BARINGS PARTICIPATION INVESTORS — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| SWEENEY SUSAN B | — | Purchase | 500 | $12.98 | $6,490 | 4,817 | May 23, 2023 |
| Ginader Barbara | — | Purchase | 500 | $12.58 | $6,290 | 3,020 | May 22, 2023 |
| Ginader Barbara | — | Purchase | 2,520 | $14.15 | $35,658 | 2,520 | Nov 1, 2021 |
| Brown Michael Harlan | — | Purchase | 1,029 | $11.15 | $11,473 | 4,000 | Nov 9, 2020 |
| Brown Michael Harlan | — | Purchase | 971 | $10.92 | $10,603 | 2,971 | Nov 5, 2020 |
| GRACE EDWARD P III | — | Sale | 1,000 | $16.67 | $16,670 | 1,000 | Nov 5, 2019 |
| JOYAL ROBERT EUGENE | — | Sale | 3,900 | $14.72 | $57,408 | 2,519 | Jun 13, 2018 |
| JOYAL ROBERT EUGENE | — | Sale | 50 | $14.81 | $741 | 7,569 | Jun 8, 2018 |
| JOYAL ROBERT EUGENE | — | Sale | 4,187 | $14.73 | $61,675 | 12,619 | Jun 1, 2018 |
| JOYAL ROBERT EUGENE | — | Sale | 6,403 | $14.65 | $93,804 | 17,206 | May 30, 2018 |
| JOYAL ROBERT EUGENE | — | Sale | 613 | $14.38 | $8,815 | 20,642 | Aug 31, 2017 |
| BARRETT WILLIAM J | — | Sale | 4,392 | $14.32 | $62,893 | 51,493 | Apr 13, 2016 |
| BARRETT WILLIAM J | — | Sale | 507 | $14.32 | $7,260 | 3,206 | Apr 8, 2016 |
| BARRETT WILLIAM J | — | Sale | 212 | $14.30 | $3,032 | 3,713 | Apr 6, 2016 |
| BARRETT WILLIAM J | — | Sale | 1,984 | $14.30 | $28,371 | 3,925 | Apr 1, 2016 |
| BARRETT WILLIAM J | — | Sale | 1,861 | $14.30 | $26,612 | 5,909 | Mar 31, 2016 |
| BARRETT WILLIAM J | — | Sale | 26 | $14.30 | $372 | 7,770 | Mar 30, 2016 |
| BARRETT WILLIAM J | — | Sale | 5,000 | $14.25 | $71,250 | 7,796 | Mar 29, 2016 |
| BARRETT WILLIAM J | — | Sale | 961 | $14.20 | $13,646 | 13,512 | Mar 24, 2016 |
| BARRETT WILLIAM J | — | Sale | 589 | $14.20 | $8,364 | 17,273 | Mar 17, 2016 |
| BARRETT WILLIAM J | — | Sale | 650 | $14.20 | $9,230 | 17,862 | Mar 10, 2016 |
| BARRETT WILLIAM J | — | Sale | 4 | $14.10 | $56 | 55,985 | Dec 31, 2015 |
| Ginader Barbara | — | Sale | 2,000 | $12.75 | $25,500 | — | Mar 3, 2015 |
| Ginader Barbara | — | Purchase | 1,000 | $13.34 | $13,340 | 2,000 | May 28, 2014 |
| Ginader Barbara | — | Purchase | 1,000 | $13.04 | $13,040 | 1,000 | Apr 30, 2014 |
| SWEENEY SUSAN B | — | Purchase | 1,324 | $12.32 | $16,312 | 4,165 | Dec 10, 2013 |
| SWEENEY SUSAN B | — | Purchase | 1,066 | $13.98 | $14,903 | 2,841 | Oct 3, 2013 |
| SWEENEY SUSAN B | — | Purchase | 1,775 | $13.96 | $24,779 | 1,775 | Dec 27, 2012 |
| GRACE EDWARD P III | — | Purchase | 1,000 | $14.36 | $14,360 | 3,000 | Dec 6, 2012 |
| BARRETT WILLIAM J | — | Purchase | 1,500 | $14.50 | $21,750 | 56,688 | Oct 31, 2012 |
| BARRETT WILLIAM J | — | Purchase | 100 | $14.86 | $1,486 | 55,188 | Oct 26, 2012 |
| BARRETT WILLIAM J | — | Purchase | 2,500 | $14.15 | $35,375 | 18,512 | Jun 19, 2012 |
| BARRETT WILLIAM J | — | Purchase | 1,000 | $14.35 | $14,350 | 53,688 | Jun 18, 2012 |
| BARRETT WILLIAM J | — | Purchase | 4,000 | $13.83 | $55,320 | 52,688 | May 11, 2012 |
| Brown Michael Harlan | — | Purchase | 1,000 | $13.90 | $13,900 | 2,000 | May 8, 2012 |
| BARRETT WILLIAM J | — | Purchase | 2,553 | $14.80 | $37,784 | 47,241 | Apr 18, 2012 |
| BARRETT WILLIAM J | — | Purchase | 100 | $14.83 | $1,483 | 40,788 | Mar 23, 2012 |
| GRACE EDWARD P III | — | Purchase | 1,600 | $14.99 | $23,984 | 1,600 | Mar 19, 2012 |
| BARRETT WILLIAM J | — | Purchase | 3,000 | $14.90 | $44,700 | 40,188 | Mar 14, 2012 |
| BARRETT WILLIAM J | — | Purchase | 500 | $15.02 | $7,510 | 37,188 | Mar 6, 2012 |
| BARRETT WILLIAM J | — | Purchase | 95 | $15.25 | $1,449 | 36,408 | Feb 29, 2012 |
| BARRETT WILLIAM J | — | Purchase | 100 | $15.25 | $1,525 | 36,313 | Feb 16, 2012 |
| BARRETT WILLIAM J | — | Purchase | 25 | $15.25 | $381 | 36,213 | Feb 10, 2012 |
| BARRETT WILLIAM J | — | Purchase | 2,000 | $15.10 | $30,200 | 36,188 | Jan 25, 2012 |
| BENSON DONALD E | — | Purchase | 340 | $14.91 | $5,073 | 12,418 | Jan 13, 2012 |
| BARRETT WILLIAM J | — | Purchase | 3,000 | $15.17 | $45,510 | 33,588 | Jan 6, 2012 |
| BENSON DONALD E | — | Purchase | 315 | $15.85 | $5,000 | 12,395 | Dec 30, 2011 |
| BENSON DONALD E | — | Purchase | 310 | $16.10 | $4,998 | 11,928 | Nov 10, 2011 |
| BARRETT WILLIAM J | — | Purchase | 3,000 | $13.73 | $41,190 | 28,588 | Aug 8, 2011 |
| BARRETT WILLIAM J | — | Purchase | 3,000 | $13.73 | $41,190 | 27,689 | Aug 8, 2011 |