ALLIANCEBERNSTEIN HOLDING L.P. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Massad Lori A | SVP and Head of Human Capital | Tax Withholding | 3,689 | $23.17 | $85,474 | 30,000 | Dec 1, 2010 |
| Lane Nick | — | Purchase | 100 | $25.00 | $2,500 | 100 | Aug 20, 2010 |
| HICKS WESTON M | — | Award / Grant | 1,055 | $28.46 | $30,025 | 8,967 | Jun 3, 2010 |
| Hechinger Deborah S | — | Award / Grant | 1,055 | $28.46 | $30,025 | 3,505 | Jun 3, 2010 |
| SLUTSKY LORIE A | — | Award / Grant | 1,055 | $28.46 | $30,025 | 5,666 | Jun 3, 2010 |
| TOBIN PETER J | — | Award / Grant | 1,055 | $28.46 | $30,025 | 4,628 | Jun 3, 2010 |
| Smith A W Pete Jr | — | Award / Grant | 1,055 | $28.46 | $30,025 | 5,486 | Jun 3, 2010 |
| CONDRON CHRISTOPHER M | — | Purchase | 5,000 | $26.39 | $131,950 | 40,000 | Feb 25, 2010 |
| Kraus Peter S | Chairman and CEO | Tax Withholding | 280,263 | $25.93 | $7,267,220 | 2,177,642 | Dec 18, 2009 |
| Gingrich James A | Chairman & CEO of SCB LLC | Award / Grant | 94,650 | $26.73 | $2,529,995 | 119,227 | Dec 7, 2009 |
| JOSEPH ROBERT H JR | Chief Financial Officer | Award / Grant | 15,339 | $26.73 | $410,011 | 80,018 | Dec 7, 2009 |
| Massad Lori A | Chief Talent Officer | Award / Grant | 38,533 | $26.73 | $1,029,987 | 40,183 | Dec 7, 2009 |
| MASTERS SETH J | CIO, Blend Strat. and ABDC | Award / Grant | 108,679 | $26.73 | $2,904,990 | 118,947 | Dec 7, 2009 |
| PEEBLES DOUGLAS J | CIO and Head, AB Fixed Income | Award / Grant | 136,738 | $26.73 | $3,655,007 | 166,769 | Dec 7, 2009 |
| SHALETT LISA A | Global Head, Growth Equities | Award / Grant | 94,650 | $26.73 | $2,529,995 | 129,365 | Dec 7, 2009 |
| STEYN DAVID A | Chief Operating Officer | Award / Grant | 146,083 | $26.73 | $3,904,799 | 146,083 | Dec 7, 2009 |
| FAY SHARON E | Head, Bernstein Value Equities | Award / Grant | 206,884 | $26.73 | $5,530,009 | 212,514 | Dec 7, 2009 |
| HEXNER THOMAS S | Executive Vice President | Sale | 34,966 | $23.89 | $835,338 | 34,037 | Sep 9, 2009 |
| SLUTSKY LORIE A | — | Award / Grant | 1,642 | $18.27 | $29,999 | 4,611 | May 21, 2009 |
| Hechinger Deborah S | — | Award / Grant | 1,642 | $18.27 | $29,999 | 2,450 | May 21, 2009 |
| CONDRON CHRISTOPHER M | — | Purchase | 5,000 | $17.86 | $89,300 | 35,000 | May 21, 2009 |
| Smith A W Pete Jr | — | Award / Grant | 1,642 | $18.27 | $29,999 | 4,431 | May 21, 2009 |
| TOBIN PETER J | — | Award / Grant | 1,642 | $18.27 | $29,999 | 3,573 | May 21, 2009 |
| HICKS WESTON M | — | Award / Grant | 1,642 | $18.27 | $29,999 | 7,912 | May 21, 2009 |
| PHLEGAR JEFFREY S | Executive Vice President | Tax Withholding | 787 | $17.08 | $13,442 | 39,935 | Jan 30, 2009 |
