ELLSWORTH GROWTH & INCOME FUND LTD — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| BOGAN ELIZABETH C | — | Sale | 12,518 | $7.68 | $96,138 | 16,000 | Jun 18, 2013 |
| OKEEFFE JANE D | President | Gift | 1,000 | — | — | 1,088 | Jan 11, 2013 |
| DINSMORE THOMAS H | Chairman and CEO | Gift | 1,000 | — | — | 1,662 | Jan 11, 2013 |
| Dinsmore James Andrew | Vice President | Gift | 1,000 | — | — | 2,487 | Jan 11, 2013 |
| DINSMORE JEAN H | — | Gift | 6,000 | — | — | 12,937 | Jan 11, 2013 |
| BOGAN ELIZABETH C | — | Purchase | 100 | $7.02 | $702 | 18,509 | Nov 21, 2012 |
| Bizzell Kinchen C | — | Purchase | 470 | $7.47 | $3,511 | 4,039 | Feb 14, 2012 |
| Bizzell Kinchen C | — | Purchase | 655 | $7.59 | $4,971 | 3,261 | Feb 16, 2011 |
| Bizzell Kinchen C | — | Purchase | 655 | $7.59 | $4,971 | 3,261 | Feb 16, 2011 |
| Bizzell Kinchen C | — | Purchase | 300 | $6.38 | $1,914 | 2,023 | Jan 29, 2010 |
| LAKE H TUCKER JR | Vice President | Sale | 2,000 | $6.12 | $12,240 | 5,033 | Sep 22, 2009 |
| BOGAN ELIZABETH C | — | Sale | 7,169 | $6.12 | $43,874 | 16,380 | Sep 17, 2009 |
| LAKE H TUCKER JR | Vice President | Sale | 3,000 | $5.97 | $17,910 | 8,122 | Sep 10, 2009 |
| BOGAN ELIZABETH C | — | Sale | 3,629 | $5.71 | $20,722 | 23,549 | Sep 3, 2009 |
| BOGAN ELIZABETH C | — | Sale | 4,000 | $5.90 | $23,600 | 31,179 | Sep 2, 2009 |
| BOGAN ELIZABETH C | — | Sale | 4,000 | $5.87 | $23,480 | 35,010 | Aug 31, 2009 |
| Dinsmore James Andrew | Vice President | Other | 18 | $5.46 | $98 | 1,345 | Feb 12, 2009 |
| Bizzell Kinchen C | — | Purchase | 1,000 | $4.90 | $4,900 | 1,629 | Jan 15, 2009 |
| Harding Daniel Diss | — | Purchase | 5,000 | $4.30 | $21,500 | 11,134 | Dec 18, 2008 |
| DINSMORE CAPITAL MANAGEMENT CO/NJ | — | Sale | 5,144 | $4.86 | $25,000 | 11,480 | Nov 7, 2008 |
| DINSMORE THOMAS H | Chairman and CEO | Purchase | 5,144 | $4.86 | $25,000 | 52,555 | Nov 7, 2008 |
| Finnican Peter M | — | Gift | 1,000 | — | — | 2,212 | Oct 23, 2008 |
| FINNICAN SALLY J | — | Gift | 1,000 | — | — | 2,212 | Oct 23, 2008 |
| FINNICAN SALLY J | — | Gift | 1,000 | — | — | 16,087 | Oct 23, 2008 |
| Harding Daniel Diss | — | Purchase | 2,500 | $4.80 | $12,000 | 6,108 | Oct 23, 2008 |
| BOGAN ELIZABETH C | — | Purchase | 7,000 | $5.00 | $35,000 | 39,583 | Oct 14, 2008 |
| ORTIZ GERMAINE M | Vice President | Purchase | 500 | $3.97 | $1,985 | 2,662 | Oct 10, 2008 |
| PIERRE MERCEDES A | Vice President & CCO | Purchase | 300 | $5.50 | $1,650 | 3,708 | Oct 1, 2008 |
| DINSMORE THOMAS H | Chairman and CEO | Purchase | 100 | $5.33 | $533 | 43,511 | Sep 30, 2008 |
| OKEEFFE JANE D | President | Purchase | 1,000 | $6.05 | $6,050 | 12,766 | Sep 26, 2008 |
| OKEEFFE JANE D | PRESIDENT | Purchase | 900 | $6.04 | $5,436 | 15,498 | Sep 26, 2008 |
| DINSMORE CAPITAL MANAGEMENT CO/NJ | — | Sale | 7,664 | $6.55 | $50,199 | 16,624 | Sep 15, 2008 |
| Bizzell Kinchen C | — | Purchase | 600 | $8.00 | $4,800 | 600 | Feb 14, 2008 |
| PLATT NICOLAS W | — | Purchase | 500 | $8.07 | $4,035 | 500 | Sep 15, 2006 |
| LAKE H TUCKER JR | Vice President | Other | 187 | — | — | 14,635 | Apr 4, 2006 |