ARTIVION, INC. — Insider Transactions
Form 4 filings by directors, officers, and 10%+ shareholders
SEC rules require corporate insiders — including directors, executive officers, and any shareholder owning more than 10% of a company's shares — to report changes in their ownership within two business days of a transaction. These disclosures are filed as Form 4. Open-market purchases (code P) are generally considered the most meaningful signal, as insiders are spending their own money.
| Insider | Title | Type | Shares | Price | Value | Owns After | Date |
|---|---|---|---|---|---|---|---|
| McDermid James M | SVP, CHRO | Tax Withholding | 745 | $29.82 | $22,216 | 30,806 | Mar 14, 2019 |
| Saurini Sherry M | VP, Quality | Tax Withholding | 466 | $29.82 | $13,896 | 25,084 | Mar 14, 2019 |
| Capps Scott B | VP, Clinical Research | Award / Grant | 3,092 | — | — | 143,545 | Mar 14, 2019 |
| Davis John E | Senior VP, Global Sales | Tax Withholding | 3 | $29.70 | $89 | 49,754 | Mar 14, 2019 |
| Holloway Jean F | VP, General Counsel | Award / Grant | 5,940 | — | — | 59,260 | Mar 14, 2019 |
| Horton Amy | VP, Chief Accounting Officer | Award / Grant | 3,866 | — | — | 100,911 | Mar 14, 2019 |
| LEE DAVID ASHLEY | Executive VP, COO & CFO | Tax Withholding | 4 | $29.70 | $119 | 278,465 | Mar 14, 2019 |
| Mackin James P | President & CEO | Tax Withholding | 5,218 | $29.82 | $155,601 | 270,731 | Mar 14, 2019 |
| Maier Dennis B | Vice President, Operations | Award / Grant | 3,092 | — | — | 15,035 | Mar 14, 2019 |
| Horton Amy | VP, Chief Accounting Officer | Sale | 6,666 | $29.15 | $194,314 | 97,047 | Mar 6, 2019 |
| Simpson Michael S | SVP, Regulatory Affairs and QA | Award / Grant | 4,501 | — | — | 15,523 | Mar 5, 2019 |
| McDermid James M | SVP, CHRO | Award / Grant | 4,501 | — | — | 26,603 | Mar 5, 2019 |
| Maier Dennis B | Vice President, Operations | Award / Grant | 2,813 | — | — | 11,943 | Mar 5, 2019 |
| Mackin James P | President & CEO | Award / Grant | 23,948 | — | — | 252,541 | Mar 5, 2019 |
| Davis John E | Senior VP, Global Sales | Award / Grant | 4,952 | — | — | 49,757 | Mar 5, 2019 |
| LEE DAVID ASHLEY | Executive VP, COO & CFO | Award / Grant | 5,908 | — | — | 278,469 | Mar 5, 2019 |
| Horton Amy | VP, Chief Accounting Officer | Award / Grant | 3,095 | — | — | 97,047 | Mar 5, 2019 |
| Holloway Jean F | VP, General Counsel | Award / Grant | 4,952 | — | — | 53,323 | Mar 5, 2019 |
| Capps Scott B | VP, Clinical Research | Award / Grant | 2,813 | — | — | 140,455 | Mar 5, 2019 |
| Bogenschuetz Thomas J | VP, EMEA & General Manager | Award / Grant | 4,952 | — | — | 18,258 | Mar 5, 2019 |
| Saurini Sherry M | VP, Quality | Tax Withholding | 1,388 | $29.70 | $41,224 | 22,460 | Mar 2, 2019 |
| Capps Scott B | VP, Clinical Research | Tax Withholding | 1,087 | $29.70 | $32,284 | 137,642 | Mar 1, 2019 |
| Davis John E | Senior VP, Global Sales | Tax Withholding | 1,485 | $29.70 | $44,105 | 44,805 | Mar 1, 2019 |
