AMERIPRISE FINANCIAL INC — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Award / Grant | 4,029 | — | — | 7,341 | Feb 8, 2010 |
| Froude Donald E | President, U.S. Advisor Group | Award / Grant | 24,174 | — | — | 41,345 | Feb 8, 2010 |
| HUNTER KELLI A | Exec VP of Human Resources | Award / Grant | 5,640 | — | — | 17,081 | Feb 8, 2010 |
| Junek John Carl | Exec VP and General Counsel | Award / Grant | 9,736 | — | — | 32,304 | Feb 8, 2010 |
| SALOW GLEN | Exec VP of Serv Del & Tech | Award / Grant | 17,123 | — | — | 63,008 | Feb 8, 2010 |
| Stewart David Kent | Sr Vice Pres and Controller | Award / Grant | 1,612 | — | — | 10,692 | Feb 8, 2010 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | Award / Grant | 9,736 | — | — | 22,867 | Feb 8, 2010 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Award / Grant | 26,188 | — | — | 75,787 | Feb 8, 2010 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | Award / Grant | 8,460 | — | — | 14,388 | Feb 8, 2010 |
| CRACCHIOLO JAMES M | Chairman and CEO | Tax Withholding | 4,859 | $38.24 | $185,808 | 155,017 | Jan 31, 2010 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Tax Withholding | 1,493 | $38.24 | $57,092 | 50,192 | Jan 30, 2010 |
| SALOW GLEN | Exec VP of Serv Del & Tech | Tax Withholding | 947 | $38.24 | $36,213 | 45,885 | Jan 30, 2010 |
| Sharan Kim Michelle | Pres-Fin Plan, Ret Svcs & CMO | Tax Withholding | 581 | $38.24 | $22,217 | 13,716 | Jan 30, 2010 |
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Tax Withholding | 169 | $38.24 | $6,463 | 3,811 | Jan 30, 2010 |
| Berman Walter Stanley | Executive VP and CFO | Tax Withholding | 682 | $38.24 | $26,080 | 25,086 | Jan 30, 2010 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | Tax Withholding | 560 | $38.24 | $21,414 | 13,493 | Jan 30, 2010 |
| Junek John Carl | Exec VP and General Counsel | Tax Withholding | 325 | $38.24 | $12,428 | 22,568 | Jan 29, 2010 |
| HUNTER KELLI A | Exec VP of Human Resources | Tax Withholding | 262 | $38.24 | $10,019 | 11,441 | Jan 29, 2010 |
| Stewart David Kent | Sr Vice Pres and Controller | Tax Withholding | 508 | $38.24 | $19,426 | 9,080 | Jan 29, 2010 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | Tax Withholding | 197 | $38.24 | $7,533 | 5,928 | Jan 29, 2010 |
| Berman Walter Stanley | Executive VP and CFO | Tax Withholding | 584 | $41.10 | $24,002 | 25,768 | Jan 26, 2010 |
| Sweeney Joseph Edward | Pres-AWM Products & Services | Tax Withholding | 346 | $40.10 | $13,875 | 14,053 | Jan 26, 2010 |
| Sharan Kim Michelle | Pres-Fin Plan, Ret Svcs & CMO | Tax Withholding | 353 | $40.10 | $14,155 | 14,297 | Jan 26, 2010 |
| SALOW GLEN | Exec VP of Serv Del & Tech | Tax Withholding | 940 | $40.10 | $37,694 | 46,832 | Jan 26, 2010 |
| Junek John Carl | Exec VP and General Counsel | Tax Withholding | 313 | $40.10 | $12,551 | 23,408 | Jan 26, 2010 |
| HUNTER KELLI A | Exec VP of Human Resources | Tax Withholding | 250 | $40.10 | $10,025 | 12,065 | Jan 26, 2010 |
| CRACCHIOLO JAMES M | Chairman and CEO | Tax Withholding | 2,911 | $40.10 | $116,731 | 159,876 | Jan 26, 2010 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Tax Withholding | 563 | $40.10 | $22,576 | 51,685 | Jan 26, 2010 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | Tax Withholding | 158 | $40.10 | $6,336 | 6,404 | Jan 26, 2010 |
| Froude Donald E | President, U.S. Advisor Group | I | 620 | $56.84 | $35,249 | 689 | Dec 23, 2009 |
| HUNTER KELLI A | Exec VP of Human Resources | Tax Withholding | 515 | $36.43 | $18,761 | 12,315 | Oct 3, 2009 |
| SALOW GLEN | Exec VP of Serv Del & Tech | Tax Withholding | 2,033 | $36.43 | $74,062 | 47,772 | Oct 3, 2009 |
| Sharan Kim Michelle | Exec VP & Chief Mktg Officer | Tax Withholding | 938 | $36.43 | $34,171 | 14,650 | Oct 3, 2009 |
| Berman Walter Stanley | Executive VP and CFO | Tax Withholding | 2,006 | $36.43 | $73,079 | 26,352 | Oct 3, 2009 |
| Woerner John Robert | Pres Ins & Chief Strat Officer | Tax Withholding | 292 | $36.43 | $10,638 | 6,562 | Oct 3, 2009 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Tax Withholding | 1,744 | $36.43 | $63,534 | 52,248 | Oct 3, 2009 |
| Sweeney Joseph Edward | Pres Fin Pln Prdcts and Serv | Tax Withholding | 908 | $36.43 | $33,078 | 14,399 | Oct 3, 2009 |
| Stewart David Kent | Sr Vice Pres and Controller | Tax Withholding | 146 | $36.43 | $5,319 | 10,394 | Oct 3, 2009 |
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Tax Withholding | 68 | $36.43 | $2,477 | 3,980 | Oct 3, 2009 |
| Junek John Carl | Exec VP and General Counsel | Tax Withholding | 876 | $36.43 | $31,913 | 23,721 | Oct 3, 2009 |
| Froude Donald E | President, U.S. Advisor Group | Tax Withholding | 2,143 | $36.97 | $79,227 | 17,171 | Oct 1, 2009 |
| HUNTER KELLI A | Exec VP of Human Resources | Tax Withholding | 579 | $23.01 | $13,323 | 12,830 | Jun 23, 2009 |
| Davey Deirdre N | Sr VP Corp Comm/Cmnity Rltns | Tax Withholding | 57 | $30.93 | $1,763 | 4,048 | Jun 1, 2009 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Purchase | 1,000 | $13.55 | $13,550 | 11,000 | Mar 6, 2009 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Purchase | 1,000 | $15.00 | $15,000 | 10,000 | Mar 2, 2009 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Purchase | 1,000 | $16.00 | $16,000 | 9,000 | Feb 23, 2009 |
| TRUSCOTT WILLIAM F | Pres - U.S. Asset Mgmt, CIO | Tax Withholding | 1,536 | $21.24 | $32,625 | 54,579 | Jan 30, 2009 |
| Sharan Kim Michelle | Exec VP & Chief Mktg Officer | Tax Withholding | 580 | $21.24 | $12,319 | 15,982 | Jan 30, 2009 |
| CRACCHIOLO JAMES M | Chairman and CEO | Tax Withholding | 12,827 | $20.15 | $258,464 | 162,787 | Jan 30, 2009 |
| SALOW GLEN | Exec VP of Serv Del & Tech | Tax Withholding | 964 | $20.15 | $19,425 | 49,805 | Jan 30, 2009 |