AMERIPRISE FINANCIAL INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sale | 8,638 | $563.44 | $4,866,995 | 159,012 | Nov 11, 2024 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Gift | 770 | — | — | 12,634 | Nov 8, 2024 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Sale | 4,500 | $550.14 | $2,475,630 | 7,161 | Nov 8, 2024 |
| Brockman Dawn M. | SVP AND CONTROLLER | Sale | 350 | $560.12 | $196,042 | 945 | Nov 6, 2024 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Sale | 2,325 | $516.05 | $1,199,816 | 4,669 | Oct 31, 2024 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Sale | 8,700 | $442.07 | $3,846,009 | 13,199 | Aug 30, 2024 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Option Exercise | 39,323 | $126.89 | $4,989,695 | 48,604 | Aug 28, 2024 |
| Sharpe Robert Francis JR | — | Gift | 250 | — | — | 300 | Jul 31, 2024 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Option Exercise | 311 | — | — | 7,311 | Jul 11, 2024 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax Withholding | 232 | $439.82 | $101,827 | 9,281 | Jul 11, 2024 |
| Brockman Dawn M. | SVP AND CONTROLLER | Option Exercise | 11 | — | — | 1,299 | Jul 11, 2024 |
| Smyth Gerard P. | EVP & CIO | Option Exercise | 116 | — | — | 3,903 | Jul 11, 2024 |
| Sharpe Robert Francis JR | — | Sale | 1,500 | $438.07 | $657,105 | 11,000 | May 16, 2024 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Sale | 1,652 | $437.00 | $721,924 | 6,994 | Mar 27, 2024 |
| Brockman Dawn M. | SVP AND CONTROLLER | Tax Withholding | 237 | $433.49 | $102,737 | 1,512 | Mar 26, 2024 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Sale | 8,000 | $412.05 | $3,296,400 | 13,134 | Feb 28, 2024 |
| Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Sale | 2,261 | $407.16 | $920,589 | 5,966 | Feb 26, 2024 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sale | 5,000 | $407.16 | $2,035,800 | 164,012 | Feb 26, 2024 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Sale | 385 | $400.98 | $154,377 | 6,994 | Feb 22, 2024 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sale | 4,298 | $397.22 | $1,707,252 | 181,012 | Feb 16, 2024 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax Withholding | 29,079 | $402.09 | $11,692,375 | 199,091 | Feb 12, 2024 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Sale | 7,200 | $401.82 | $2,893,104 | 7,000 | Feb 12, 2024 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Gift | 2,600 | — | — | 21,134 | Feb 8, 2024 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Sale | 11,258 | $387.91 | $4,367,091 | 6,409 | Feb 7, 2024 |
| Sharpe Robert Francis JR | — | Sale | 4,000 | $386.60 | $1,546,400 | 12,500 | Feb 6, 2024 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Award / Grant | 10,505 | — | — | 19,926 | Jan 29, 2024 |
| Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Award / Grant | 2,413 | — | — | 6,906 | Jan 29, 2024 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax Withholding | 9,008 | $393.11 | $3,541,135 | 9,281 | Jan 29, 2024 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax Withholding | 62 | $393.11 | $24,373 | 7,379 | Jan 29, 2024 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax Withholding | 43 | $393.11 | $16,904 | 3,466 | Jan 29, 2024 |
| Brockman Dawn M. | SVP AND CONTROLLER | Tax Withholding | 32 | $393.11 | $12,580 | 1,288 | Jan 29, 2024 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Tax Withholding | 547 | $393.11 | $214,917 | 21,899 | Jan 29, 2024 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Award / Grant | 53,506 | — | — | 218,598 | Jan 29, 2024 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax Withholding | 12,087 | $393.11 | $4,751,521 | 19,755 | Jan 29, 2024 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Award / Grant | 2,500 | — | — | 13,175 | Jan 28, 2024 |
| Brockman Dawn M. | SVP AND CONTROLLER | Tax Withholding | 21 | $391.40 | $8,219 | 1,341 | Jan 28, 2024 |
| Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Award / Grant | 965 | — | — | 4,675 | Jan 28, 2024 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Award / Grant | 3,104 | — | — | 11,152 | Jan 28, 2024 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax Withholding | 1,808 | $391.40 | $707,651 | 167,149 | Jan 28, 2024 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Tax Withholding | 442 | $391.40 | $173,124 | 22,445 | Jan 26, 2024 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax Withholding | 32 | $391.40 | $12,525 | 3,509 | Jan 26, 2024 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax Withholding | 36 | $391.40 | $14,090 | 7,491 | Jan 26, 2024 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Tax Withholding | 13,074 | $389.20 | $5,088,401 | 14,567 | Jan 26, 2024 |
| Brockman Dawn M. | SVP AND CONTROLLER | Option Exercise | 420 | $107.61 | $45,196 | 1,396 | Dec 18, 2023 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Sale | 3,000 | $378.23 | $1,134,690 | 8,166 | Dec 14, 2023 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax Withholding | 18,973 | $371.46 | $7,047,711 | 14,457 | Dec 13, 2023 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Sale | 460 | $329.94 | $151,772 | 7,465 | Dec 11, 2023 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Sale | 8,442 | $365.99 | $3,089,688 | 157,103 | Dec 11, 2023 |
| Sharpe Robert Francis JR | — | Gift | 30 | — | — | 550 | Dec 7, 2023 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Gift | 5,700 | — | — | 12,126 | Dec 4, 2023 |