AMERIPRISE FINANCIAL INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HUNTER KELLI A | Exec VP of Human Resources | Award / Grant | 2,624 | — | — | 16,004 | Jan 29, 2008 |
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Award / Grant | 1,087 | — | — | 5,220 | Jan 29, 2008 |
| Junek John Carl | Exec VP and General Counsel | Award / Grant | 4,079 | — | — | 27,295 | Jan 29, 2008 |
| Sharan Kim Michelle | Exec VP & Chief Mktg Officer | Award / Grant | 4,374 | — | — | 18,359 | Jan 29, 2008 |
| Sweeney Joseph Edward | Pres Fin Pln Prdcts and Serv | Award / Grant | 4,138 | — | — | 18,032 | Jan 29, 2008 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Award / Grant | 13,715 | — | — | 59,601 | Jan 29, 2008 |
| Woerner John Robert | Senior VP - Str Plan, Bus Dev | Award / Grant | 2,128 | — | — | 8,020 | Jan 29, 2008 |
| Berman Walter Stanley | Executive VP and CFO | Tax Withholding | 544 | $49.61 | $26,988 | 32,559 | Jan 26, 2008 |
| Junek John Carl | Exec VP and General Counsel | Tax Withholding | 312 | $49.61 | $15,478 | 23,216 | Jan 26, 2008 |
| Heath Brian Michael | Pres - U.S. Advisor Group | Tax Withholding | 336 | $49.61 | $16,669 | 27,157 | Jan 26, 2008 |
| Woerner John Robert | Senior VP - Str Plan, Bus Dev | Tax Withholding | 156 | $49.61 | $7,739 | 5,892 | Jan 26, 2008 |
| Sharan Kim Michelle | Exec VP & Chief Mktg Officer | Tax Withholding | 333 | $49.61 | $16,520 | 13,985 | Jan 26, 2008 |
| SALOW GLEN | Exec VP of Serv Del & Tech | Tax Withholding | 909 | $49.61 | $45,095 | 55,169 | Jan 26, 2008 |
| HUNTER KELLI A | Exec VP of Human Resources | Tax Withholding | 265 | $49.61 | $13,147 | 13,380 | Jan 26, 2008 |
| Sweeney Joseph Edward | Pres Fin Pln Prdcts and Serv | Tax Withholding | 330 | $49.61 | $16,371 | 13,894 | Jan 26, 2008 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Tax Withholding | 633 | $49.61 | $31,403 | 45,886 | Jan 26, 2008 |
| CRACCHIOLO JAMES M | Chairman and CEO | Tax Withholding | 2,955 | $49.61 | $146,598 | 203,755 | Jan 26, 2008 |
| Knowlton Warren D | — | Purchase | 2,000 | $58.38 | $116,760 | 3,000 | Nov 7, 2007 |
| Sweeney Joseph Edward | Pres Fin Pln Prdcts and Serv | Tax Withholding | 1,082 | $64.00 | $69,248 | 14,224 | Oct 3, 2007 |
| Stewart David Kent | Sr Vice Pres and Controller | Tax Withholding | 146 | $64.00 | $9,344 | 6,116 | Oct 3, 2007 |
| Sharan Kim Michelle | Exec VP & Chief Mktg Officer | Tax Withholding | 1,094 | $64.00 | $70,016 | 14,318 | Oct 3, 2007 |
| SALOW GLEN | Exec VP - Tech and Operations | Tax Withholding | 2,480 | $64.00 | $158,720 | 56,078 | Oct 3, 2007 |
| Heath Brian Michael | Pres - U.S. Advisor Group | Tax Withholding | 1,301 | $64.00 | $83,264 | 27,493 | Oct 3, 2007 |
| HUNTER KELLI A | Exec VP of Human Resources | Tax Withholding | 683 | $64.00 | $43,712 | 13,645 | Oct 3, 2007 |
| Berman Walter Stanley | Executive VP and CFO | Tax Withholding | 2,345 | $64.00 | $150,080 | 33,103 | Oct 3, 2007 |
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Tax Withholding | 61 | $64.00 | $3,904 | 4,133 | Oct 3, 2007 |
| Junek John Carl | Exec VP and General Counsel | Tax Withholding | 1,143 | $64.00 | $73,152 | 23,528 | Oct 3, 2007 |
| Woerner John Robert | Senior VP - Str Plan, Bus Dev | Tax Withholding | 292 | $64.00 | $18,688 | 6,048 | Oct 3, 2007 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Tax Withholding | 2,248 | $64.00 | $143,872 | 46,519 | Oct 3, 2007 |
| HUNTER KELLI A | Exec VP of Human Resources | Tax Withholding | 625 | $64.40 | $40,250 | 14,328 | Jun 23, 2007 |
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Tax Withholding | 52 | $63.30 | $3,292 | 4,194 | Jun 1, 2007 |
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Sale | 320 | $61.48 | $19,674 | 9,246 | May 17, 2007 |
| Sharpe Robert Francis JR | — | Award / Grant | 1,650 | $60.26 | $99,429 | 1,650 | Apr 30, 2007 |
| Sharpe Robert Francis JR | — | Purchase | 1,650 | $60.26 | $99,429 | 1,650 | Apr 30, 2007 |
| HALL IRA D | — | Purchase | 400 | $62.37 | $24,948 | 500 | Feb 20, 2007 |
| NODDLE JEFFREY | — | Purchase | 500 | $62.50 | $31,250 | 500 | Feb 15, 2007 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Sale | 2,263 | $59.43 | $134,490 | 85,475 | Feb 2, 2007 |
| POWERS RICHARD F III | — | Purchase | 500 | $59.02 | $29,510 | 500 | Feb 1, 2007 |
| CRACCHIOLO JAMES M | Chairman and CEO | Award / Grant | 35,586 | — | — | 223,065 | Jan 31, 2007 |
| Woerner John Robert | Senior VP - Str Plan, Bus Dev | Award / Grant | 1,702 | — | — | 6,340 | Jan 30, 2007 |
| Berman Walter Stanley | Executive VP and CFO | Award / Grant | 5,448 | — | — | 35,448 | Jan 30, 2007 |
| Heath Brian Michael | Pres - U.S. Advisor Group | Award / Grant | 3,405 | — | — | 28,794 | Jan 30, 2007 |
| HUNTER KELLI A | Exec VP of Human Resources | Award / Grant | 2,043 | — | — | 14,953 | Jan 30, 2007 |
| Junek John Carl | Exec VP and General Counsel | Award / Grant | 2,979 | — | — | 24,671 | Jan 30, 2007 |
| SALOW GLEN | Exec VP - Tech and Operations | Award / Grant | 7,832 | — | — | 60,229 | Jan 30, 2007 |
| Schwarzmann Mark Edward | Pres - Ins, Ann, Prdct Dist | Award / Grant | 3,064 | — | — | 14,291 | Jan 30, 2007 |
| Sharan Kim Michelle | Executive VP and CMO | Award / Grant | 3,150 | — | — | 15,412 | Jan 30, 2007 |
| Stewart David Kent | Sr Vice Pres and Controller | Award / Grant | 4,649 | — | — | 6,262 | Jan 30, 2007 |
| Sweeney Joseph Edward | Pres Fin Pln Prdcts and Serv | Award / Grant | 3,064 | — | — | 15,306 | Jan 30, 2007 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Award / Grant | 5,448 | — | — | 39,604 | Jan 30, 2007 |