Virtus Total Return Fund Inc. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Neel Carlton | Executive VP | Other | 1,140 | $3.34 | $3,808 | 4,840 | Jan 14, 2011 |
| OLSON ALDEN | — | Other | 800 | $3.34 | $2,672 | 3,218 | Jan 14, 2011 |
| Baltuch Marc | VP & CCO | Other | 5,000 | $3.34 | $16,700 | 10,000 | Jan 14, 2011 |
| Neel Carlton | Executive VP | Other | 7,540 | $3.34 | $25,184 | 31,920 | Jan 14, 2011 |
| OLSON ALDEN | — | Other | 483 | $3.34 | $1,613 | 2,901 | Jan 14, 2011 |
| Baltuch Marc | VP & CCO | Other | 120 | $3.34 | $401 | 720 | Jan 14, 2011 |
| Zweig Martin | — | Other | 35,000 | $3.34 | $116,900 | 210,480 | Jan 14, 2011 |
| LUSCOMBE WENDY W | — | Other | 1,267 | $3.34 | $4,232 | 7,377 | Jan 14, 2011 |
| DICKERSON DAVID | Senior VP | Other | 5,102 | $3.34 | $17,041 | 31,095 | Jan 14, 2011 |
| DICKERSON DAVID | Senior VP | Purchase | 2,300 | $3.92 | $9,016 | 23,826 | Apr 22, 2010 |
| WALTON R KEITH | — | Purchase | 690 | $3.74 | $2,581 | 2,690 | Feb 5, 2010 |
| BRUNIE CHARLES H | — | Sale | 30,000 | $3.67 | $110,100 | 66,829 | Jul 30, 2009 |
| BRUNIE CHARLES H | — | Sale | 16,829 | $3.34 | $56,209 | 50,000 | Jul 6, 2009 |
| DICKERSON DAVID | Senior VP | Purchase | 3,200 | $3.10 | $9,920 | 19,152 | Mar 19, 2009 |
| Neel Carlton | Executive VP | Purchase | 3,700 | $2.68 | $9,916 | 3,700 | Mar 10, 2009 |
| Neel Carlton | Executive VP | Purchase | 3,700 | $2.68 | $9,916 | 23,124 | Mar 10, 2009 |
| WALTON R KEITH | — | Purchase | 2,000 | $3.10 | $6,200 | 5,685 | Feb 26, 2009 |
| Zweig Martin | — | Purchase | 5,000 | $2.67 | $13,350 | 175,480 | Oct 10, 2008 |
| Zweig Martin | — | Purchase | 5,000 | $2.59 | $12,950 | 170,480 | Oct 10, 2008 |
| Zweig Martin | — | Purchase | 5,000 | $2.64 | $13,200 | 170,480 | Oct 10, 2008 |
| Zweig Martin | — | Purchase | 5,000 | $2.64 | $13,200 | 165,480 | Oct 10, 2008 |
| Neel Carlton | Executive VP | Purchase | 5,000 | $3.14 | $15,700 | 5,000 | Oct 8, 2008 |
| DICKERSON DAVID | Senior VP | Purchase | 2,000 | $3.09 | $6,180 | 15,147 | Oct 8, 2008 |
| Zweig Martin | — | Purchase | 10,000 | $3.39 | $33,900 | 160,480 | Oct 6, 2008 |
| LUSCOMBE WENDY W | — | Purchase | 2,200 | $4.58 | $10,076 | 2,200 | Apr 11, 2008 |
| DICKERSON DAVID | Senior VP | Purchase | 2,100 | $4.72 | $9,912 | 12,349 | Mar 6, 2008 |
| Baltuch Marc | VP and CCO | Purchase | 5,000 | $4.25 | $21,250 | 5,000 | Jan 22, 2008 |
| WALTON R KEITH | — | Purchase | 2,210 | $4.57 | $10,100 | 3,685 | Dec 28, 2007 |
| Baltuch Marc | Chief Compliance Officer & VP | Other | 100 | $4.98 | $498 | 600 | May 25, 2007 |
| DICKERSON DAVID | Senior Vice President | Other | 1,559 | $4.98 | $7,764 | 9,475 | May 25, 2007 |
| OLSON ALDEN | — | Other | 403 | $4.98 | $2,007 | 2,018 | May 25, 2007 |
| OLSON ALDEN | — | Other | 403 | $4.98 | $2,007 | 2,418 | May 25, 2007 |
| Neel Carlton | Executive Vice President | Other | 2,690 | $4.98 | $13,396 | 16,248 | May 25, 2007 |
| LUSCOMBE WENDY W | — | Other | 689 | $4.98 | $3,431 | 4,139 | May 25, 2007 |
| BRUNIE CHARLES H | — | Other | 16,138 | $4.98 | $80,367 | 96,829 | May 25, 2007 |
| ROGERS JAMES B JR | — | Other | 314 | $4.98 | $1,564 | 1,884 | May 25, 2007 |
| WALTON R KEITH | — | Purchase | — | — | — | 1,475 | May 7, 2007 |
| AYLWARD GEORGE R JR | President | Purchase | 910 | $5.56 | $5,060 | 910 | Mar 5, 2007 |
| WALTON R KEITH | — | Sale | 2,210 | $4.66 | $10,299 | 2,000 | Jul 10, 2006 |
| DICKERSON DAVID | Senior Vice President | Purchase | 2,400 | $4.80 | $11,520 | 7,140 | May 2, 2006 |
| WALTON R KEITH | — | Purchase | 475 | $4.72 | $2,242 | 1,475 | Dec 30, 2005 |