CAPSTONE COMPANIES, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Wallach Stewart | CEO | Other | 939,000 | — | — | — | Jul 9, 2009 |
| HOLTZ LAURIE | — | Other | 5,000 | — | — | 5,000 | Jul 9, 2009 |
| ULLMAN HOWARD | Chairman | Other | 15,000,000 | — | — | 155,769,536 | Jan 17, 2009 |
| POSTAL JEFFREY | — | Gift | 1,000,000 | $0.02 | $20,000 | 7,236,250 | Nov 20, 2008 |
| ULLMAN HOWARD | — | Other | 10,000,000 | — | — | 180,769,536 | Sep 29, 2008 |
| ULLMAN HOWARD | — | Other | 10,000,000 | — | — | 170,769,536 | Sep 13, 2008 |
| ULLMAN HOWARD | — | Other | 5,000,000 | — | — | 190,769,536 | Sep 8, 2008 |
| ULLMAN HOWARD | — | Other | 3,700,000 | — | — | 152,069,536 | Jun 20, 2008 |
| ULLMAN HOWARD | — | Sale | 939,000 | $0.17 | $159,630 | 917,813 | Jun 2, 2008 |
| Wallach Stewart | CEO and President | Purchase | 35,000,000 | — | — | 65,157,295 | Jun 2, 2008 |
| ULLMAN HOWARD | — | Sale | 350,000 | — | — | 196,431,627 | Jun 2, 2008 |
| Fisher Bart S | — | Sale | 110,000 | $0.02 | $2,200 | 31,115,419 | Apr 30, 2008 |
| Fisher Bart S | — | Sale | 200,000 | $0.03 | $6,000 | 31,315,419 | Feb 25, 2008 |
| Fisher Bart S | — | Sale | 100,000 | $0.03 | $3,000 | 31,515,419 | Feb 22, 2008 |
| ULLMAN HOWARD | — | Other | 3,142,858 | $0.07 | $220,000 | 231,431,627 | Feb 15, 2008 |
| Sloven Larry Paul | — | Award / Grant | 792,000 | $0.02 | $15,840 | 792,000 | Feb 5, 2008 |
| Guzy Jeffrey J | — | Award / Grant | 792,000 | $0.02 | $15,840 | 832,000 | Feb 5, 2008 |
| Fisher Bart S | — | Sale | 145,000 | $0.03 | $4,350 | 31,715,419 | Jan 15, 2008 |
| ULLMAN HOWARD | — | Other | 10,000,000 | — | — | 280,769,536 | Jan 15, 2008 |
| Wallach Stewart | CEO & President | Other | 10,000,000 | — | — | 30,157,295 | Jan 15, 2008 |
| ULLMAN HOWARD | — | Other | 750,075 | — | — | 1,856,813 | Jan 15, 2008 |
| Fisher Bart S | — | Sale | 180,000 | $0.03 | $5,400 | 32,280,419 | Jan 4, 2008 |
| ULLMAN HOWARD | Chairman | Other | 416,708 | $0.04 | $16,668 | 1,106,738 | Nov 2, 2007 |
| ULLMAN HOWARD | — | Award / Grant | 2,804,947 | $0.09 | $252,445 | 293,594,483 | Aug 21, 2007 |
| Fisher Bart S | — | Sale | 100,000 | $0.03 | $3,000 | 28,562,185 | Apr 20, 2007 |
| ULLMAN HOWARD | CEO & President | Award / Grant | 757,575 | $0.03 | $22,727 | 290,769,536 | Mar 29, 2007 |
| ULLMAN HOWARD | CEO & President | Award / Grant | 757,575 | $0.01 | $7,576 | 290,769,536 | Mar 23, 2007 |
| McClinton James G | COO | Award / Grant | 500,000 | $0.08 | $40,000 | 500,000 | Feb 27, 2007 |
| POSTAL JEFFREY | — | Other | 250,000 | — | — | 250,000 | Feb 21, 2007 |
| Fisher Bart S | — | Sale | 5,000 | $0.05 | $250 | 33,775,419 | Oct 23, 2006 |
| Fisher Bart S | — | Sale | 200,000 | $0.09 | $18,000 | 37,018,419 | Oct 20, 2006 |
| ULLMAN HOWARD | CEO & President | Award / Grant | 1,000,000 | — | — | 286,749,711 | Oct 11, 2006 |
| Lamadrid Lorenzo Cesar | — | Award / Grant | 1,000,000 | — | — | 6,000,000 | Oct 11, 2006 |
| ULLMAN HOWARD | CEO & President | Award / Grant | 1,900,000 | $0.01 | $19,000 | 305,749,711 | Oct 5, 2006 |
| ULLMAN HOWARD | Chairman | Other | 303,030 | — | — | 690,030 | Sep 22, 2006 |
| ULLMAN HOWARD | Chairman | Other | 300,030 | — | — | 687,030 | Sep 22, 2006 |
| ULLMAN HOWARD | CEO & President | Other | 20,000,000 | — | — | 283,849,711 | Sep 22, 2006 |
| Fisher Bart S | — | Sale | 100,000 | $0.10 | $10,000 | 38,918,419 | Jul 21, 2006 |
| ULLMAN HOWARD | CEO & President | Sale | 1,000,000 | $0.16 | $160,000 | 303,849,711 | Jul 12, 2006 |
| ULLMAN HOWARD | CEO, President | Sale | 700,000 | $0.07 | $49,000 | 304,849,711 | Jun 9, 2006 |
| ULLMAN HOWARD | CEO & President | Sale | 1,000,000 | $0.04 | $40,000 | 304,896,091 | May 24, 2006 |
| ULLMAN HOWARD | CEO & President | Sale | 1,000,000 | $0.03 | $30,000 | 306,996,091 | Mar 10, 2006 |
| ULLMAN HOWARD | CEO & President | Sale | 1,000,000 | $0.02 | $20,000 | 307,996,091 | Mar 1, 2006 |
| Lamadrid Lorenzo Cesar | — | Other | 15,000 | $1.00 | $15,000 | 15,000 | Feb 21, 2006 |
| HOLTZ LAURIE | — | Other | 5,000 | $1.00 | $5,000 | 5,000 | Feb 21, 2006 |
| POSTAL JEFFREY | — | Other | 250,000 | $1.00 | $250,000 | 250,000 | Feb 21, 2006 |
| ULLMAN HOWARD | CEO & President | Other | 387,000 | $1.00 | $387,000 | 387,000 | Feb 21, 2006 |
| Fisher Bart S | — | Sale | 10,000 | $0.04 | $400 | 42,810,219 | Oct 3, 2005 |
| POSTAL JEFFREY | — | Other | 6,500 | $0.02 | $130 | 6,500,000 | May 21, 2004 |