CAPSTONE COMPANIES, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Wallach Stewart | — | Purchase | 5,000 | — | — | 10,052,506 | Oct 11, 2024 |
| Wallach Stewart | — | Purchase | 6,500 | $0.01 | $65 | 10,052,506 | Sep 26, 2024 |
| Guzy Jeffrey J | — | Gift | 33,333 | — | — | 52,800 | Dec 16, 2021 |
| Guzy Jeffrey J | — | Option Exercise | 100,000 | $0.44 | $44,000 | 152,800 | Jul 15, 2021 |
| Guzy Jeffrey J | — | Option Exercise | 100,000 | $0.44 | $44,000 | 152,800 | Jul 15, 2021 |
| Wallach Stewart | CEO | Other | 7,500 | — | — | 7,500 | Jan 4, 2021 |
| POSTAL JEFFREY | — | Other | 7,500 | — | — | 7,500 | Jan 4, 2021 |
| POSTAL JEFFREY | — | Other | 50,000 | $0.47 | $23,500 | 4,891,332 | Sep 13, 2017 |
| Fisher Margaret | — | Sale | 42,429,136 | — | — | 3,000,000 | Oct 15, 2013 |
| Fisher Bart S | — | Sale | 21,570,864 | — | — | 7,300,805 | Oct 15, 2013 |
| POSTAL JEFFREY | — | Purchase | 64,000,000 | — | — | 64,000,000 | Oct 14, 2013 |
| POSTAL JEFFREY | — | Other | 848,571 | $0.01 | $8,486 | 63,811,748 | Jan 22, 2013 |
| Hung James Siu King | — | Other | 1,500,000 | $0.01 | $15,000 | 4,500,000 | Dec 1, 2012 |
| POSTAL JEFFREY | — | Purchase | 50,000 | $0.01 | $500 | 62,963,177 | Jul 19, 2012 |
| POSTAL JEFFREY | — | Purchase | 100,000 | $0.01 | $1,000 | 62,613,177 | Jul 18, 2012 |
| POSTAL JEFFREY | — | Purchase | 50,000 | $0.01 | $500 | 62,463,177 | Jul 17, 2012 |
| Hung James Siu King | — | Other | 1,500,000 | $0.01 | $15,000 | 3,000,000 | Jul 9, 2012 |
| POSTAL JEFFREY | — | Purchase | 5,000,000 | $0.01 | $50,000 | 28,901,250 | Feb 24, 2012 |
| POSTAL JEFFREY | — | Purchase | 33,511,927 | — | — | 33,511,927 | Jul 29, 2011 |
| POSTAL JEFFREY | — | Purchase | 33,511,927 | — | — | 62,413,177 | Jul 29, 2011 |
| ULLMAN HOWARD | — | Sale | 67,023,854 | — | — | 12,688,375 | Jul 29, 2011 |
| Wallach Stewart | CEO | Purchase | 33,511,927 | — | — | 147,618,822 | Jul 29, 2011 |
| McClinton James G | COO/CFO | Other | — | — | — | 504,949 | Jun 15, 2011 |
| Wallach Stewart | CEO | Other | 142,749 | $0.08 | $11,420 | 113,964,146 | Jun 15, 2011 |
| McClinton James G | COO/CFO | Other | 4,999 | $0.08 | $400 | 504,949 | Jun 15, 2011 |
| Wallach Stewart | CEO | Other | 142,749 | $0.08 | $11,420 | 114,106,895 | Jun 15, 2011 |
| POSTAL JEFFREY | — | Other | 3,000,000 | — | — | 28,901,250 | May 12, 2011 |
| POSTAL JEFFREY | — | Purchase | 3,000,000 | — | — | 31,901,250 | May 12, 2011 |
| ULLMAN HOWARD | Chairman | Sale | 3,000,000 | — | — | 79,706,229 | May 12, 2011 |
| Wallach Stewart | CEO | Purchase | 3,000,000 | — | — | 113,821,397 | May 12, 2011 |
| ULLMAN HOWARD | Chairman | Other | 20,000,000 | — | — | 85,706,229 | Feb 5, 2011 |
| Wallach Stewart | CEO | Other | 3,000,000 | — | — | 110,821,397 | Dec 3, 2010 |
| ULLMAN HOWARD | — | Other | 1,900,000 | — | — | 105,706,229 | Nov 29, 2010 |
| Wallach Stewart | CEO | Other | 7,804,884 | $0.01 | $78,049 | 116,821,397 | Jun 8, 2010 |
| ULLMAN HOWARD | Chairman | Other | 7,804,884 | $0.01 | $78,049 | 107,606,229 | Jun 8, 2010 |
| ULLMAN HOWARD | — | Other | 350,000 | — | — | 99,139,254 | Feb 26, 2010 |
| ULLMAN HOWARD | — | Other | 350,000 | — | — | 99,801,345 | Feb 26, 2010 |
| ULLMAN HOWARD | — | Sale | 5,000,000 | $0.01 | $50,000 | 99,489,254 | Jan 13, 2010 |
| POSTAL JEFFREY | — | Purchase | 5,000,000 | $0.01 | $50,000 | 28,901,250 | Jan 13, 2010 |
| ULLMAN HOWARD | — | C | 12,123,854 | — | — | 104,489,254 | Dec 15, 2009 |
| POSTAL JEFFREY | — | C | 16,665,000 | — | — | 23,901,250 | Dec 15, 2009 |
| Wallach Stewart | CEO | C | 59,468,986 | — | — | 124,626,281 | Dec 15, 2009 |
| HOLTZ LAURIE | — | C | 333,300 | — | — | 4,628,300 | Dec 15, 2009 |
| Fisher Margaret | — | Gift | 1,504,136 | — | — | 45,429,136 | Nov 30, 2009 |
| ULLMAN HOWARD | Chariman | Gift | 1,504,136 | — | — | 92,365,400 | Nov 13, 2009 |
| Wallach Stewart | CEO | Other | 46,876 | $0.02 | $938 | 892,124 | Jul 20, 2009 |
| ULLMAN HOWARD | Chairman | Other | 46,876 | $0.02 | $938 | 181,876 | Jul 20, 2009 |
| ULLMAN HOWARD | Chairman | Other | 55,000,000 | — | — | 93,869,536 | Jul 13, 2009 |
| POSTAL JEFFREY | — | Other | 250,000 | — | — | 250,000 | Jul 10, 2009 |
| ULLMAN HOWARD | — | Other | 135,000 | — | — | 135,000 | Jul 9, 2009 |