HIGH INCOME SECURITIES FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GOLDSTEIN PHILLIP | — | Sale | 5,743 | $9.90 | $56,856 | 103,816 | Aug 9, 2021 |
| GOLDSTEIN PHILLIP | — | Sale | 12,758 | $9.87 | $125,921 | 125,801 | Aug 5, 2021 |
| GOLDSTEIN PHILLIP | — | Sale | 5,000 | $9.86 | $49,300 | 157,065 | Aug 3, 2021 |
| SELL MORITZ A | — | Option Exercise | 5,060 | $8.24 | $41,694 | 5,620 | Feb 2, 2021 |
| GOLDSTEIN PHILLIP | — | Option Exercise | 163,703 | $8.24 | $1,348,913 | 163,706 | Feb 2, 2021 |
| HELLERMAN GERALD | — | Option Exercise | 11,183 | $8.24 | $92,148 | 19,234 | Feb 2, 2021 |
| Dakos Andrew | — | Option Exercise | 39,000 | $8.24 | $321,360 | 51,745 | Feb 2, 2021 |
| SELL MORITZ A | — | Option Exercise | 3,560 | $8.24 | $29,334 | 4,120 | Feb 2, 2021 |
| Dakos Andrew | — | Sale | 9,355 | $8.59 | $80,359 | 12,745 | Jan 20, 2021 |
| GOLDSTEIN PHILLIP | — | Sale | 6,710 | $8.54 | $57,303 | 6,993 | Dec 24, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 4,800 | $9.02 | $43,296 | 14,681 | Dec 18, 2020 |
| Dakos Andrew | — | Sale | 1,299 | $8.96 | $11,639 | 24,000 | Dec 16, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 368 | $8.68 | $3,194 | 38,703 | Dec 8, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 5,000 | $8.66 | $43,300 | 39,481 | Dec 8, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 5,000 | $8.52 | $42,600 | 44,481 | Dec 4, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 410 | $8.40 | $3,444 | 64,026 | Dec 2, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 4,746 | $8.40 | $39,866 | 64,436 | Dec 1, 2020 |
| HELLERMAN GERALD | — | Purchase | 1,900 | $7.25 | $13,775 | 7,776 | Oct 30, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 1,188 | $8.15 | $9,682 | 69,436 | Oct 21, 2020 |
| Dakos Andrew | — | Sale | 2,819 | $8.35 | $23,539 | 35,299 | Oct 14, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 3,432 | $8.42 | $28,897 | 70,624 | Oct 8, 2020 |
| SELL MORITZ A | — | Sale | 2,000 | $8.30 | $16,600 | 560 | Oct 7, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 10 | $8.33 | $83 | 95,352 | Oct 1, 2020 |
| Dakos Andrew | — | Sale | 10,000 | $8.33 | $83,300 | 43,507 | Sep 29, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 2,403 | $8.34 | $20,041 | 103,653 | Sep 22, 2020 |
| Dakos Andrew | — | Sale | 10,000 | $8.61 | $86,100 | 60,000 | Sep 21, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 2,469 | $8.47 | $20,912 | 108,815 | Sep 16, 2020 |
| GOLDSTEIN PHILLIP | — | Sale | 1,416 | $8.50 | $12,036 | 123,501 | Sep 15, 2020 |
| HELLERMAN GERALD | — | Purchase | 50 | $8.26 | $413 | 5,776 | Sep 11, 2020 |
| HELLERMAN GERALD | — | Purchase | 1,000 | $5.91 | $5,910 | 5,432 | Apr 3, 2020 |
| SELL MORITZ A | — | Purchase | 2,560 | $5.13 | $13,133 | 2,560 | Mar 19, 2020 |
| HELLERMAN GERALD | — | Purchase | 1,750 | $8.48 | $14,840 | 4,250 | Oct 23, 2019 |
| Dakos Andrew | — | Sale | 107 | $8.46 | $905 | — | Oct 16, 2019 |
| GOLDSTEIN PHILLIP | — | Sale | 107 | $8.46 | $905 | — | Oct 16, 2019 |
| HELLERMAN GERALD | — | Purchase | 1,000 | $8.46 | $8,460 | 2,500 | Oct 8, 2019 |
| HELLERMAN GERALD | — | Purchase | 1,500 | $8.52 | $12,780 | 1,500 | Oct 3, 2019 |
| Dakos Andrew | — | Sale | 220,000 | $9.25 | $2,035,000 | 106 | Mar 25, 2019 |
| GOLDSTEIN PHILLIP | — | Purchase | 150,000 | $9.25 | $1,387,500 | 150,000 | Mar 25, 2019 |
| HELLERMAN GERALD | — | Disposition | 1,178 | $9.25 | $10,897 | — | Mar 19, 2019 |
| Dakos Andrew | — | Disposition | 1,247,106 | $9.25 | $11,535,731 | 220,106 | Mar 19, 2019 |
| GOLDSTEIN PHILLIP | — | Disposition | 6,241 | $9.25 | $57,729 | — | Mar 19, 2019 |
| Das Rajeev P | — | Disposition | 1,003 | $9.25 | $9,278 | — | Mar 19, 2019 |
| Dakos Andrew | — | Disposition | 933 | $9.25 | $8,630 | — | Mar 19, 2019 |
| GOLDSTEIN PHILLIP | — | Gift | 10,772 | — | — | 6,241 | Dec 26, 2018 |
| Samuels Steven | — | Other | 90,422 | — | — | 1,467,199 | Jun 6, 2018 |
| Samuels Steven | — | Purchase | 100 | $9.00 | $900 | 1,557,621 | Feb 2, 2018 |
| GOLDSTEIN PHILLIP | — | Purchase | 15,248 | $9.12 | $139,062 | 1,548,821 | Feb 1, 2018 |
| Samuels Steven | — | Purchase | 1,123 | $9.12 | $10,242 | 3,123 | Jan 29, 2018 |
| Dakos Andrew | — | Purchase | 3,358 | $9.19 | $30,860 | 1,533,573 | Jan 25, 2018 |
| Bulldog Investors, LLC | — | Purchase | 4,000 | $9.09 | $36,360 | 1,530,215 | Jan 19, 2018 |