| Holloway Jean F | VP, General Counsel | Tax Withholding | 1,506 | $29.70 | $44,728 | 48,371 | Mar 1, 2019 |
| Horton Amy | VP, Chief Accounting Officer | Tax Withholding | 1,133 | $29.70 | $33,650 | 93,952 | Mar 1, 2019 |
| LEE DAVID ASHLEY | Executive VP, COO & CFO | Tax Withholding | 2,015 | $29.70 | $59,846 | 272,561 | Mar 1, 2019 |
| Mackin James P | President & CEO | Tax Withholding | 8,103 | $29.70 | $240,659 | 228,593 | Mar 1, 2019 |
| McDermid James M | SVP, CHRO | Tax Withholding | 501 | $29.70 | $14,880 | 22,102 | Mar 1, 2019 |
| Saurini Sherry M | VP, Quality | Tax Withholding | 778 | $29.70 | $23,107 | 23,848 | Mar 1, 2019 |
| LEE DAVID ASHLEY | Executive VP, COO & CFO | Tax Withholding | 1,103 | $29.38 | $32,406 | 274,576 | Feb 22, 2019 |
| Holloway Jean F | VP, General Counsel | Tax Withholding | 882 | $29.38 | $25,913 | 49,877 | Feb 22, 2019 |
| McCall Ronald D | — | Sale | 6,200 | $29.26 | $181,412 | 137,699 | Feb 21, 2019 |
| Saurini Sherry M | VP, Quality | Tax Withholding | 1,760 | $28.84 | $50,758 | 24,626 | Feb 19, 2019 |
| Mackin James P | President & CEO | Tax Withholding | 6,602 | $28.84 | $190,402 | 236,696 | Feb 19, 2019 |
| LEE DAVID ASHLEY | Executive VP, COO & CFO | Tax Withholding | 4,053 | $28.84 | $116,889 | 275,679 | Feb 19, 2019 |
| Holloway Jean F | VP, General Counsel | Tax Withholding | 2,933 | $28.84 | $84,588 | 50,759 | Feb 19, 2019 |
| Davis John E | Senior VP, Global Sales | Tax Withholding | 2,941 | $28.84 | $84,818 | 46,290 | Feb 19, 2019 |
| Capps Scott B | VP, Clinical Research | Tax Withholding | 2,358 | $28.84 | $68,005 | 138,729 | Feb 19, 2019 |
| Horton Amy | VP, Chief Accounting Officer | Tax Withholding | 2,368 | $28.84 | $68,293 | 95,085 | Feb 19, 2019 |
| Holloway Jean F | VP, General Counsel | Option Exercise | 498 | $24.12 | $12,012 | 58,864 | Jan 1, 2019 |
| Davis John E | Senior VP, Global Sales | Option Exercise | 880 | $24.12 | $21,226 | 54,837 | Jan 1, 2019 |
| Maier Dennis B | Vice President, Operations | Option Exercise | 118 | $23.03 | $2,718 | 14,809 | Jan 1, 2019 |
| Saurini Sherry M | VP, Quality | Option Exercise | 113 | $23.67 | $2,675 | 26,386 | Dec 31, 2018 |
| Holloway Jean F | VP, General Counsel | Option Exercise | 307 | $23.67 | $7,267 | 53,692 | Dec 31, 2018 |
| McDermid James M | SVP, CHRO | Option Exercise | 89 | $23.67 | $2,107 | 22,603 | Dec 31, 2018 |
| Davis John E | Senior VP, Global Sales | Option Exercise | 3,333 | $9.64 | $32,130 | 52,564 | Sep 18, 2018 |
| Holloway Jean F | VP, General Counsel | Tax Withholding | 2,201 | $34.00 | $74,834 | 53,385 | Sep 10, 2018 |
| Davis John E | Senior VP, Global Sales | Tax Withholding | 3,512 | $34.00 | $119,408 | 49,231 | Sep 10, 2018 |
| RONALD C ELKINS | — | Sale | 5,000 | $34.53 | $172,650 | 64,843 | Sep 5, 2018 |
| Capps Scott B | VP, Clinical Research | Sale | 6,332 | $34.10 | $215,921 | 141,087 | Aug 30, 2018 |