AMERIPRISE FINANCIAL INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Sharpe Robert Francis JR | — | Sale | 1,500 | $450.95 | $676,425 | 7,500 | Nov 21, 2025 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Sale | 1,500 | $512.34 | $768,510 | 2,562 | Sep 4, 2025 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Option Exercise | 28,546 | $165.41 | $4,721,794 | 33,368 | Aug 19, 2025 |
| Sharpe Robert Francis JR | — | Gift | 98 | — | — | 202 | Aug 13, 2025 |
| Smyth Gerard P. | EVP & CIO | Tax Withholding | 89 | $542.51 | $48,050 | 9,135 | Jul 10, 2025 |
| Brockman Dawn M. | SVP AND CONTROLLER | Tax Withholding | 10 | $542.51 | $5,251 | 1,055 | Jul 10, 2025 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Tax Withholding | 145 | $542.51 | $78,675 | 7,401 | Jul 10, 2025 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Option Exercise | 530 | — | — | 5,352 | Jul 10, 2025 |
| Sharpe Robert Francis JR | — | Sale | 1,000 | $551.44 | $551,440 | 9,000 | Feb 18, 2025 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Sale | 4,000 | $550.71 | $2,202,840 | 6,167 | Feb 18, 2025 |
| Sharpe Robert Francis JR | — | Sale | 1,000 | $523.13 | $523,130 | 10,000 | Feb 12, 2025 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Gift | 3,632 | — | — | 10,391 | Feb 6, 2025 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Award / Grant | 493 | — | — | 13,223 | Jan 31, 2025 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Award / Grant | 2,136 | — | — | 8,433 | Jan 31, 2025 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Award / Grant | 1,490 | — | — | 9,946 | Jan 31, 2025 |
| Smyth Gerard P. | EVP & CIO | Award / Grant | 894 | — | — | 6,168 | Jan 31, 2025 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Award / Grant | 2,484 | — | — | 13,739 | Jan 31, 2025 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Award / Grant | 447 | — | — | 4,061 | Jan 31, 2025 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Award / Grant | 10,140 | — | — | 181,780 | Jan 31, 2025 |
| Brockman Dawn M. | SVP AND CONTROLLER | Award / Grant | 159 | — | — | 1,039 | Jan 31, 2025 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Award / Grant | 322 | — | — | 4,866 | Jan 31, 2025 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax Withholding | 21,576 | $571.84 | $12,338,020 | 171,640 | Jan 28, 2025 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Award / Grant | 13,209 | — | — | 18,661 | Jan 28, 2025 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Award / Grant | 6,457 | — | — | 11,842 | Jan 28, 2025 |
| Smyth Gerard P. | EVP & CIO | Tax Withholding | 1,305 | $571.84 | $746,251 | 5,274 | Jan 28, 2025 |
| Brockman Dawn M. | SVP AND CONTROLLER | Tax Withholding | 22 | $571.84 | $12,580 | 880 | Jan 28, 2025 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax Withholding | 27 | $571.84 | $15,440 | 3,614 | Jan 28, 2025 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Tax Withholding | 448 | $571.84 | $256,424 | 12,730 | Jan 28, 2025 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax Withholding | 5,843 | $571.84 | $3,341,261 | 6,297 | Jan 28, 2025 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax Withholding | 49 | $571.84 | $28,020 | 4,544 | Jan 28, 2025 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax Withholding | 2,192 | $561.38 | $1,230,545 | 155,058 | Jan 27, 2025 |
| Brockman Dawn M. | SVP AND CONTROLLER | Tax Withholding | 21 | $561.38 | $11,789 | 902 | Jan 27, 2025 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax Withholding | 36 | $561.38 | $20,210 | 4,593 | Jan 27, 2025 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax Withholding | 573 | $561.38 | $321,671 | 5,452 | Jan 27, 2025 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Tax Withholding | 221 | $561.38 | $124,065 | 5,385 | Jan 27, 2025 |
| Smyth Gerard P. | EVP & CIO | Tax Withholding | 96 | $561.38 | $53,892 | 3,645 | Jan 27, 2025 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax Withholding | 41 | $561.38 | $23,017 | 3,641 | Jan 27, 2025 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax Withholding | 469 | $561.38 | $263,287 | 7,429 | Jan 27, 2025 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Tax Withholding | 114 | $561.38 | $63,902 | 13,178 | Jan 27, 2025 |
| TRUSCOTT WILLIAM F | CEO, GLOBAL ASSET MANAGEMENT | Tax Withholding | 290 | $563.58 | $163,438 | 8,448 | Jan 26, 2025 |
| CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Tax Withholding | 1,762 | $563.58 | $993,028 | 157,250 | Jan 26, 2025 |
| Brockman Dawn M. | SVP AND CONTROLLER | Tax Withholding | 22 | $563.58 | $12,399 | 923 | Jan 26, 2025 |
| Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Tax Withholding | 40 | $563.58 | $22,543 | 4,629 | Jan 26, 2025 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Tax Withholding | 384 | $563.58 | $216,415 | 6,025 | Jan 26, 2025 |
| Sweeney Joseph Edward | PRES-AWM PRODUCTS & SERVICES | Tax Withholding | 205 | $563.58 | $115,534 | 5,606 | Jan 26, 2025 |
| Smyth Gerard P. | EVP & CIO | Tax Withholding | 111 | $563.58 | $62,557 | 3,741 | Jan 26, 2025 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax Withholding | 66 | $563.58 | $37,196 | 3,682 | Jan 26, 2025 |
| Davies William | EXECUTIVE VP, GLOBAL CIO | Tax Withholding | 97 | $563.58 | $54,436 | 13,292 | Jan 26, 2025 |
| MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Tax Withholding | 416 | $562.89 | $234,162 | 3,748 | Nov 13, 2024 |
| Berman Walter Stanley | EXECUTIVE VP AND CFO | Sale | 3,192 | $564.78 | $1,802,778 | 6,409 | Nov 11, 2024 |