ELLSWORTH GROWTH & INCOME FUND LTD — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | — | Purchase | 33,764 | $12.15 | $410,233 | 1,680,620 | Nov 7, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 11,604 | $12.28 | $142,497 | 1,646,856 | Oct 28, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 8,031 | $10.69 | $85,851 | 1,635,252 | Aug 19, 2025 |
| GABELLI MARIO J | — | Other | 320,000 | $10.00 | $3,200,000 | 20,000 | Jun 26, 2025 |
| Weinstein Boaz | — | Purchase | 856 | $9.60 | $8,218 | 1,627,221 | May 19, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 17,576 | $9.19 | $161,523 | 1,626,365 | May 6, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 9,751 | $9.23 | $90,002 | 1,608,789 | May 5, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 1,000 | $9.11 | $9,110 | 1,599,038 | May 1, 2025 |
| Weinstein Boaz | — | Purchase | 4,738 | $9.04 | $42,832 | 1,575,591 | Apr 30, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 600 | $8.97 | $5,382 | 1,570,853 | Apr 28, 2025 |
| Weinstein Boaz | — | Purchase | 3,400 | $8.58 | $29,172 | 1,570,253 | Apr 21, 2025 |
| Weinstein Boaz | — | Purchase | 7,178 | $8.75 | $62,808 | 1,566,853 | Apr 15, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 14,065 | $8.64 | $121,522 | 1,559,675 | Apr 14, 2025 |
| Weinstein Boaz | — | Purchase | 11,276 | $8.37 | $94,380 | 1,545,610 | Apr 8, 2025 |
| Saba Capital Management, L.P. | — | Purchase | 33,476 | $8.88 | $297,267 | 1,478,789 | Apr 4, 2025 |
| Weinstein Boaz | — | Purchase | 34,285 | $9.05 | $310,279 | 1,438,272 | Apr 2, 2025 |
| Weinstein Boaz | — | Purchase | 3,302 | $8.93 | $29,487 | 1,403,987 | Sep 27, 2024 |
| GABELLI MARIO J | — | Other | 50,000 | $10.00 | $500,000 | 100,000 | Jun 26, 2024 |
| Ball John Chester | Treasurer | Purchase | 31 | $8.16 | $253 | 31 | Feb 22, 2024 |
| Dinsmore James Andrew | President | Purchase | 600 | $7.97 | $4,782 | 10,907 | Jan 23, 2024 |
| GABELLI MARIO J | — | Other | 50,000 | $10.00 | $500,000 | 150,000 | Jun 26, 2023 |
| VANEKRIS ANTHONIE C | — | Sale | 691 | $7.95 | $5,493 | 2,309 | Mar 28, 2023 |
| GABELLI MARIO J | — | Purchase | 190,000 | $10.00 | $1,900,000 | 190,000 | Jul 1, 2022 |
| Dinsmore James Andrew | President | Purchase | 3,000 | $10.00 | $30,000 | 3,000 | Jul 1, 2022 |
| Nakamura Kuni | — | Purchase | 595 | $10.40 | $6,188 | 2,400 | Jul 12, 2019 |
| Nakamura Kuni | — | Purchase | 105 | $10.32 | $1,084 | 1,805 | Jul 10, 2019 |
| Dinsmore James Andrew | President | Purchase | 1,350 | $8.82 | $11,907 | 6,822 | Jan 15, 2019 |
| Bizzell Kinchen C | — | Purchase | 549 | $9.10 | $4,996 | 7,716 | Feb 5, 2018 |
| Dinsmore James Andrew | President | Purchase | 600 | $9.59 | $5,754 | 5,185 | Jan 17, 2018 |
| Dinsmore James Andrew | President | Purchase | 1,000 | $25.00 | $25,000 | 1,000 | Sep 18, 2017 |
| Nakamura Kuni | — | Purchase | 250 | $25.00 | $6,250 | 250 | Sep 18, 2017 |
| Dinsmore James Andrew | — | Purchase | 600 | $8.52 | $5,112 | 4,367 | Jan 19, 2017 |
| Nakamura Kuni | — | Purchase | 3,200 | $7.75 | $24,800 | 3,200 | May 27, 2016 |
| Bizzell Kinchen C | — | Purchase | 655 | $7.60 | $4,978 | 6,562 | May 19, 2016 |
| CONN JAMES P | — | Purchase | 1,000 | $7.80 | $7,800 | 1,000 | Apr 26, 2016 |
| Dinsmore James Andrew | — | Sale | 1 | $7.24 | $7 | 3,616 | Mar 1, 2016 |
| LEVINE GARY I | — | Other | — | — | — | 5,065 | Feb 29, 2016 |
| PIERRE MERCEDES A | — | Other | — | — | — | 5,421 | Feb 3, 2016 |
| PLATT NICOLAS W | — | Purchase | 200 | $7.75 | $1,550 | 700 | Dec 29, 2015 |
| MELARKEY MICHAEL J | — | Purchase | 2,600 | $7.69 | $19,994 | 2,600 | Dec 9, 2015 |
| LAKE H TUCKER JR | — | Other | — | — | — | 6,383 | Nov 25, 2015 |
| ORTIZ GERMAINE M | — | Other | — | — | — | 3,562 | Nov 25, 2015 |
| VANEKRIS ANTHONIE C | — | Purchase | 3,000 | $8.02 | $24,060 | 3,000 | Nov 9, 2015 |
| DINSMORE CAPITAL MANAGEMENT CO/NJ | — | Sale | 1,256 | $7.96 | $9,998 | 14,720 | Sep 28, 2015 |
| DINSMORE THOMAS H | Chairman and CEO | Purchase | 1,256 | $7.96 | $9,998 | 71,650 | Sep 25, 2015 |
| O'Keeffe Jane D | President | Other | 2,088 | — | — | 18,158 | Mar 25, 2015 |
| Bizzell Kinchen C | — | Purchase | 650 | $7.65 | $4,973 | 4,903 | Jul 9, 2013 |
| O'Keeffe Jane D | President | Purchase | 2,000 | $7.40 | $14,800 | 16,741 | Jun 24, 2013 |
| DINSMORE THOMAS H | Chairman and CEO | Purchase | 800 | $7.47 | $5,976 | 64,063 | Jun 24, 2013 |
| Dinsmore James Andrew | Executive Vice President | Purchase | 500 | $7.48 | $3,740 | 3,028 | Jun 24, 2013 |