1, 2023 |
| BRADLEY WILLIAM PATRICK III | EVP, CFO and Treasurer | Purchase | 320 | $6.96 | $2,227 | 1,793 | Sep 21, 2022 |
| MCNAMARA GERALDINE M | — | Purchase | 167 | $6.96 | $1,162 | 667 | Sep 21, 2022 |
| McLoughlin Philip R | — | Purchase | 2,775 | $6.96 | $19,314 | 11,100 | Sep 21, 2022 |
| MALLIN JOHN R | — | Purchase | 3,479 | $6.96 | $24,214 | 13,914 | Sep 21, 2022 |
| Drummond F Ford | — | Purchase | 373 | $6.96 | $2,596 | 1,492 | Sep 21, 2022 |
| BURKE DONALD C | — | Purchase | 667 | $6.96 | $4,642 | 2,667 | Sep 21, 2022 |
| MCDANIEL CONNIE D | — | Purchase | 1,780 | $9.56 | $17,017 | 2,920 | Mar 25, 2022 |
| Cogan Sarah E | — | Purchase | 2,200 | $9.59 | $21,098 | 2,200 | Jan 13, 2022 |
| MALLIN JOHN R | — | Purchase | 9,425 | $9.65 | $90,951 | 10,435 | Mar 10, 2020 |
| MALLIN JOHN R | — | Award / Grant | 9,425 | $9.65 | $90,951 | 10,435 | Mar 10, 2020 |
| WALTON R KEITH | — | Purchase | 1,500 | $10.99 | $16,485 | 3,014 | Feb 26, 2020 |
| McLoughlin Philip R | — | Purchase | 1,300 | $11.85 | $15,405 | 1,300 | Jul 9, 2019 |
| ZINO BRIAN T | — | Purchase | 2,000 | $9.52 | $19,040 | 4,000 | Jan 15, 2019 |
| ZINO BRIAN T | — | Purchase | 425 | $13.30 | $5,653 | 2,000 | Dec 18, 2017 |
| Moyer Willliam R | — | Purchase | 3,000 | $11.56 | $34,680 | 3,000 | Mar 7, 2017 |
| OATES JAMES M | — | Purchase | 3,000 | $11.26 | $33,780 | 3,000 | Jan 11, 2017 |
| Wright William H II | — | Sale | 500 | $12.10 | $6,050 | 6 | Nov 20, 2015 |
| DICKERSON DAVID | SVP & PM of the Adviser | Purchase | 1,700 | $11.75 | $19,975 | 29,681 | Oct 9, 2015 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 7,000 | $13.69 | $95,830 | 65,868 | Apr 14, 2015 |
| ZINO BRIAN T | — | Purchase | 725 | $13.73 | $9,954 | 1,575 | Apr 8, 2015 |
| DICKERSON DAVID | SVP & PM of the Adviser | Purchase | 720 | $13.80 | $9,936 | 27,981 | Mar 24, 2015 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 2,260 | $13.72 | $31,007 | 58,868 | Oct 28, 2014 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 5,000 | $13.19 | $65,950 | 56,608 | Oct 17, 2014 |
| LUSCOMBE WENDY W | — | Sale | 750 | $14.01 | $10,508 | 667 | Apr 29, 2014 |
| LUSCOMBE WENDY W | — | Sale | 2,000 | $14.06 | $28,120 | 1,417 | Apr 23, 2014 |
| DICKERSON DAVID | SVP & PM of the Adviser | Purchase | 900 | $14.05 | $12,645 | 26,743 | Apr 23, 2014 |
| LUSCOMBE WENDY W | — | Sale | 1,000 | $13.79 | $13,790 | 3,417 | Apr 14, 2014 |
| LUSCOMBE WENDY W | — | Sale | 1,000 | $13.79 | $13,790 | 1,700 | Apr 14, 2014 |
| BRADLEY WILLIAM PATRICK III | VP, CFO & Treasurer | Purchase | 387 | $14.12 | $5,464 | 757 | Apr 2, 2014 |
| DICKERSON DAVID | SVP & PM of the Adviser | Purchase | 8,100 | $13.74 | $111,294 | 25,183 | Dec 19, 2013 |
| BRADLEY WILLIAM PATRICK III | VP, CFO & Treasurer | Sale | 370 | $13.68 | $5,062 | 370 | Dec 17, 2013 |
| Wright William H II | — | Purchase | 500 | $12.85 | $6,425 | 500 | Aug 22, 2013 |
| LUSCOMBE WENDY W | — | Purchase | 500 | $13.06 | $6,530 | 2,700 | Aug 12, 2013 |
| LUSCOMBE WENDY W | — | Purchase | 2,200 | $12.85 | $28,270 | 2,200 | Jul 5, 2013 |
| ROGERS JAMES B JR | — | Purchase | 1,000 | $12.53 | $12,530 | 1,471 | Jun 24, 2013 |
| ROGERS JAMES B JR | — | Purchase | 1,000 | $13.26 | $13,260 | 2,471 | Jun 13, 2013 |
| AYLWARD GEORGE R | President & CEO | Purchase | 800 | $13.19 | $10,552 | 1,027 | May 30, 2013 |
| DICKERSON DAVID | SVP & PM of the Adviser | Purchase | 4,000 | $13.02 | $52,080 | 16,223 | May 2, 2013 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 5,000 | $12.97 | $64,850 | 51,608 | Apr 29, 2013 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 5,000 | $12.96 | $64,800 | 46,608 | Apr 12, 2013 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 15,000 | $12.87 | $193,050 | 41,608 | Apr 10, 2013 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 3,054 | $12.87 | $39,305 | 26,608 | Apr 9, 2013 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 5,000 | $12.94 | $64,700 | 23,554 | Apr 4, 2013 |
| Neel Carlton | SVP & Portfolio Manager | Purchase | 10,000 | $12.99 | $129,900 | 18,554 | Apr 3, 2013 |
| DICKERSON DAVID | Portfolio Manager & SVP | Purchase | 2,000 | $12.43 | $24,860 | 11,908 | Dec 14, 2012 |
| Baltuch Marc | VP & CCO | Purchase | 5,000 | $3.44 | $17,200 | 15,000 | May 19, 2011 |
| DICKERSON DAVID | Senior VP | Purchase | 3,000 | $3.43 | $10,290 | 34,973 | May 18, 2011 |