ALLIANCEBERNSTEIN HOLDING L.P. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Equitable Holdings, Inc. | — | Purchase | 700,000 | $35.12 | $24,584,000 | 3,766,838 | Sep 20, 2024 |
| Equitable Holdings, Inc. | — | Purchase | 500,000 | $34.18 | $17,090,000 | 3,066,838 | Sep 20, 2024 |
| Stonehill Charles G.T. | — | Sale | 4,000 | $34.87 | $139,480 | 25,923 | Aug 22, 2024 |
| Hogbin Christopher | Global Head of Investments | Sale | 12,781 | $34.87 | $445,673 | 10,000 | Jul 29, 2024 |
| LAMMTENNANT JOAN M | — | Award / Grant | 4,992 | $34.06 | $170,028 | 16,225 | May 22, 2024 |
| Narayandas Das | — | Award / Grant | 4,992 | $34.06 | $170,028 | 40,668 | May 22, 2024 |
| Kaye Daniel G | — | Award / Grant | 4,992 | $34.06 | $170,028 | 44,702 | May 22, 2024 |
| Holley Bruce M | — | Award / Grant | 4,992 | $34.06 | $170,028 | 4,992 | May 22, 2024 |
| Stonehill Charles G.T. | — | Award / Grant | 4,992 | $34.06 | $170,028 | 29,923 | May 22, 2024 |
| Walthall Todd | — | Award / Grant | 4,992 | $34.06 | $170,028 | 16,627 | May 22, 2024 |
| Siemers William R | SVP, Interim CFO | Tax Withholding | 21,873 | $33.18 | $725,746 | 13,416 | Feb 28, 2024 |
| MANLEY MARK R | General Counsel & Corp Sec | Other | 800 | — | — | 73,300 | Dec 31, 2023 |
| Simeone Thomas | Chief Accounting Officer | Award / Grant | 3,068 | $30.56 | $93,758 | 5,209 | Dec 12, 2023 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Award / Grant | 80,362 | $30.56 | $2,455,863 | 193,050 | Dec 12, 2023 |
| Sprules Karl | Chief Operating Officer | Award / Grant | 51,538 | $30.56 | $1,575,001 | 87,882 | Dec 12, 2023 |
| MANLEY MARK R | General Counsel & Corp Sec | Award / Grant | 11,289 | $30.56 | $344,992 | 22,235 | Dec 12, 2023 |
| Siemers William R | SVP, Interim CFO | Award / Grant | 8,344 | $30.56 | $254,993 | 35,289 | Dec 12, 2023 |
| BERNSTEIN SETH P | President and CEO | Award / Grant | 136,289 | $30.56 | $4,164,992 | 422,300 | Dec 12, 2023 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Gift | 1,600 | $29.82 | $47,712 | 74,100 | Dec 11, 2023 |
| Simeone Thomas | Chief Accounting Officer | Tax Withholding | 1,566 | $29.09 | $45,555 | 22,616 | Dec 1, 2023 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Tax Withholding | 14,178 | $29.09 | $412,438 | 21,134 | Dec 1, 2023 |
| Siemers William R | SVP, Controller & CAO | Tax Withholding | 3,642 | $29.09 | $105,946 | 40,022 | Dec 1, 2023 |
| Simeone Thomas | Chief Accounting Officer | Tax Withholding | 1,566 | $29.09 | $45,555 | 19,484 | Dec 1, 2023 |
| Sprules Karl | Head of Global Tech and Ops | Tax Withholding | 35,861 | $29.09 | $1,043,196 | 36,344 | Dec 1, 2023 |
| BERNSTEIN SETH P | President and CEO | Tax Withholding | 71,510 | $29.09 | $2,080,226 | 286,011 | Dec 1, 2023 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Tax Withholding | 8,131 | $29.09 | $236,531 | 75,700 | Dec 1, 2023 |
| Burke Kate C | Former COO & CFO | Sale | 5,000 | $29.56 | $147,800 | 110,205 | Aug 10, 2023 |
| LAMMTENNANT JOAN M | — | Award / Grant | 5,017 | $33.89 | $170,026 | 11,233 | May 24, 2023 |
| Walthall Todd | — | Award / Grant | 5,017 | $33.89 | $170,026 | 11,635 | May 24, 2023 |
| Domenici Nella | — | Award / Grant | 5,017 | $33.89 | $170,026 | 22,865 | May 24, 2023 |
| Narayandas Das | — | Award / Grant | 5,017 | $33.89 | $170,026 | 35,676 | May 24, 2023 |
| Kaye Daniel G | — | Award / Grant | 5,017 | $33.89 | $170,026 | 39,810 | May 24, 2023 |
| Stonehill Charles G.T. | — | Award / Grant | 5,017 | $33.89 | $170,026 | 24,931 | May 24, 2023 |
| Burke Kate C | COO & CFO | Sale | 12,500 | $33.79 | $422,375 | 115,205 | May 24, 2023 |
| Kaye Daniel G | — | Award / Grant | 5,017 | $33.89 | $170,026 | 39,710 | May 24, 2023 |
| Burke Kate C | COO & CFO | Sale | 12,500 | $35.04 | $438,000 | 127,705 | Mar 22, 2023 |
| BERNSTEIN SETH P | President and CEO | Tax Withholding | 75,403 | $37.91 | $2,858,528 | 357,520 | Jan 31, 2023 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Gift | 700 | $40.70 | $28,490 | 67,569 | Dec 15, 2022 |
| Sprules Karl | Head of Global Tech and Ops | Sale | 58,718 | $38.69 | $2,271,799 | 68,309 | Dec 14, 2022 |
| Siemers William R | SVP, Controller & CAO | Award / Grant | 4,506 | $38.84 | $175,013 | 31,760 | Dec 12, 2022 |
| Sprules Karl | Head of Global Tech and Ops | Award / Grant | 28,450 | $38.84 | $1,104,998 | 72,205 | Dec 12, 2022 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Award / Grant | 8,883 | $38.84 | $345,016 | 21,800 | Dec 12, 2022 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Award / Grant | 38,771 | $38.84 | $1,505,866 | 137,265 | Dec 12, 2022 |
| Burke Kate C | COO & CFO | Award / Grant | 41,195 | $38.84 | $1,600,014 | 94,095 | Dec 12, 2022 |
| BERNSTEIN SETH P | President and CEO | Award / Grant | 117,791 | $38.84 | $4,575,002 | 507,389 | Dec 12, 2022 |
| Siemers William R | SVP, Controller & CAO | Tax Withholding | 5,283 | $40.70 | $215,018 | 27,254 | Dec 1, 2022 |
| Sprules Karl | Head of Global Tech and Ops | Tax Withholding | 73,964 | $40.70 | $3,010,335 | 43,755 | Dec 1, 2022 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Tax Withholding | 17,449 | $40.70 | $710,174 | 12,917 | Dec 1, 2022 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Tax Withholding | 4,697 | $40.70 | $191,168 | 98,495 | Dec 1, 2022 |
| Burke Kate C | COO & CFO | Tax Withholding | 77,037 | $40.70 | $3,135,406 | 52,900 | Dec 1, 2022 |