LIBERTY ALL STAR EQUITY FUND — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| HALEY MARK T | President | Purchase | 1,600 | $6.30 | $10,080 | 159,071 | Dec 30, 2025 |
| Khwaja-Dixon Sareena | Assistant Secretary | Purchase | 500 | $5.86 | $2,930 | 500 | Nov 21, 2025 |
| HALEY MARK T | President | Purchase | 1,000 | $6.37 | $6,370 | 157,471 | Oct 1, 2025 |
| HALEY MARK T | President | Purchase | 1,500 | $6.58 | $9,870 | 156,471 | Sep 9, 2025 |
| MILAS ROBERT | — | Purchase | 1,500 | $6.66 | $9,990 | 3,685 | May 19, 2025 |
| BURKE EDMUND J | — | Purchase | 4,000 | $7.09 | $28,360 | 6,500 | Mar 26, 2024 |
| Usifer Maureen K | — | Purchase | 2,200 | $6.82 | $15,004 | 6,600 | Mar 12, 2024 |
| MILAS ROBERT | — | Purchase | 1,450 | $6.83 | $9,904 | 1,975 | Mar 11, 2024 |
| HALEY MARK T | President | Purchase | 1,600 | $6.06 | $9,696 | 127,029 | Dec 8, 2023 |
| HALEY MARK T | Senior Vice President | Purchase | 500 | $6.12 | $3,060 | 125,429 | Nov 3, 2023 |
| MILAS ROBERT | — | Purchase | 500 | $6.05 | $3,025 | 500 | Sep 18, 2023 |
| MILAS ROBERT | Vice President of the Funds | Purchase | 500 | $6.05 | $3,025 | 500 | Sep 18, 2023 |
| Irvin Milton M | — | Purchase | 1,000 | $6.32 | $6,320 | 6,858 | Aug 29, 2023 |
| BURKE EDMUND J | — | Purchase | 2,500 | $6.12 | $15,300 | 2,500 | Jun 7, 2023 |
| PARMENTIER WILLIAM R JR | — | Sale | 34,931 | $5.98 | $208,887 | 30,625 | May 26, 2023 |
| PARMENTIER WILLIAM R JR | President | Purchase | 34,931 | $5.98 | $208,887 | 30,625 | May 26, 2023 |
| NEUHAUSER JOHN J | — | Purchase | 2,148 | $7.78 | $16,712 | 14,390 | Dec 2, 2021 |
| Usifer Maureen K | — | Purchase | 400 | $7.78 | $3,112 | 4,400 | Dec 2, 2021 |
| HALEY MARK T | Senior Vice President | Purchase | 2,553 | $7.78 | $19,862 | 101,894 | Dec 2, 2021 |
| Gleicher Howard Roy | — | Purchase | 2,000 | $7.78 | $15,560 | 22,000 | Nov 22, 2021 |
| BROCK THOMAS W | — | Purchase | 5,000 | $6.68 | $33,400 | 85,000 | Dec 2, 2020 |
| BROCK THOMAS W | — | Purchase | 25,000 | $6.45 | $161,250 | 80,000 | Nov 9, 2020 |
| BROCK THOMAS W | — | Purchase | 6,254 | $6.19 | $38,712 | 55,000 | Aug 31, 2020 |
| HALEY MARK T | Senior Vice President | Purchase | 200 | $5.70 | $1,140 | 87,627 | Jun 30, 2020 |
| BROCK THOMAS W | — | Sale | 2,568 | $5.81 | $14,920 | — | Jun 19, 2020 |
| Irvin Milton M | — | Purchase | 500 | $5.28 | $2,640 | 3,854 | Apr 28, 2020 |
| Irvin Milton M | — | Purchase | 1,000 | $6.29 | $6,290 | 3,049 | Apr 30, 2019 |
| BROCK THOMAS W | — | Purchase | 700 | $6.42 | $4,494 | 2,500 | Apr 23, 2019 |
| NEUHAUSER JOHN J | — | Purchase | 10,000 | $6.22 | $62,200 | 10,156 | Apr 4, 2019 |
| BROCK THOMAS W | — | Purchase | 800 | $6.09 | $4,872 | 1,800 | Feb 20, 2019 |
| Irvin Milton M | — | Purchase | 2,000 | $5.67 | $11,340 | 2,000 | Dec 10, 2018 |
| Usifer Maureen K | — | Purchase | 4,000 | $5.97 | $23,880 | 4,000 | Nov 15, 2018 |
| BROCK THOMAS W | — | Purchase | 1,000 | $6.19 | $6,190 | 1,000 | Nov 13, 2018 |
| BROCK THOMAS W | — | Purchase | 15,000 | $6.12 | $91,800 | 48,747 | Nov 6, 2018 |
| BENNING JOHN A | — | Sale | 10,000 | $5.18 | $51,800 | 20,035 | Aug 17, 2016 |
| BENNING JOHN A | — | Sale | 5,000 | $5.16 | $25,800 | 30,035 | Aug 10, 2016 |
| Gleicher Howard Roy | — | Purchase | 100 | $4.89 | $489 | — | Jan 12, 2016 |
| Rantzow Richard Carl | — | Purchase | 3,000 | $5.89 | $17,670 | 3,000 | May 8, 2015 |
| Rantzow Richard Carl | — | Sale | 3,665 | $5.80 | $21,259 | — | Apr 2, 2015 |
| DST SYSTEMS INC | — | Sale | 409,999 | $5.78 | $2,369,794 | — | Aug 13, 2014 |
| DST SYSTEMS INC | — | Sale | 252,138 | $5.76 | $1,452,315 | 409,999 | Aug 12, 2014 |
| DST SYSTEMS INC | — | Sale | 252,138 | $5.76 | $1,452,315 | 409,999 | Aug 12, 2014 |
| BENNING JOHN A | — | Sale | 900 | $5.13 | $4,617 | 27,581 | Apr 9, 2013 |
| BENNING JOHN A | — | Sale | 5,100 | $5.13 | $26,163 | 34,481 | Apr 9, 2013 |
| LOWRY RICHARD W | — | Sale | 6,719 | $4.79 | $32,184 | 167,726 | Dec 18, 2012 |
| BENNING JOHN A | — | Sale | 9,500 | $4.48 | $42,560 | 39,581 | Nov 20, 2012 |
| Gaspari George R | — | Purchase | 1,000 | $4.95 | $4,950 | 1,000 | Mar 26, 2012 |
| BENNING JOHN A | — | Sale | 2,100 | $4.23 | $8,883 | 53,187 | Dec 29, 2011 |
| DST SYSTEMS INC | — | Purchase | 88,061 | $5.07 | $446,469 | 591,950 | Dec 28, 2011 |
| DST SYSTEMS INC | — | Purchase | 15,380 | $5.07 | $77,977 | 503,889 | Dec 16, 2011 |