| MANLEY MARK R | SVP and Deputy General Counsel | Tax Withholding | 384 | $17.08 | $6,559 | 2,360 | Jan 30, 2009 |
| REILLY JAMES G | Executive Vice President | Tax Withholding | 1,797 | $17.08 | $30,693 | 77,058 | Jan 30, 2009 |
| JOSEPH ROBERT H JR | SVP and CFO | Award / Grant | 9,531 | $17.05 | $162,504 | 69,192 | Jan 23, 2009 |
| SHALETT LISA A | Executive Vice President | Award / Grant | 29,326 | $17.05 | $500,008 | 45,833 | Jan 23, 2009 |
| Cohen Lawrence H | Executive Vice President | Award / Grant | 10,557 | $17.05 | $179,997 | 15,815 | Jan 23, 2009 |
| REILLY JAMES G | Executive Vice President | Award / Grant | 46,921 | $17.05 | $800,003 | 82,172 | Jan 23, 2009 |
| PEEBLES DOUGLAS J | Executive Vice President | Award / Grant | 26,686 | $17.05 | $454,996 | 43,967 | Jan 23, 2009 |
| FARRELL EDWARD J | SVP and Controller | Award / Grant | 4,875 | $17.05 | $83,119 | 14,282 | Jan 23, 2009 |
| MONY LIFE INSURANCE CO | — | Other | 722,178 | — | — | 722,178 | Dec 17, 2008 |
| AXA ASSURANCES VIE MUTUELLE ET AL | — | Other | 722,178 | — | — | 722,178 | Dec 17, 2008 |
| PEEBLES DOUGLAS J | Executive Vice President | Tax Withholding | 722 | $16.00 | $11,552 | 42,756 | Dec 1, 2008 |
| Smith A W Pete Jr | — | Purchase | 400 | $15.85 | $6,340 | 2,789 | Nov 25, 2008 |
| MAYER MARC O | Executive Vice President | Sale | 12,000 | $63.16 | $757,920 | 1,895 | May 27, 2008 |
| MAYER MARC O | Executive Vice President | Sale | 16,612 | $64.89 | $1,077,953 | 13,895 | May 14, 2008 |
| HICKS WESTON M | — | Award / Grant | 467 | $64.24 | $30,000 | 6,270 | May 13, 2008 |
| TOBIN PETER J | — | Award / Grant | 467 | $64.24 | $30,000 | 1,931 | May 13, 2008 |
| Smith A W Pete Jr | — | Award / Grant | 467 | $64.24 | $30,000 | 2,270 | May 13, 2008 |
| SLUTSKY LORIE A | — | Award / Grant | 467 | $64.24 | $30,000 | 2,969 | May 13, 2008 |
| Hechinger Deborah S | — | Award / Grant | 467 | $64.24 | $30,000 | 808 | May 13, 2008 |
| CONDRON CHRISTOPHER M | — | Purchase | 5,000 | $58.10 | $290,500 | 30,000 | Mar 10, 2008 |
| MASTERS SETH J | Executive Vice President | Tax Withholding | 2,100 | $66.39 | $139,419 | 72,853 | Jan 31, 2008 |
| PHLEGAR JEFFREY S | Executive Vice President | Tax Withholding | 1,508 | $66.39 | $100,116 | 82,015 | Jan 31, 2008 |
| MANLEY MARK R | SVP and Deputy General Counsel | Tax Withholding | 657 | $66.39 | $43,618 | 22,518 | Jan 31, 2008 |
| RISSMAN PAUL C | Executive Vice President | Option Exercise | 10,000 | $53.75 | $537,500 | 255,282 | Jan 31, 2008 |
| MASTERS SETH J | Executive Vice President | Award / Grant | 15,295 | $63.42 | $970,009 | 74,953 | Jan 25, 2008 |