HIGH INCOME SECURITIES FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| GOLDSTEIN PHILLIP | — | Purchase | 800 | $6.03 | $4,824 | 3,434 | Dec 16, 2025 |
| SELL MORITZ A | — | Purchase | 789 | $5.95 | $4,695 | 11,822 | Apr 9, 2025 |
| SELL MORITZ A | — | Purchase | 487 | $5.90 | $2,873 | 11,033 | Apr 7, 2025 |
| GOLDSTEIN PHILLIP | — | Sale | 9,296 | $6.85 | $63,678 | 7,131 | Feb 25, 2025 |
| Das Rajeev P | — | Sale | 114 | $6.71 | $765 | — | Feb 4, 2025 |
| SELL MORITZ A | — | Purchase | 1,624 | $6.50 | $10,556 | 5,446 | Jan 8, 2025 |
| HELLERMAN GERALD | — | Sale | 259 | $6.47 | $1,676 | 37,000 | Dec 26, 2024 |
| HELLERMAN GERALD | — | Purchase | 2,000 | $6.34 | $12,680 | 37,259 | Dec 19, 2024 |
| HELLERMAN GERALD | — | Purchase | 2,525 | $6.50 | $16,413 | 35,259 | Dec 17, 2024 |
| SELL MORITZ A | — | Disposition | 33,699 | $7.07 | $238,252 | 3,822 | Dec 12, 2024 |
| HELLERMAN GERALD | — | Disposition | 38,142 | $7.07 | $269,664 | 4,325 | Dec 12, 2024 |
| GOLDSTEIN PHILLIP | — | Disposition | 233,119 | $7.07 | $1,648,151 | 26,427 | Dec 12, 2024 |
| DAYAN RICHARD | — | Disposition | 4,851 | $7.07 | $34,297 | 549 | Dec 12, 2024 |
| Das Rajeev P | — | Disposition | 2,073 | $7.07 | $14,656 | 236 | Dec 12, 2024 |
| Dakos Andrew | President | Disposition | 94,433 | $7.07 | $667,641 | 10,705 | Dec 12, 2024 |
| GOLDSTEIN PHILLIP | — | Option Exercise | 249,773 | $6.48 | $1,618,529 | 259,546 | Aug 16, 2024 |
| DAYAN RICHARD | — | Option Exercise | 5,200 | $6.48 | $33,696 | 5,400 | Aug 16, 2024 |
| SELL MORITZ A | — | Option Exercise | 19,385 | $6.48 | $125,615 | 37,521 | Aug 15, 2024 |
| HELLERMAN GERALD | — | Option Exercise | 2,441 | $6.48 | $15,818 | 42,467 | Aug 15, 2024 |
| Das Rajeev P | — | Option Exercise | 78 | $6.48 | $505 | 79 | Aug 15, 2024 |
| Dakos Andrew | President | Option Exercise | 70,092 | $6.48 | $454,196 | 105,138 | Aug 15, 2024 |
| GOLDSTEIN PHILLIP | — | Sale | 60,000 | $6.93 | $415,800 | 39,773 | Jun 28, 2024 |
| DAYAN RICHARD | — | Purchase | 200 | $6.93 | $1,386 | 200 | Jun 28, 2024 |
| GOLDSTEIN PHILLIP | — | Sale | 40,000 | $6.81 | $272,400 | 174,373 | Jun 27, 2024 |
| Das Rajeev P | — | Purchase | 25 | $6.92 | $173 | 25 | Jun 27, 2024 |
| HELLERMAN GERALD | — | Purchase | 100 | $6.81 | $681 | 40,026 | Jun 4, 2024 |
| SELL MORITZ A | — | Purchase | 1,000 | $6.17 | $6,170 | 17,988 | May 4, 2023 |
| GOLDSTEIN PHILLIP | — | Purchase | 10,000 | $6.37 | $63,700 | 244,373 | Apr 21, 2023 |
| SELL MORITZ A | — | Purchase | 500 | $6.60 | $3,300 | 15,875 | Apr 13, 2023 |
| GOLDSTEIN PHILLIP | — | Purchase | 10,000 | $6.39 | $63,900 | 234,373 | Apr 10, 2023 |
| GOLDSTEIN PHILLIP | — | Purchase | 9,510 | $6.41 | $60,959 | 224,373 | Apr 6, 2023 |
| GOLDSTEIN PHILLIP | — | Purchase | 4,000 | $6.28 | $25,120 | 214,863 | Mar 17, 2023 |
| GOLDSTEIN PHILLIP | — | Purchase | 790 | $6.36 | $5,024 | 210,863 | Mar 13, 2023 |
| SELL MORITZ A | — | Purchase | 1,064 | $6.49 | $6,905 | 12,217 | Dec 27, 2022 |
| SELL MORITZ A | — | Purchase | 1,000 | $6.66 | $6,660 | 11,095 | Sep 26, 2022 |
| SELL MORITZ A | — | Purchase | 1,000 | $7.80 | $7,800 | 9,672 | Jan 24, 2022 |
| HELLERMAN GERALD | — | Purchase | 700 | $8.28 | $5,796 | 32,035 | Jan 21, 2022 |
| HELLERMAN GERALD | — | Option Exercise | 19,072 | $8.36 | $159,442 | 30,778 | Nov 2, 2021 |
| SELL MORITZ A | — | Option Exercise | 2,705 | $8.36 | $22,614 | 8,325 | Nov 1, 2021 |
| GOLDSTEIN PHILLIP | — | Option Exercise | 209,944 | $8.36 | $1,755,132 | 210,073 | Nov 1, 2021 |
| Dakos Andrew | President | Option Exercise | 31,745 | $8.36 | $265,388 | 33,490 | Nov 1, 2021 |
| HARRIS BEN H | — | Option Exercise | 3,977 | $8.36 | $33,248 | 5,652 | Nov 1, 2021 |
| Dakos Andrew | President | Option Exercise | 33,301 | $8.36 | $278,396 | 35,046 | Nov 1, 2021 |
| HARRIS BEN H | — | Purchase | 1,675 | $10.00 | $16,750 | 1,675 | Sep 17, 2021 |
| HELLERMAN GERALD | — | Sale | 9,000 | $10.00 | $90,000 | 11,012 | Sep 17, 2021 |
| Dakos Andrew | — | Sale | 20,000 | $9.96 | $199,200 | 11,745 | Sep 16, 2021 |
| Dakos Andrew | — | Sale | 10,000 | $9.94 | $99,400 | 41,745 | Sep 14, 2021 |
| GOLDSTEIN PHILLIP | — | Sale | 13,000 | $10.00 | $130,000 | 15,129 | Aug 17, 2021 |
| GOLDSTEIN PHILLIP | — | Sale | 5,000 | $9.93 | $49,650 | 33,129 | Aug 16, 2021 |
| GOLDSTEIN PHILLIP | — | Sale | 10,000 | $9.89 | $98,900 | 58,439 | Aug 11, 2021 |