LIBERTY ALL STAR EQUITY FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| DST SYSTEMS INC | — | Purchase | 2,935 | $5.07 | $14,880 | 481,376 | Dec 14, 2011 |
| DST SYSTEMS INC | — | Purchase | 23,443 | $5.07 | $118,856 | 478,441 | Dec 6, 2011 |
| DST SYSTEMS INC | — | Purchase | 35,569 | $5.07 | $180,335 | 454,998 | Nov 28, 2011 |
| DST SYSTEMS INC | — | Purchase | 12,849 | $5.07 | $65,144 | 417,802 | Nov 22, 2011 |
| HALEY MARK T | Senior Vice President | Purchase | 4,000 | $4.42 | $17,680 | 36,793 | May 6, 2010 |
| HALEY MARK T | Senior Vice President | Purchase | 10,000 | $4.68 | $46,800 | 31,534 | Mar 11, 2010 |
| HALEY MARK T | Senior Vice President | Purchase | 1,500 | $3.88 | $5,820 | 22,316 | Sep 4, 2009 |
| HALEY MARK T | Senior Vice President | Purchase | 1,000 | $3.38 | $3,380 | 20,476 | Apr 30, 2009 |
| LOWRY RICHARD W | — | Purchase | 20,000 | $3.15 | $63,000 | 187,067 | Mar 3, 2009 |
| HALEY MARK T | Senior Vice President | Purchase | 1,000 | $2.42 | $2,420 | 18,794 | Mar 3, 2009 |
| LOWRY RICHARD W | — | Purchase | 20,000 | $3.08 | $61,600 | 127,067 | Oct 10, 2008 |
| LOWRY RICHARD W | — | Purchase | 2,000 | $3.08 | $6,160 | 127,067 | Oct 10, 2008 |
| HALEY MARK T | Senior Vice President | Purchase | 2,400 | $3.45 | $8,280 | 17,312 | Oct 9, 2008 |
| LOWRY RICHARD W | — | Purchase | 20,000 | $3.75 | $75,000 | 107,067 | Oct 8, 2008 |
| PARMENTIER WILLIAM R JR | President | Purchase | 5,000 | $5.25 | $26,250 | 38,796 | Jul 15, 2008 |
| HALEY MARK T | Senior Vice President | Purchase | 1,500 | $5.44 | $8,160 | 12,919 | Jul 11, 2008 |
| HALEY MARK T | Senior Vice President | Purchase | 2,300 | $6.51 | $14,973 | 10,804 | Jan 8, 2008 |
| PARMENTIER WILLIAM R JR | President | Purchase | 7,000 | $6.51 | $45,570 | 32,148 | Jan 8, 2008 |
| BROCK THOMAS W | — | Purchase | 1,461 | $5.61 | $8,196 | 16,516 | Jan 8, 2008 |
| HALEY MARK T | Vice President | Purchase | 1,300 | $7.43 | $9,659 | 8,292 | Nov 14, 2007 |
| HALEY MARK T | Senior Vice President | Purchase | 1,300 | $7.43 | $9,659 | 8,292 | Nov 14, 2007 |
| Rantzow Richard Carl | — | Purchase | 1,800 | $8.47 | $15,246 | 2,851 | Jan 22, 2007 |
| BROCK THOMAS W | — | Purchase | 13,500 | $7.42 | $100,170 | 13,500 | Sep 11, 2006 |