BARINGS PARTICIPATION INVESTORS — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BENSON DONALD E | — | Purchase | 346 | $14.45 | $5,000 | 11,566 | Aug 5, 2011 |
| BENSON DONALD E | — | Purchase | 354 | $14.11 | $5,000 | 11,016 | May 6, 2011 |
| BENSON DONALD E | — | Purchase | 352 | $14.19 | $4,999 | 10,661 | Jan 14, 2011 |
| BENSON DONALD E | — | Purchase | 141 | $11.92 | $1,682 | 9,502 | May 7, 2010 |
| Spencer Richard E II | VP, Officer of Adviser | Purchase | 18 | $11.35 | $207 | 848 | Jan 20, 2009 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 100 | $11.15 | $1,115 | 143,404 | Nov 12, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 1,700 | $11.29 | $19,193 | 140,104 | Nov 4, 2008 |
| BABSON CAPITAL MANAGEMENT LLC | — | Purchase | 1,000 | $10.52 | $10,520 | 135,304 | Oct 31, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 2,000 | $10.75 | $21,500 | 128,704 | Oct 30, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 1,100 | $11.27 | $12,397 | 126,304 | Oct 28, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 4,700 | $11.12 | $52,264 | 125,204 | Oct 23, 2008 |
| BABSON CAPITAL MANAGEMENT LLC | — | Purchase | 4,500 | $11.11 | $49,995 | 119,204 | Oct 22, 2008 |
| Spencer Richard E II | — | Purchase | 7 | $11.40 | $80 | 830 | Oct 21, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 1,800 | $11.40 | $20,520 | 114,704 | Oct 21, 2008 |
| BABSON CAPITAL MANAGEMENT LLC | — | Purchase | 4,600 | $11.20 | $51,520 | 108,704 | Oct 17, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 4,501 | $11.55 | $51,987 | 104,104 | Oct 14, 2008 |
| BARRETT WILLIAM J | — | Purchase | 1,000 | $7.75 | $7,750 | 24,689 | Oct 10, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 11,200 | $8.29 | $92,848 | 84,603 | Oct 9, 2008 |
| BABSON CAPITAL MANAGEMENT LLC | — | Purchase | 10,300 | $10.91 | $112,373 | 55,503 | Oct 8, 2008 |
| BARRETT WILLIAM J | — | Purchase | 2,000 | $10.75 | $21,500 | 23,589 | Oct 8, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 10,748 | $11.00 | $118,228 | 45,203 | Oct 3, 2008 |
| BABSON CAPITAL MANAGEMENT LLC | — | Purchase | 6,700 | $11.69 | $78,323 | 30,555 | Oct 1, 2008 |
| BABSON CAPITAL MANAGEMENT LLC | — | Purchase | 2,900 | $11.38 | $33,002 | 14,755 | Sep 30, 2008 |
| Syracuse Maleyne M. | — | Purchase | 200 | $12.00 | $2,400 | 604 | Sep 26, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 2,555 | $11.75 | $30,021 | 11,855 | Sep 25, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 2,700 | $11.69 | $31,563 | 9,100 | Sep 23, 2008 |
| BABSON CAPITAL MANAGEMENT LLC | — | Purchase | 800 | $11.60 | $9,280 | 4,500 | Sep 22, 2008 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | — | Purchase | 1,850 | $11.60 | $21,460 | 1,850 | Sep 18, 2008 |
| Syracuse Maleyne M. | — | Purchase | 200 | $12.70 | $2,540 | 404 | Aug 18, 2008 |
| BARRETT WILLIAM J | — | Purchase | 625 | $11.75 | $7,344 | 20,214 | Jul 15, 2008 |
| Syracuse Maleyne M. | — | Purchase | 200 | $13.50 | $2,700 | 200 | May 2, 2008 |
| BENSON DONALD E | — | Other | 8,222 | $20.00 | $164,442 | — | Feb 11, 2008 |
| BENSON DONALD E | — | Other | 2,500 | $13.76 | $34,400 | 8,222 | Jan 24, 2008 |
| BARRETT WILLIAM J | — | Purchase | 1,000 | $12.69 | $12,690 | 19,589 | Jan 4, 2008 |
| BARRETT WILLIAM J | — | Purchase | 9,975 | $12.90 | $128,678 | 18,589 | Aug 1, 2007 |
| BARRETT WILLIAM J | — | Purchase | 3,700 | $13.60 | $50,320 | 8,614 | Jul 27, 2007 |
| NORGAARD CORINE T | — | Purchase | 700 | $14.12 | $9,884 | 1,757 | Dec 28, 2005 |
| NORGAARD CORINE T | — | Sale | 400 | $11.18 | $4,472 | 1,757 | Aug 3, 2004 |